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Fifth Third Funds 
 OH
  SEC # 840678


        
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710  SEC Filings
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  from  4/4/94  to  2/28/13  (None in the Past Year)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘N-8F ORDR’ — Application for an SEC Deregistration Order – ‘N-8F’ SEC Order — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  Fifth Third Funds 

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Forms
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, Documents
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& Exhibits
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 in  704 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
2/28/13 OLDN-8F ORDRSEC:  Application for an SEC Deregistration Order – ‘N-8F’ SEC Order  OLD 1
1/29/13 OLDN-8F NTCSEC:  Application for an SEC Deregistration Order – ‘N-8F’ SEC Notice  OLD 1
1/17/13 OLDN-8FRegistration:  Applications for SEC Deregistration Orders by Certain Investment Companies — Form N-8F  OLD 2
10/23/12 OLD24F-2NTUpdate:  Annual Notices of Securities Sold by Investment Companies — Form 24F-2  OLD 22
10/23/12 OLDNSAR-AUpdate:  Semi-Annual Reports by Investment Companies — Form N-SAR  OLD 29
10/4/12 OLDN-MFPUpdate:  Monthly Portfolio Holdings Schedules by Money-Market Funds — Form N-MFP  OLD 94
9/21/12 OLDN-PXProxy:  Annual Proxy Voting Reports by Investment Companies — Form N-PX  OLD 13
9/13/12 OLDN-CSRUpdate:  Annual Certified Shareholder Reports by Investment Companies — Form N-CSR  OLD 13
9/13/12 OLDNSAR-BUpdate:  Annual Reports by Investment Companies — Form N-SAR  OLD 23
8/17/12 OLDDEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD 5
8/3/12 OLD497Registration:  Definitive Materials  OLD  — Financial Reports
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185
7/13/12 OLD497KRegistration:  Prospectuses – Certain Open-End Investment Companies – Summary  OLD 71
6/27/12 OLDN-QUpdate:  Quarterly Portfolio Holdings Schedules by Investment Companies — Form N-Q  OLD 18
6/14/12 OLDAWRegistration:  Amendment Withdrawal Requests  OLD 2
5/31/12 OLDDEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  OLD 6
5/17/12 OLD485BXTRegistration:  Post-Effective Amendments of Form N-1 and N-1A Registrations to Designate New Effective Dates  OLD 12
5/14/12 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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8
4/26/12 OLDPRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A  OLD 5
4/9/12 OLDN-CSRSUpdate:  Semi-Annual Certified Shareholder Reports by Investment Companies — Form N-CSR  OLD 9
12/8/11 OLD40-17GUpdate:  Fidelity Bonds for Investment Companies  OLD 14
12/7/11 OLD485BPOSRegistration:  Post-Effective Amendments of Form N-1 and N-1A Registrations  OLD  — Financial Reports
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33
11/29/11 OLD497JRegistration:  Certifications of No Change in Definitive Materials  OLD 13
11/10/11 OLD485APOSRegistration:  Post-Effective Amendments of Form N-1 and N-1A Registrations  OLD 29
10/18/11 OLDAPP ORDRSEC:  Application for an SEC Exemption Order – ‘40-APP’ SEC Order  OLD 1
9/26/11 OLDAPP NTCSEC:  Application for an SEC Exemption Order – ‘40-APP’ SEC Notice  OLD 1
9/22/11 OLDAPP WDRegistration:  Withdrawals of Applications for Exemption Orders and Other Relief  OLD 3
8/11/11 OLD40-APPRegistration:  Applications for Exemption Orders and Other Relief by Investment Companies  OLD 4
12/3/08 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 2
9/30/08 OLDNT-NSARUpdate:  Notices of Late Filings of Form N-SAR Semi-Annual Reports — Form 12b-25  OLD 2
11/9/07 OLD40-17F2Update:  Certificates of Accounting of Securities in the Custody of Investment Companies — Form N-17f-2  OLD 35
9/28/07 OLDN-14Registration:  Registration Statements by Open-End Investment Companies and Business Development Companies (BDCs) – Securities for Mergers — Form N-14  OLD 12
8/18/05 OLD40-6CRegistration:  Applications for Exemptions and Other Relief by Investment Companies  OLD 4
4/10/03 OLDN-30DUpdate:  Annual and Semi-Annual Reports Mailed to Shareholders by Investment Companies  OLD 33

Letters: 
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4/26/12 OLDCOVERComment-Response and Cover Letters to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC8

