Knott David M 

NY

  SEC # 808722

        

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579  SEC Filings   from  2/13/98  to  11/12/21  (None in the Past Year)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘13F-HR’ — Quarterly Holdings and Combination Report by a Money Manager — Form 13F — for 9/30/21 — Filed as:  Filer / Offerer
New-Filing E-Mail:			Send me notifications of all Filings involving  Knott David M

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Forms , Documents & Exhibits  in  579 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
11/12/21	OLD		13F-HR		Ownership:		Quarterly Holdings and Combination Reports by Money Managers — Form 13F  OLD  — Assets Under Management	92
2/13/18	OLD		SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD	220
5/24/16	OLD		SC 13D		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD	73
4/14/16	OLD		4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD	173
4/21/10	OLD		3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD	20
2/11/05	OLD		13F-NT		Ownership:		Quarterly Holdings Notice by a Money Manager — Form 13F  OLD  — Assets Under Management	1
					Form-Specific Documents:
11/12/21	OLD		INFO-TABLE		Portfolio Securities Holdings – Info Tables — Form 13F  OLD  — Assets Under Management			34
					General Exhibits:
3/8/07	OLD		EX-24		Power of Attorney  OLD			1
1/21/99	OLD		EX-2		Plan of Acquisition, Reorganization, Arrangement, Liquidation or Succession  OLD			1
					Additional Exhibits:
10/2/09	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD			16

History as a Money Manager:  Assets Under Management

No Forms  nor  Documents  Filed re:  Issuer / Subject Company

        

        

Filings History

Year		# of Filings
2021		4
2020		4
2019		4
2018		5
2017		6
2016		9
2015		29
2014		13
2013		20
2012		31
2011		33
2010		40
2009		54
2008		67
2007		63
2006		68
2005		30
2004		27
2003		15
2002		10
2001		12
2000		15
1999		13
1998		7