Xoma Corp. 

CA

  SEC # 791908

        

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1,420  SEC Filings   from  2/14/95  to  4/30/24  (Today)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘8-K’ — Current Report — Form 8-K — for 4/29/24 — Filed as:  Filer / Offerer
New-Filing E-Mail:			Send me notifications of all Filings involving  Xoma Corp.

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Forms , Documents & Exhibits  in  656 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
4/30/24			8-K		Update:		Current Reports — Form 8-K    — Press Releases & Conference Calls  — Financial Reports	275
					8-K Items:
2/16/24			Business & Operations:			•	Entry into a Material Definitive Agreement — Item 1.01 — ↓‘EX-10’	71
10/27/23			"			•	Termination of a Material Definitive Agreement — Item 1.02 — ↓‘EX-10’	5
4/3/24			Financial Info:			•	Completion of Acquisition or Disposition of Assets — Item 2.01    — ↓‘EX-2’	4
3/8/24			"			•	Results of Operations and Financial Condition — Item 2.02 — Financial Reports	35
12/19/23			"			•	Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03 — ↓‘EX-10’	8
12/21/16	OLD		"			•	Cost Associated with Exit or Disposal Activities — Item 2.05  OLD  — ↓‘EX-2’	2
3/27/17	OLD		Securities & Trading:			•	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD	8
12/19/23			"			•	Unregistered Sales of Equity Securities — Item 3.02 — ↓‘EX-1’	10
8/5/21	OLD		"			•	Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ↓‘EX-4’	5
3/23/18	OLD		Accountants & Accounting:			•	Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ↓‘EX-16’	1
8/7/14	OLD		"			•	Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02  OLD  — ↓‘EX-7’	1
1/11/24			Governance & Management:			•	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers	48
8/5/21	OLD		"			•	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ↓‘EX-3’	8
5/18/23			"			•	Submission of Matters to a Vote of Security Holders — Item 5.07	15
2/16/24			Disclosures:			•	Regulation FD Disclosure — Item 7.01 — ↓‘EX-99’	12
4/30/24			Events:			•	Other Events — Item 8.01	79
4/30/24			Financials:			•	Financial Statements and Exhibits — Item 9.01    — Financial Reports	150
4/3/24			SC TO-T		Ownership:		Tender-Offer Statements by Third Parties — Schedule TO	3
4/2/24			ARS		Update:		Annual Reports to Security Holders	3
4/2/24			DEFA14A		Proxy:		Definitive Additional Proxy Soliciting Materials — Schedule 14A	11
4/2/24			DEF 14A		Proxy:		Definitive Proxy Statements — Schedule 14A    — Financial Reports	28
3/11/24			S-4		Registration:		Registration Statements – Securities for Mergers — Form S-4	7
3/8/24			S-3		Registration:		Registration Statements – Securities for Transactions — Form S-3	40
3/8/24			10-K		Update:		Annual Reports — Form 10-K — Financial Reports	35
2/27/24			SC TO-C		Ownership:		Tender-Offer Communication by an Issuer or Third Party — Schedule TO	1
11/7/23			10-Q		Update:		Quarterly Reports — Form 10-Q — Financial Reports	91
5/18/23			S-8		Registration:		Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8	14
11/18/22	OLD		CT ORDER		SEC:		SEC Confidential Treatment Orders  OLD	21
8/5/21	OLD		424B5		Registration:		Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD	38
4/12/21	OLD		CERT		Trading:		Certifications by Securities Exchanges Approving Listings — Form CERT  OLD	2
4/8/21	OLD		8-A12B		Registration:		Registration Statements for Certain Classes of Securities — Form 8-A  OLD	2
4/6/21	OLD		FWP		Registration:		Prospectuses – Free Writing  OLD	3
3/26/21	OLD		PRE 14A		Proxy:		Preliminary Proxy Statements — Schedule 14A  OLD	9
3/22/21	OLD		EFFECT		SEC:		SEC Notices of Effectiveness  OLD	11
3/17/21	OLD		CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC	17
4/30/18	OLD		3		Ownership:		Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3  OLD	1
4/30/18	OLD		SC 13G		Ownership:		Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G  OLD	1
9/6/16	OLD		PRER14A		Proxy:		Preliminary Revised Proxy Soliciting Material — Schedule 14A  OLD	1
1/3/12	OLD		S-4MEF		Registration:		Registration Statement to Add Securities to a Prior Form S-4 Registration  OLD	1
1/3/12	OLD		POS AM		Registration:		Post-Effective Amendments of Registration Statements  OLD	7
1/3/12	OLD		8-K12G3		Registration:		Notice of Securities Deemed to be Registered by a Successor Issuer — Form 8-K  OLD	1
12/19/11	OLD		424B3		Registration:		Prospectuses – New Facts or Events  OLD	12
12/13/11	OLD		NO ACT		SEC:		SEC No-Action Letters re: Shareholder Proposals  OLD	7
2/10/06	OLD		SC TO-I		Ownership:		Tender-Offer Statements by Issuers — Schedule TO  OLD	3
2/9/06	OLD		424B4		Registration:		Prospectus – Info Previously Omitted & New Facts or Events  OLD	1
2/8/06	OLD		S-3MEF		Registration:		Registration Statement to Add Securities to a Prior Form S-3 Registration  OLD	1
1/11/06	OLD		424A		Registration:		Prospectus – Info Substantively Changed or Added  OLD	1
1/10/06	OLD		425		Registration:		Prospectus or Communication – Merger  OLD	1
3/31/03	OLD		8-A12G		Registration:		Registration Statement for a Class of Securities — Form 8-A  OLD	1
11/6/02	OLD		RW		Registration:		Registration Withdrawal Requests  OLD	2
4/2/02	OLD		DEFM14A		Proxy:		Definitive Proxy Statement – Merger or Acquisition — Schedule 14A  OLD	1
4/23/96	OLD		10-C		Update:		Report of a Change in the Number of Shares Outstanding or an Issuer Name Change by an Issuer of Securities Quoted on the Nasdaq Stock Market — Form 10-C  OLD	1
					Letters:
2/18/20	OLD		REDACTED EXHIBIT		SEC Staff Letters – Redacted Exhibits  OLD  — All Correspondence with the SEC			2
					General Exhibits:
4/3/24			EX-2		Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions			18
3/11/24			EX-23		Consents of Experts and Counsel			78
3/11/24			EX-FILING FEES		Filing Fees			6
3/11/24			EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders			68
3/11/24			EX-5		Opinions of Counsel re: Legality			68
3/8/24			EX-97		Clawback Policy re: Recovery of Erroneously Awarded Compensation			1
3/8/24			EX-10		Material Contracts			323
3/8/24			EX-21		Subsidiaries Lists			20
8/5/21	OLD		EX-3		Articles of Incorporation/Organization and Bylaws  OLD			24
4/8/21	OLD		EX-1		Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD			47
8/18/10	OLD		EX-9		Voting Trust Agreements  OLD			2
1/11/06	OLD		EX-25		Statements of Eligibility to Act as a Trustee — Forms T-1 & T-2  OLD			2
2/24/04	OLD		EX-8		Opinion of Counsel re: Tax Matters  OLD			1
5/21/03	OLD		EX-6		Opinions of Counsel re: Discounts on Capital Shares  OLD			2
4/2/02	OLD		EX-24		Powers of Attorney  OLD			10
					Additional Exhibits:
4/30/24			EX-99		Miscellaneous Exhibits, such as Press Releases    — Press Releases & Conference Calls			184
					Financials:
4/30/24			XML  &  R#		IDEA Financial Reports Info    — Financial Reports			3,297
4/30/24			EXCEL		IDEA Workbooks of Financial Reports Info    — Workbooks of Financial Reports			116
4/30/24			EX-101.*		XBRL Data  (XBRL Files)			519
4/30/24			JSON		XBRL Instances as JavaScript Object Notation Data  (JSON Files)			72
4/30/24			ZIP		XBRL Zipped Folders   (Folders of XBRL Files)			109
3/8/24			EX-31		Certifications — §302 – SOA’02			184
3/8/24			EX-32		Certifications — §906 – SOA’02			132
3/23/18	OLD		EX-16		Letters re: Changes in Accountants  OLD			2
3/7/18	OLD		EX-12		Statements re: Computations of Ratios  OLD			9
5/21/03	OLD		EX-7		Correspondence from an Accountant re: Non-Reliance on a Previously Issued Audit Report or Completed Interim Review  OLD			1
4/2/02	OLD		EX-27		Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports			16
					Graphics:
4/30/24			GRAPHIC		Photos, Images and Graphs			711

