Alpine Equity Trust 

NY

  SEC # 842436

        

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488  SEC Filings   from  2/28/94  to  1/28/19  (None in the Past Year)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘NT N-CEN’ — Annual Report by an Investment Company (Late Filing) — Form N-CEN — for 10/31/18 — Filed as:  Filer / Offerer
New-Filing E-Mail:			Send me notifications of all Filings involving  Alpine Equity Trust

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Forms , Documents & Exhibits  in  479 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
1/28/19	OLD		N-CEN		Update:		Annual Report by an Investment Company — Form N-CEN  OLD	1
1/15/19	OLD		NT-NCEN		Update:		Notice of a Late Filing of a Form N-CEN Annual Report — Form 12b-25  OLD	1
8/24/18	OLD		N-PX		Proxy:		Annual Proxy Voting Reports by Investment Companies — Form N-PX  OLD	15
7/16/18	OLD		N-8F ORDR		SEC:		Applications for SEC Deregistration Orders – ‘N-8F’ SEC Orders  OLD	2
5/29/18	OLD		N-8F NTC		SEC:		Application for an SEC Deregistration Order – ‘N-8F’ SEC Notice  OLD	1
5/23/18	OLD		N-8F		Registration:		Applications for SEC Deregistration Orders by Certain Investment Companies — Form N-8F  OLD	2
4/9/18	OLD		497		Registration:		Definitive Materials  OLD  — Financial Reports	79
3/23/18	OLD		N-Q		Update:		Quarterly Portfolio Holdings Schedules by Investment Companies — Form N-Q  OLD	29
3/21/18	OLD		485BPOS		Registration:		Post-Effective Amendments of Form N-1 and N-1A Registrations  OLD  — Financial Reports	38
3/8/18	OLD		497K		Registration:		Prospectuses – Certain Open-End Investment Companies – Summary  OLD	65
3/5/18	OLD		497J		Registration:		Certifications of No Change in Definitive Materials  OLD	16
1/26/18	OLD		24F-2NT		Update:		Annual Notices of Securities Sold by Investment Companies — Form 24F-2  OLD	31
1/5/18	OLD		N-CSR		Update:		Annual Certified Shareholder Reports by Investment Companies — Form N-CSR  OLD	21
12/26/17	OLD		NSAR-B		Update:		Annual Reports by Investment Companies — Form N-SAR  OLD	32
10/13/17	OLD		40-17G		Update:		Fidelity Bonds for Investment Companies  OLD	19
7/25/17	OLD		DEF 14A		Proxy:		Definitive Proxy Statements — Schedule 14A  OLD	4
7/25/17	OLD		CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC	13
7/13/17	OLD		PRE 14A		Proxy:		Preliminary Proxy Statements — Schedule 14A  OLD	2
7/7/17	OLD		N-CSRS		Update:		Semi-Annual Certified Shareholder Reports by Investment Companies — Form N-CSR  OLD	12
6/27/17	OLD		NSAR-A		Update:		Semi-Annual Reports by Investment Companies — Form N-SAR  OLD	30
11/3/15	OLD		EFFECT		SEC:		SEC Notices of Effectiveness  OLD	4
10/28/15	OLD		485APOS		Registration:		Post-Effective Amendments of Form N-1 and N-1A Registrations  OLD	18
9/25/15	OLD		DEFA14A		Proxy:		Definitive Additional Proxy Soliciting Material — Schedule 14A  OLD	1
8/14/15	OLD		N-14		Registration:		Registration Statement by an Open-End Investment Company or Business Development Company (BDC) – Securities for a Merger — Form N-14  OLD	1
2/17/15	OLD		DEFR14A		Proxy:		Definitive Revised Proxy Soliciting Material — Schedule 14A  OLD	1
2/28/14	OLD		N-18F1		Update:		Notice of Election by an Open-End Investment Company — Form N-18f-1  OLD	1