General Exhibits: 
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11/19/10 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 9
9/17/10 OLDEX-3Articles of Incorporation/Organization or Bylaws  OLD 1
9/17/10 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 2
9/17/10 OLDEX-5Opinions of Counsel re: Legality  OLD 5
9/17/10 OLDEX-2Plan of Acquisition, Reorganization, Arrangement, Liquidation or Succession  OLD 1
9/29/03 OLDEX-22Published Reports re: Matters Submitted to Votes of Security Holders  OLD 4
4/25/02 OLDEX-14Codes of Ethics  OLD 10
4/25/02 OLDEX-17Correspondence re: Departures of Directors  OLD 15
10/30/98 OLDEX-10Material Contract  OLD 1
10/30/98 OLDEX-6Opinions of Counsel re: Discounts on Capital Shares  OLD 7
10/30/98 OLDEX-9Voting Trust Agreements  OLD 10
11/28/97 OLDEX-8Opinions of Counsel re: Tax Matters  OLD 2
7/23/97 OLDEX-19Reports Furnished to Security Holders  OLD 6

Additional Exhibits: 
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10/23/12 OLDEX-99  &  EX-99.*Miscellaneous Exhibits, such as Press Releases  OLD EX-99.*  Form-Specific Exhibits...  Form N-1A:  1 Code of Ethics;  3 Other Material Contracts;  1 Other Opinion — Form N-CSR:  35 Certifications — §302 – SOA’02;  15 Certifications — §906 – SOA’02;  9 Codes of Ethics — Form N-SAR:  10 Accountants’ Reports re: Internal Controls;  1 Certification — §302 – SOA’02;  7 Legal Proceedings;  3 Letters re: Changes in Accountants;  7 Matters Submitted to Votes of Security Holders;  3 Mergers Info;  5 Transactions Effected — Rule 10f-3 – ICA’40  (100 total)529

Financials: 
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8/3/12 OLDXML  &  R#IDEA Financial Reports Info  OLD  — Financial Reports
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9
8/3/12 OLDEXCELIDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports
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3
8/3/12 OLDEX-101.*XBRL Data  (XBRL Files)  OLD 18
8/3/12 OLDZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  OLD 
3
4/9/12 OLDEX-12Statements re: Computations of Ratios  OLD 17
9/17/10 OLDEX-7Correspondence from an Accountant re: Non-Reliance on a Previously Issued Audit Report or Completed Interim Review  OLD 1
10/15/02 OLDEX-16Letters re: Changes in Accountants  OLD 5
4/25/02 OLDEX-11Statements re: Computations of Earnings Per Share  OLD 16
9/29/00 OLDEX-27Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports
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582
10/30/98 OLDEX-18Letters re: Changes in Accounting Principles and Practices  OLD 3
10/30/98 OLDEX-15Letters re: Unaudited Interim Financial Info  OLD 8

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9/13/12 OLDGRAPHICPhotos, Images and Graphs  OLD 296

Funds / Series  and their  Classes / Contracts

   As Of   Fund / Series — Filings for F/S#...
     Class / Contract — Filings for C/C#...    Symbol
 
2012: 10/23/12 Fifth Third All Cap Value FundS#5697
 Class A SharesC#15646MXLAX
 Class B SharesC#15647MXLBX
 Class C SharesC#15648MXLCX
 Institutional SharesC#15644MXEIX
 Advisor SharesC#15645MXSEX
 10/23/12 Fifth Third Disciplined Large Cap Value FundS#5698
 Class A SharesC#15651FSSIX
 Class B SharesC#15652FBEQX
 Class C SharesC#15653FEQCX
 Institutional SharesC#15649FEINX
 Advisor SharesC#15650FVEQX
 10/23/12 Fifth Third Dividend Growth FundS#5694
 Class A SharesC#15631FSPIX
 Class B SharesC#15632FTPBX
 Class C SharesC#15633FTPCX
 Institutional SharesC#15629FPFIX
 Advisor SharesC#15630FTPVX
 10/23/12 Fifth Third Equity Index FundS#824
 Class A SharesC#2432KNIDX
List all Funds / Series and their Classes / Contracts


Forms
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, Documents
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& Exhibits
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 in  26 Filings
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
8/15/12 OLD425Registration:  Prospectuses and Communications – Mergers  OLD 6
11/9/07 OLD40-17F2Update:  Certificates of Accounting of Securities in the Custody of Investment Companies — Form N-17f-2  OLD 20

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8/15/12 OLDGRAPHICPhotos, Images and Graphs  OLD 19


        

Filings History

Year    # of Filings
In descending order
2013 3
2012 88
2011 116
2010 51
2009 27
2008 29
2007 45
2006 22
2005 36
2004 28
2003 47
2002 43
2001 46
2000 26
1999 15
1998 28
1997 24
1996 12
1995 13
1994 11

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