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Concorde Funds Inc. 
 TX
  SEC # 822519


        
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329  SEC Filings
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  from  9/18/95  to  2/27/24  (2 Months Ago)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘NPORT-P’ — Monthly Portfolio Investments Report (Quarterly Release) by an Investment Company — Form N-PORT — for 12/31/23 — Filed as:  Filer / Offerer 
 
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Filings
involving  Concorde Funds Inc. 

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Forms
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, Documents
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& Exhibits
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 in  329 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
2/27/24NPORT-PUpdate:  Monthly Portfolio Investments Reports (Released Quarterly) by Investment Companies — Form N-PORT16
2/1/24497JRegistration:  Certifications of No Change in Definitive Materials26
1/26/24485BPOSRegistration:  Post-Effective Amendments of Form N-1 and N-1A Registrations — Financial Reports
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39
12/29/2324F-2NTUpdate:  Annual Notices of Securities Sold by Investment Companies — Form 24F-229
12/14/23N-CENUpdate:  Annual Reports by Investment Companies — Form N-CEN6
12/8/23N-CSRUpdate:  Annual Certified Shareholder Reports by Investment Companies — Form N-CSR21
10/6/2340-17GUpdate:  Fidelity Bonds for Investment Companies25
8/16/23NPORT-EXUpdate:  Portfolio Holdings Schedules by Investment Companies — Form N-PORT8
8/14/23N-PXProxy:  Annual Proxy Voting Reports by Investment Companies — Form N-PX20
6/5/23N-CSRSUpdate:  Semi-Annual Certified Shareholder Reports by Investment Companies — Form N-CSR21
2/26/20 OLDN-QUpdate:  Quarterly Portfolio Holdings Schedules by Investment Companies — Form N-Q  OLD 32
2/14/20 OLD497Registration:  Definitive Materials  OLD  — Financial Reports
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16
2/15/19 OLDDEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  OLD 2
5/30/18 OLDNSAR-AUpdate:  Semi-Annual Reports by Investment Companies — Form N-SAR  OLD 23
11/29/17 OLDNSAR-BUpdate:  Annual Reports by Investment Companies — Form N-SAR  OLD 20
7/20/16 OLD425Registration:  Prospectus or Communication – Merger  OLD 1
7/5/16 OLDEFFECTSEC:  SEC Notice of Effectiveness  OLD 1
6/30/16 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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6
6/30/16 OLDN-14Registration:  Registration Statements by Open-End Investment Companies and Business Development Companies (BDCs) – Securities for Mergers — Form N-14  OLD 4
6/30/16 OLDAWRegistration:  Amendment Withdrawal Request  OLD 1
6/30/16 OLD485BXTRegistration:  Post-Effective Amendments of Form N-1 and N-1A Registrations to Designate New Effective Dates  OLD 2
5/26/16 OLDDEL AMRegistration:  Registration Effectiveness-Delaying Amendment  OLD 1
4/15/16 OLD485APOSRegistration:  Post-Effective Amendments of Form N-1 and N-1A Registrations  OLD 6
1/21/04 OLDN-1ARegistration:  Registration Statement by an Open-End Investment Company — Form N-1A  OLD 1
1/17/03 OLDPRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A  OLD 2
1/6/03 OLDN-30DUpdate:  Annual and Semi-Annual Reports Mailed to Shareholders by Investment Companies  OLD 7
12/30/96 OLDDEFS14AProxy:  Definitive Proxy Statement – Special Meeting — Schedule 14A  OLD 1
12/13/96 OLDPRES14AProxy:  Preliminary Proxy Statement – Special Meeting — Schedule 14A  OLD 1

Letters: 
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6/30/16 OLDCOVERComment-Response and Cover Letters to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC4

Form-Specific Documents: 
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8/16/23NPORT-EXPortfolio Holdings Schedules — Form N-PORT8

General Exhibits: 
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6/30/16 OLDEX-17Correspondence re: Departures of Directors  OLD 2
12/2/96 OLDEX-14Codes of Ethics  OLD 3
12/2/96 OLDEX-5Opinion of Counsel re: Legality  OLD 1
12/2/96 OLDEX-8Opinion of Counsel re: Tax Matters  OLD 1
12/2/96 OLDEX-9Voting Trust Agreements  OLD 2

Additional Exhibits: 
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1/26/24EX-99  &  EX-99.*Miscellaneous Exhibits, such as Press ReleasesEX-99.*  Form-Specific Exhibits...  Form N-1A:  1 Opinion of Counsel re: Legality;  1 Other Opinion — Form N-6:  1 Other Material Contract — Form N-CSR:  74 Certifications — §302 – SOA’02;  42 Certifications — §906 – SOA’02;  10 Codes of Ethics — Form N-SAR:  14 Accountants’ Reports re: Internal Controls;  2 Letters re: Changes in Accountants;  1 Matters Submitted to a Vote of Security Holders;  2 Other Disclosures  (148 total)246

Investment Company Exhibits: 
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12/14/23INTERNAL CONTROL RPTAccountants’ Reports re: Internal Controls6

Financials: 
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1/26/24XML  &  R#IDEA Financial Reports Info — Financial Reports
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74
1/26/24EX-101.*XBRL Data  (XBRL Files)92
1/26/24JSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)4
1/26/24ZIPXBRL Zipped Folders
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  (Folders of XBRL Files)
16
1/28/22 OLDEXCELIDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports
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9
11/29/00 OLDEX-27Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports
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30
12/2/96 OLDEX-11Statement re: the Computation of Earnings Per Share  OLD 1

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1/26/24GRAPHICPhotos, Images and Graphs309

Funds / Series  and their  Classes / Contracts

   As Of   Fund / Series — Filings for F/S#...
     Class / Contract — Filings for C/C#...    Symbol
 
2024: 2/27/24 Concorde Wealth Management FundS#54433
 C#170957CONWX
 
2017: 8/7/17 Concorde Value FundS#830
 C#2445CONVX
 
— 2 Funds / Series — 2 Classes / Contracts —


Forms
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, Documents
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& Exhibits
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 in  1 Filing
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
7/20/16 OLD425Registration:  Prospectus or Communication – Merger  OLD 1


        

Filings History

Year    # of Filings
In descending order
2024 3
2023 12
2022 12
2021 12
2020 14
2019 14
2018 12
2017 13
2016 33
2015 12
2014 13
2013 12
2012 12
2011 12
2010 12
2009 12
2008 12
2007 11
2006 11
2005 11
2004 11
2003 9
2002 8
2001 6
2000 6
1999 6
1998 7
1997 5
1996 9
1995 7

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