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Radient Pharmaceuticals Corp. 
 CA
  SEC # 838879


        
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599  SEC Filings
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  from  5/15/96  to  7/3/14  (None in the Past Year)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘REVOKED’ — SEC Order Revoking a Registration — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  Radient Pharmaceuticals Corp. 

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Forms
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, Documents
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& Exhibits
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 in  412 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
7/3/14 OLDREVOKEDSEC:  SEC Order Revoking a Registration  OLD 1
5/6/14 OLD8-KUpdate:  Current Reports — Form 8-K  OLD  — Press Releases
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& Conference Calls
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136

8-K Items: 
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6/18/13 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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26
1/31/11 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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10
12/7/07 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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3
8/15/11 OLD"Results of Operations and Financial Condition — Item 2.02  OLD 8
11/29/11 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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4
4/3/12 OLD"Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement — Item 2.04  OLD  — ‘EX-10’
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13
2/23/12 OLD
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD 12
12/1/11 OLD"Unregistered Sales of Equity Securities — Item 3.02  OLD  — ‘EX-1’
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25
11/29/11 OLD"Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ‘EX-4’
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5
11/6/08 OLD
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  Governance & Management: 
Changes in Control of Registrant — Item 5.01  OLD 5
5/6/14 OLD"Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers
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10
2/10/12 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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9
11/7/11 OLD"Submission of Matters to a Vote of Security Holders — Item 5.07  OLD  — ‘EX-22’
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2
3/6/12 OLD
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  OLD  — ‘EX-99’
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65
5/6/14 OLD
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  Events: 
Other Events — Item 8.01  OLD 32
6/18/13 OLD
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  Financials: 
Financial Statements and Exhibits — Item 9.01  OLD 97

7/9/12 OLD10-KUpdate:  Annual Reports — Form 10-K  OLD  — Financial Reports
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10
3/30/12 OLDNT 10-KUpdate:  Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25  OLD 8
2/15/12 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 15
2/14/12 OLDS-1Registration:  Registration Statements (General Form) — Form S-1  OLD 4
2/13/12 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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38
12/16/11 OLDRWRegistration:  Registration Withdrawal Requests  OLD 2
12/12/11 OLDDRegistration:  Notices of Exempt Offerings of Securities — Form D  OLD 5
11/14/11 OLD10-QUpdate:  Quarterly Reports — Form 10-Q  OLD  — Financial Reports
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15
10/14/11 OLDDEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  OLD 11
10/4/11 OLDPRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A  OLD 9
5/17/11 OLDNT 10-QUpdate:  Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25  OLD 11
3/4/11 OLDS-3Registration:  Registration Statements – Securities for Transactions — Form S-3  OLD 35
1/31/11 OLDAWRegistration:  Amendment Withdrawal Requests  OLD 5
10/15/10 OLDPRER14AProxy:  Preliminary Revised Proxy Soliciting Materials — Schedule 14A  OLD 8
12/2/09 OLD424B5Registration:  Prospectus – Primary Offering or Shelf Securities – New Facts or Events  OLD 1
7/2/09 OLDDEFR14AProxy:  Definitive Revised Proxy Soliciting Materials — Schedule 14A  OLD 3
6/23/09 OLD424B4Registration:  Prospectuses – Info Previously Omitted & New Facts or Events  OLD 6
3/11/09 OLDREGDEXRegistration:  Notices of Exempt Offerings of Securities — Form D  OLD 18
7/31/08 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 4
5/22/08 OLDPOS AMRegistration:  Post-Effective Amendments of Registration Statements  OLD 8
4/29/08 OLDPOS462CRegistration:  Post-Effective Amendments of Registration Statements – Rule 462(c)  OLD 3
2/22/08 OLD10QSBUpdate:  Quarterly and Quarterly-Transition Reports by Small Businesses (Optional Form) — Form 10-QSB  OLD 37
6/21/07 OLD10KSBUpdate:  Annual and Annual-Transition Reports by Small Businesses (Optional Form) — Form 10-KSB  OLD 14
8/11/06 OLDDEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD 3
7/3/06 OLDDEFM14AProxy:  Definitive Proxy Statement – Merger or Acquisition — Schedule 14A  OLD 1
6/2/06 OLDPREM14AProxy:  Preliminary Proxy Statement – Merger or Acquisition — Schedule 14A  OLD 1
11/16/05 OLD424B1Registration:  Prospectus – Info Previously Omitted  OLD 1
1/13/05 OLD424B3Registration:  Prospectus – New Facts or Events  OLD 1
9/21/01 OLD8-A12BRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1
10/15/99 OLD10SB12GRegistration:  Registration Statement by a Small-Business Issuer — Form 10-SB  OLD 1

Letters: 
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2/14/12 OLDCOVERComment-Response and Cover Letters to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC3

General Exhibits: 
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6/18/13 OLDEX-10Material Contracts  OLD 139
2/14/12 OLDEX-23Consents of Experts and Counsel  OLD 60
1/3/12 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 5
3/4/11 OLDEX-5Opinions of Counsel re: Legality  OLD 40
12/2/09 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 2
12/2/09 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 2
9/17/01 OLDEX-2Plan of Acquisition, Reorganization, Arrangement, Liquidation or Succession  OLD 1
5/14/97 OLDEX-22Published Report re: Matters Submitted to a Vote of Security Holders  OLD 1

Additional Exhibits: 
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1/3/12 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases
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& Conference Calls
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121

Financials: 
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7/9/12 OLDEX-31Certifications — §302 – SOA’02  OLD 92
7/9/12 OLDEX-32Certifications — §906 – SOA’02  OLD 92
7/9/12 OLDXML  &  R#IDEA Financial Reports Info  OLD  — Financial Reports
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68
7/9/12 OLDEXCELIDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports
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3
7/9/12 OLDEX-101.*XBRL Data  (XBRL Files)  OLD 18
7/9/12 OLDZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  OLD 
3
2/4/03 OLDEX-16Letters re: Changes in Accountants  OLD 2
11/14/00 OLDEX-27Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports
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17

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6/18/13 OLDGRAPHICPhotos, Images and Graphs  OLD 241


Forms
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, Documents
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& Exhibits
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 in  187 Filings
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
5/21/12 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 39
11/3/11 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 69
8/26/11 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 8
6/30/11 OLD25-NSETrading:  Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25  OLD 1
2/17/09 OLD5Ownership:  Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD 35
2/8/08 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 5

Letters: 
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1/10/12 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC30

General Exhibits: 
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1/5/01 OLDEX-2Plan of Acquisition, Reorganization, Arrangement, Liquidation or Succession  OLD 1
1/5/01 OLDEX-1Underwriting Agreement or Conflict Minerals Report  (or mislabeled “1st Exhibit”)  OLD 1

Additional Exhibits: 
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6/30/11 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 2

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2/17/09 OLDGRAPHICPhotos, Images and Graphs  OLD 6


        

Filings History

Year    # of Filings
In descending order
2014 2
2013 2
2012 36
2011 73
2010 76
2009 73
2008 80
2007 52
2006 47
2005 31
2004 34
2003 40
2002 17
2001 9
2000 7
1999 3
1998 7
1997 6
1996 4

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