2/25/05	OLD		485BXT		Registration:		Post-Effective Amendment of a Form N-1 or N-1A Registration to Designate a New Effective Date  OLD	1
4/8/04	OLD		DEFS14A		Proxy:		Definitive Proxy Statement – Special Meeting — Schedule 14A  OLD	1
11/7/03	OLD		40-6C		Registration:		Applications for Exemptions and Other Relief by Investment Companies  OLD	2
1/2/03	OLD		N-30D		Update:		Annual and Semi-Annual Reports Mailed to Shareholders by Investment Companies  OLD	34
11/10/97	OLD		N-14AE		Registration:		Registration Statement by an Open-End Investment Company – Securities for a Merger (Automatic Effectiveness) — Form N-14  OLD	1
10/3/97	OLD		PRES14A		Proxy:		Preliminary Proxy Statement – Special Meeting — Schedule 14A  OLD	1
12/29/95	OLD		NSAR-BT		Update:		Annual-Transition Reports by Investment Companies — Form N-SAR  OLD	2
					Letters:
9/1/15	OLD		COVER		Comment-Response and Cover Letters to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC			6
					General Exhibits:
10/23/98	OLD		EX-6		Opinion of Counsel re: Discount on Capital Shares  OLD			1
10/23/98	OLD		EX-5		Opinion of Counsel re: Legality  OLD			1
10/23/98	OLD		EX-8		Opinion of Counsel re: Tax Matters  OLD			1
10/23/98	OLD		EX-2		Plan of Acquisition, Reorganization, Arrangement, Liquidation or Succession  OLD			1
10/23/98	OLD		EX-1		Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD			6
10/23/98	OLD		EX-9		Voting Trust Agreements  OLD			4
					Additional Exhibits:
3/23/18	OLD		EX-99  &  EX-99.*		Miscellaneous Exhibits, such as Press Releases  OLD  — EX-99.*  Form-Specific Exhibits...  Form N-14:  1 Power of Attorney — Form N-1A:  1 Custodian Agreement;  4 Other Material Contracts;  3 Other Opinions;  1 Underwriter Contract — Form N-6:  1 Other Material Contract — Form N-CSR:  62 Certifications — §302 – SOA’02;  31 Certifications — §906 – SOA’02;  16 Codes of Ethics — Form N-SAR:  16 Accountants’ Reports re: Internal Controls;  2 Certifications — §302 – SOA’02;  2 Letters re: Changes in Accountants;  2 Matters Submitted to Votes of Security Holders;  1 Merger Info;  1 Other Disclosure  (144 total)			331
					Financials:
3/21/18	OLD		XML  &  R#		IDEA Financial Reports Info  OLD  — Financial Reports			54
3/21/18	OLD		EX-101.*		XBRL Data  (XBRL Files)  OLD			99
3/21/18	OLD		ZIP		XBRL Zipped Folders   (Folders of XBRL Files)  OLD			17
10/27/15	OLD		EX-16		Letter re: a Change in Accountant  OLD			1
3/19/15	OLD		EXCEL		IDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports			11
12/29/00	OLD		EX-27		Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports			162
10/23/98	OLD		EX-15		Letter re: Unaudited Interim Financial Info  OLD			1
10/23/98	OLD		EX-11		Statement re: the Computation of Earnings Per Share  OLD			1
					Graphics:
3/21/18	OLD		GRAPHIC		Photos, Images and Graphs  OLD			1,040

Funds / Series  and their  Classes / Contracts

No Forms  nor  Documents  Filed re:  Issuer / Subject Company

        

        

Filings History

Year		# of Filings
2019		2
2018		27
2017		32
2016		25
2015		37
2014		20
2013		21
2012		24
2011		34
2010		29
2009		15
2008		16
2007		13
2006		14
2005		15
2004		10
2003		12
2002		15
2001		14
2000		15
1999		11
1998		21
1997		20
1996		19
1995		24
1994		3