Kaspien Holdings Inc. 

WA

  SEC # 795212

        

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1,335  SEC Filings   from  5/6/94  to  1/8/24  (3 Months Ago)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘15-12G’ — Certification of a Termination of Registration of a Class of Securities — Form 15 — Filed as:  Filer / Offerer
New-Filing E-Mail:			Send me notifications of all Filings involving  Kaspien Holdings Inc.

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Forms , Documents & Exhibits  in  467 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
1/8/24			15-12G		Registration:		Certification of a Termination of Registration of a Class of Securities — Form 15	1
12/28/23			25		Trading:		Notices by Issuers of the Removals from Listing and Registration on Securities Exchanges of Matured, Redeemed and Retired Securities — Form 25	2
12/18/23			8-K		Update:		Current Reports — Form 8-K — Press Releases & Conference Calls  — Financial Reports	241
					8-K Items:
6/6/23			Business & Operations:			•	Entry into a Material Definitive Agreement — Item 1.01 — ↓‘EX-10’	30
6/16/21	OLD		"			•	Termination of a Material Definitive Agreement — Item 1.02  OLD  — ↓‘EX-10’	2
2/20/20	OLD		Financial Info:			•	Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ↓‘EX-2’	4
9/18/23			"			•	Results of Operations and Financial Condition — Item 2.02 — Financial Reports	88
3/8/22	OLD		"			•	Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ↓‘EX-10’	9
12/18/23			"			•	Cost Associated with Exit or Disposal Activities — Item 2.05 — ↓‘EX-2’	2
12/18/23			Securities & Trading:			•	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01	10
7/14/22	OLD		"			•	Unregistered Sales of Equity Securities — Item 3.02  OLD  — ↓‘EX-1’	5
8/2/22	OLD		"			•	Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ↓‘EX-4’	5
6/16/20	OLD		Accountants & Accounting:			•	Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ↓‘EX-16’	1
12/18/23			Governance & Management:			•	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers	47
9/2/22	OLD		"			•	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ↓‘EX-3’	7
6/30/23			"			•	Submission of Matters to a Vote of Security Holders — Item 5.07 — ↓‘EX-22’	16
12/18/23			Disclosures:			•	Regulation FD Disclosure — Item 7.01 — ↓‘EX-99’	74
7/14/22	OLD		Events:			•	Other Events — Item 8.01  OLD	27
12/18/23			Financials:			•	Financial Statements and Exhibits — Item 9.01 — Financial Reports	162
12/18/23			10-Q		Update:		Quarterly Reports — Form 10-Q — Financial Reports	94
12/12/23			NT 10-Q		Update:		Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25	2
5/26/23			DEF 14A		Proxy:		Definitive Proxy Statements — Schedule 14A	29
4/28/23			10-K		Update:		Annual Reports — Form 10-K — Financial Reports	34
8/30/22	OLD		S-8		Registration:		Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD	6
8/12/22	OLD		DEF 14C		Proxy:		Definitive Proxy Info Statements — Schedule 14C  OLD	2
8/9/22	OLD		EFFECT		SEC:		SEC Notices of Effectiveness  OLD	3
8/4/22	OLD		CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC	12
8/2/22	OLD		PRE 14C		Proxy:		Preliminary Proxy Info Statements — Schedule 14C  OLD	2
7/28/22	OLD		S-1		Registration:		Registration Statements (General Form) — Form S-1  OLD	6
7/14/22	OLD		424B5		Registration:		Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD	3
2/9/21	OLD		S-3		Registration:		Registration Statements – Securities for Transactions — Form S-3  OLD	3
7/15/20	OLD		DEFA14A		Proxy:		Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD	5
7/1/20	OLD		PRE 14A		Proxy:		Preliminary Proxy Statements — Schedule 14A  OLD	3
2/7/20	OLD		DEFM14A		Proxy:		Definitive Proxy Statement – Merger or Acquisition — Schedule 14A  OLD	1
1/27/20	OLD		PREM14A		Proxy:		Preliminary Proxy Statement – Merger or Acquisition — Schedule 14A  OLD	1
6/13/19	OLD		DEFR14A		Proxy:		Definitive Revised Proxy Soliciting Materials — Schedule 14A  OLD	3
5/29/19	OLD		DEFC14A		Proxy:		Definitive Proxy Statement – Contested Solicitation — Schedule 14A  OLD	1
5/6/19	OLD		NT 10-K		Update:		Notice of a Late Filing of a Form 10-K Annual Report — Form 12b-25  OLD	1
8/15/14	OLD		S-8 POS		Registration:		Post-Effective Amendments of Form S-8 Registrations  OLD	2
8/2/13	OLD		SC TO-I		Ownership:		Tender-Offer Statements by Issuers — Schedule TO  OLD	4
6/27/13	OLD		SC TO-C		Ownership:		Tender-Offer Communication by an Issuer or Third Party — Schedule TO  OLD	1
11/27/07	OLD		8-A12G		Registration:		Registration Statements for Certain Classes of Securities — Form 8-A  OLD	2
4/1/99	OLD		424B3		Registration:		Prospectus – New Facts or Events  OLD	1
3/30/99	OLD		S-4		Registration:		Registration Statements – Securities for Mergers — Form S-4  OLD	2
4/28/98	OLD		424B4		Registration:		Prospectus – Info Previously Omitted & New Facts or Events  OLD	1
10/14/97	OLD		DEFS14A		Proxy:		Definitive Proxy Statement – Special Meeting — Schedule 14A  OLD	1
					General Exhibits:
12/18/23			EX-10		Material Contracts			78
6/6/23			EX-2		Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions			4
4/28/23			EX-23		Consents of Experts and Counsel			54
4/28/23			EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders			31
4/28/23			EX-21		Subsidiaries Lists			23
8/30/22	OLD		EX-FILING FEES		Filing Fees  OLD			2
8/30/22	OLD		EX-5		Opinions of Counsel re: Legality  OLD			14
8/2/22	OLD		EX-3		Articles of Incorporation/Organization and Bylaws  OLD			13
3/16/21	OLD		EX-1		Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD			4
4/14/05	OLD		EX-22		Published Reports re: Matters Submitted to Votes of Security Holders  OLD			7
8/18/04	OLD		EX-14		Code of Ethics  OLD			1
3/29/99	OLD		EX-8		Opinions of Counsel re: Tax Matters  OLD			2
3/30/98	OLD		EX-25		Statement of Eligibility to Act as a Trustee  OLD			1
					Additional Exhibits:
12/18/23			EX-99  &  EX-99.*		Miscellaneous Exhibits, such as Press Releases — Press Releases & Conference Calls — EX-99.*  Form-Specific Exhibits...  Form N-14:  1 Articles of Incorporation/Organization;  1 Bylaws  (2 total)			260
					Financials:
12/18/23			XML  &  R#		IDEA Financial Reports Info — Financial Reports			2,377
12/18/23			EXCEL		IDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports			85
12/18/23			EX-101.*		XBRL Data  (XBRL Files)			374
12/18/23			JSON		XBRL Instances as JavaScript Object Notation Data  (JSON Files)			38
12/18/23			ZIP		XBRL Zipped Folders   (Folders of XBRL Files)			78
12/18/23			EX-31		Certifications — §302 – SOA’02			168
12/18/23			EX-32		Certifications — §906 – SOA’02			84
6/16/20	OLD		EX-16		Letter re: a Change in Accountant  OLD			1
12/12/00	OLD		EX-27		Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports			30
12/16/97	OLD		EX-11		Statements re: Computations of Earnings Per Share  OLD			2
					Graphics:
12/18/23			GRAPHIC		Photos, Images and Graphs			347

