Security Investors LLC 

NY

  SEC # 791185

        

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286  SEC Filings   from  5/14/99  to  2/1/24  (3 Months Ago)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘13F-NT’ — Quarterly Holdings Notice by a Money Manager — Form 13F — for 12/31/23 — Filed as:  Filer / Offerer
New-Filing E-Mail:			Send me notifications of all Filings involving  Security Investors LLC

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Forms , Documents & Exhibits  in  278 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
2/1/24			13F-NT		Ownership:		Quarterly Holdings Notices by Money Managers — Form 13F — Assets Under Management	55
11/22/17	OLD		40-APP		Registration:		Applications for Exemption Orders and Other Relief by Investment Companies  OLD	9
4/13/16	OLD		APP WD		Registration:		Withdrawal of an Application for an Exemption Order or Other Relief  OLD	1
2/13/13	OLD		SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD	162
8/13/10	OLD		13F-HR		Ownership:		Quarterly Holdings and Combination Reports by Money Managers — Form 13F  OLD  — Assets Under Management	48
3/21/06	OLD		40-6C		Registration:		Applications for Exemptions and Other Relief by Investment Companies  OLD	3
					Graphics:
4/13/16	OLD		GRAPHIC		Photos, Images and Graphs  OLD			6

History as a Money Manager:  Assets Under Management  ·  Related Money Managers

As Of			Quarter (Ended)		Holdings Form 13F				Assets (Millions)		Reporting Manager Manager with whom Investment Discretion is Shared
2/14/24			12/31/23		1,653	of	3,863		$6,247,127		IL	Guggenheim Capital LLC
2/8/17			12/31/16		49	of	526		$27		PA	Brinker Capital Investments, LLC [ formerly CLS Investments, LLC ]

No Forms  nor  Documents  Filed re:  Issuer / Subject Company

        

        

Filings History

Year		# of Filings
2024		1
2023		4
2022		4
2021		4
2020		4
2019		4
2018		4
2017		7
2016		9
2015		6
2014		4
2013		9
2012		29
2011		28
2010		28
2009		21
2008		25
2007		20
2006		17
2005		12
2004		9
2003		9
2002		11
2001		8
2000		6
1999		3