Forms , Documents & Exhibits  in  771 Filings  Filed re:  Issuer / Subject Company

        

List all Money Managers that own this Security Issuer:  CUSIP 98419J

        

Latest Filing			Type		Category	Description		Documents
2/9/24			SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G	65
1/16/24			SC 13D		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D	26
1/10/24			4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4	587
1/6/23	OLD		3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD	31
4/6/21	OLD		FWP		Registration:		Prospectuses – Free Writing  OLD	3
2/16/16	OLD		5		Ownership:		Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD	42
2/10/06	OLD		SC TO-I		Ownership:		Tender-Offer Statements by Issuers — Schedule TO  OLD	3
1/10/06	OLD		425		Registration:		Prospectus or Communication – Merger  OLD	1
					Letters:
3/17/21	OLD		LETTER		Comment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC			15
3/17/21	OLD		TEXT-EXTRACT		Comment or Other Letter from the SEC – PDF’s Text  [ a.k.a. LETTER ]  OLD			1
					General Exhibits:
1/6/23	OLD		EX-24		Powers of Attorney  OLD			29
					Additional Exhibits:
1/16/24			EX-99		Miscellaneous Exhibits, such as Press Releases			17
					Graphics:
9/5/17	OLD		GRAPHIC		Photos, Images and Graphs  OLD			59

        

Filings History

Year		# of Filings
2024		20
2023		47
2022		37
2021		54
2020		67
2019		49
2018		59
2017		49
2016		65
2015		90
2014		115
2013		88
2012		84
2011		79
2010		66
2009		52
2008		76
2007		41
2006		51
2005		61
2004		58
2003		38
2002		17
2001		4
⇑
1998		19
1997		7
1996		18
1995		9