Dupont Direct Financial Holdings Inc. 

NY

  SEC # 807904

        

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60  SEC Filings   from  8/18/97  to  9/12/13  (None in the Past Year)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘REVOKED’ — SEC Order Revoking a Registration — Filed as:  Filer / Offerer
New-Filing E-Mail:			Send me notifications of all Filings involving  Dupont Direct Financial Holdings Inc.

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Forms , Documents & Exhibits  in  56 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
9/12/13	OLD		REVOKED		SEC:		SEC Order Revoking a Registration  OLD	1
7/30/04	OLD		10KSB		Update:		Annual and Annual-Transition Reports by Small Businesses (Optional Form) — Form 10-KSB  OLD	9
2/23/04	OLD		10QSB		Update:		Quarterly and Quarterly-Transition Reports by Small Businesses (Optional Form) — Form 10-QSB  OLD	22
2/12/04	OLD		NT 10-Q		Update:		Notice of a Late Filing of a Form 10-Q Quarterly Report — Form 12b-25  OLD	1
11/14/03	OLD		10-Q		Update:		Quarterly Report — Form 10-Q  OLD	1
6/18/03	OLD		8-K		Update:		Current Reports — Form 8-K  OLD  — Press Releases & Conference Calls	12
3/5/03	OLD		SB-2		Registration:		Registration Statement by a Small-Business Issuer — Form SB-2  OLD	1
9/6/00	OLD		SC 13G		Ownership:		Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G  OLD	1
2/25/00	OLD		SC 14F1		Ownership:		Statement re: a Change in the Majority of Directors — Schedule 14F-1  OLD	1
4/5/99	OLD		S-8		Registration:		Registration Statement – Securities for an Employee Benefit Plan — Form S-8  OLD	1
5/12/98	OLD		DEF 14A		Proxy:		Definitive Proxy Statement — Schedule 14A  OLD	1
4/22/98	OLD		PRER14A		Proxy:		Preliminary Revised Proxy Soliciting Materials — Schedule 14A  OLD	3
11/4/97	OLD		PRE 14A		Proxy:		Preliminary Proxy Statement — Schedule 14A  OLD	1
8/18/97	OLD		10-K		Update:		Annual Report — Form 10-K  OLD	1
					General Exhibits:
3/5/03	OLD		EX-3		Articles of Incorporation/Organization and Bylaws  OLD			9
3/5/03	OLD		EX-23		Consents of Experts and Counsel  OLD			3
3/5/03	OLD		EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders  OLD			4
3/5/03	OLD		EX-10		Material Contracts  OLD			13
3/5/03	OLD		EX-5		Opinions of Counsel re: Legality  OLD			2
3/5/03	OLD		EX-2		Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD			5
					Additional Exhibits:
6/18/03	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases & Conference Calls			3
					Financials:
7/30/04	OLD		EX-31		Certifications — §302 – SOA’02  OLD			11
2/23/04	OLD		EX-32		Certifications — §906 – SOA’02  OLD			10
3/16/99	OLD		EX-27		Financial Data Schedules {Pre-XBRL}  OLD			8

Forms , Documents & Exhibits  in  4 Filings  Filed re:  Issuer / Subject Company

        

        

Latest Filing			Type		Category	Description		Documents
5/1/01	OLD		SC 13D		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD	2
2/25/00	OLD		SC 14F1		Ownership:		Statement re: a Change in the Majority of Directors — Schedule 14F-1  OLD	1
5/6/99	OLD		3		Ownership:		Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3  OLD	1
					Additional Exhibits:
5/1/01	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD			8

        

Filings History

Year		# of Filings
2013		1
⇑
2004		3
2003		8
2002		5
2001		7
2000		16
1999		8
1998		7
1997		5