Forms , Documents & Exhibits  in  874 Filings  Filed re:  Issuer / Subject Company

        

List all Money Managers that own this Security Issuer:  CUSIP 485837

        

Latest Filing			Type		Category	Description		Documents
5/3/23			4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4	486
2/15/23	OLD		SC 13D		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD	59
11/1/22	OLD		3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD	33
2/10/22	OLD		SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD	99
3/8/21	OLD		5		Ownership:		Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD	170
6/13/19	OLD		DFAN14A		Proxy:		Definitive Additional Non-Management Proxy Soliciting Materials — Schedule 14A  OLD	2
6/3/19	OLD		DEFC14A		Proxy:		Definitive Proxy Statements – Contested Solicitations — Schedule 14A  OLD	2
6/3/19	OLD		CORRESP		Comment:		Comment-Response or Other Letter to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC	1
5/24/19	OLD		PREC14A		Proxy:		Preliminary Proxy Statement – Contested Solicitation — Schedule 14A  OLD	1
8/2/13	OLD		SC TO-I		Ownership:		Tender-Offer Statements by Issuers — Schedule TO  OLD	4
6/27/13	OLD		SC TO-C		Ownership:		Tender-Offer Communication by an Issuer or Third Party — Schedule TO  OLD	1
7/21/06	OLD		144		Ownership:		Notices of Proposed Sales of Securities by Insiders — Form 144  OLD	6
					Letters:
8/4/22	OLD		LETTER		Comment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC			12
8/4/22	OLD		TEXT-EXTRACT		Comment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]  OLD			3
					General Exhibits:
2/4/19	OLD		EX-24		Powers of Attorney  OLD			3
4/29/10	OLD		EX-1		Underwriting Agreement or Conflict Minerals Report  (or mislabeled “1st Exhibit”)  OLD			1
4/4/08	OLD		EX-4		Instrument Defining the Rights of Security Holders  OLD			1
2/5/08	OLD		EX-3		Articles of Incorporation/Organization or Bylaws  OLD			1
12/10/07	OLD		EX-2		Plan of Acquisition, Reorganization, Arrangement, Liquidation or Succession  OLD			1
					Additional Exhibits:
2/15/23	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD			18
					Graphics:
6/3/19	OLD		GRAPHIC		Photos, Images and Graphs  OLD			24

        

Filings History

Year		# of Filings
2024		1
2023		25
2022		41
2021		27
2020		42
2019		57
2018		47
2017		56
2016		58
2015		46
2014		59
2013		65
2012		35
2011		43
2010		57
2009		52
2008		147
2007		61
2006		63
2005		56
2004		110
2003		61
2002		22
2001		7
2000		26
1999		22
1998		13
1997		11
1996		8
1995		9
1994		8