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Beam Suntory Inc. 
 IL
  SEC # 789073


        
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1,186  SEC Filings
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  from  1/26/94  to  6/3/14  (None in the Past Year)

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  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘NO ACT’ — SEC No-Action Letter re: a Shareholder Proposal — for 5/9/14 — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  Beam Suntory Inc. 

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Forms
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, Documents
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& Exhibits
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 in  622 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
6/3/14 OLDNO ACTSEC:  SEC No-Action Letters re: Shareholder Proposals  OLD 13
5/12/14 OLD15-12BRegistration:  Certifications of Terminations of Registration of Classes of Securities — Form 15  OLD 2
5/2/14 OLD25Trading:  Notices by Issuers of the Removals from Listing and Registration on Securities Exchanges of Matured, Redeemed and Retired Securities — Form 25  OLD 2
4/30/14 OLDS-8 POSRegistration:  Post-Effective Amendments of Form S-8 Registrations  OLD 34
4/30/14 OLDPOSASRRegistration:  Post-Effective Amendments of Automatic Shelf Registration Statements — Form S-3/F-3ASR  OLD 2
4/30/14 OLD8-KUpdate:  Current Reports — Form 8-K  OLD  — Press Releases
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& Conference Calls
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278

8-K Items: 
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4/30/14 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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36
4/30/14 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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7
10/7/11 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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6
2/5/14 OLD"Results of Operations and Financial Condition — Item 2.02  OLD 42
4/30/14 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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17
10/7/11 OLD"Cost Associated with Exit or Disposal Activities — Item 2.05  OLD  — ‘EX-2’
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4
4/22/14 OLD
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD 2
4/30/14 OLD"Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ‘EX-4’
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3
4/30/14 OLD
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  Governance & Management: 
Changes in Control of Registrant — Item 5.01  OLD 1
4/30/14 OLD"Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers
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36
4/30/14 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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9
4/9/14 OLD"Temporary Suspension of Trading Under Registrant’s Employee Benefit Plans — Item 5.04  OLD 4
4/27/07 OLD"Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics — Item 5.05  OLD  — ‘EX-14’
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1
3/27/14 OLD"Submission of Matters to a Vote of Security Holders — Item 5.07  OLD  — ‘EX-22’
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5
2/5/14 OLD
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  OLD  — ‘EX-99’
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54
4/22/14 OLD
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  Events: 
Other Events — Item 8.01  OLD 41
4/30/14 OLD
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  Financials: 
Financial Statements and Exhibits — Item 9.01  OLD 140

4/29/14 OLD10-KUpdate:  Annual Reports — Form 10-K  OLD  — Financial Reports
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17
2/21/14 OLDDEFR14AProxy:  Definitive Revised Proxy Soliciting Material — Schedule 14A  OLD 1
2/19/14 OLDDEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD 12
2/19/14 OLDDEFM14AProxy:  Definitive Proxy Statement – Merger or Acquisition — Schedule 14A  OLD 1
2/4/14 OLDPREM14AProxy:  Preliminary Proxy Statement – Merger or Acquisition — Schedule 14A  OLD 1
11/7/13 OLD10-QUpdate:  Quarterly Reports — Form 10-Q  OLD  — Financial Reports
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63
6/27/13 OLD11-KUpdate:  Annual Reports by Employee Stock Purchase, Savings and Similar Plans — Form 11-K  OLD 39
6/4/13 OLD424B5Registration:  Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD 8
6/3/13 OLDFWPRegistration:  Prospectuses – Free Writing  OLD 6
3/21/13 OLDARSUpdate:  Annual Reports to Security Holders  OLD 9
3/11/13 OLDDEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  OLD 20
5/31/12 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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17
4/30/12 OLDS-3ASRRegistration:  Automatic Shelf Registration Statements by Well-Known Issuers — Form S-3  OLD 3
11/9/11 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 21
10/5/11 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 2
9/2/11 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 2
2/10/11 OLDPRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A  OLD 3
4/29/10 OLD424B3Registration:  Prospectuses – New Facts or Events  OLD 28
2/3/10 OLD424B7Registration:  Prospectus – Selling Security Holders – Info Previously Omitted  OLD 1
4/28/06 OLDS-4Registration:  Registration Statements – Securities for Mergers — Form S-4  OLD 4
2/22/06 OLD425Registration:  Prospectuses and Communications – Mergers  OLD 12
1/6/06 OLD424B2Registration:  Prospectuses – Primary Offerings and Shelf Securities  OLD 5
3/24/05 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 2
5/6/04 OLDS-3Registration:  Registration Statements – Securities for Transactions — Form S-3  OLD 6
3/29/02 OLD10-K405Update:  Annual Reports — Reg. S-K – Item 405 — Form 10-K  OLD 7
12/22/97 OLD8-A12BRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1
1/24/96 OLDSC 14D1Ownership:  Tender-Offer Statements by Third Parties — Schedule 14D-1  OLD 6

General Exhibits: 
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4/30/14 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 46
4/30/14 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 32
4/30/14 OLDEX-10Material Contracts  OLD 283
3/12/14 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 23
2/18/14 OLDEX-23Consents of Experts and Counsel  OLD 156
2/18/14 OLDEX-24Powers of Attorney  OLD 62
2/18/14 OLDEX-21Subsidiaries Lists  OLD 21
6/10/13 OLDEX-5Opinions of Counsel re: Legality  OLD 24
6/3/13 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 13
4/30/12 OLDEX-25Statements of Eligibility to Act as a Trustee — Forms T-1 & T-2  OLD 5
4/27/07 OLDEX-14Code of Ethics  OLD 1
4/28/06 OLDEX-8Opinions of Counsel re: Tax Matters  OLD 3
4/18/02 OLDEX-20Other Documents and Statements Furnished to Security Holders  OLD 75
3/29/02 OLDEX-13Annual and Quarterly Reports to Security Holders  OLD 11
3/28/94 OLDEX-22Published Report re: Matters Submitted to a Vote of Security Holders  OLD 1

Additional Exhibits: 
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4/22/14 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases
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& Conference Calls
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295

Financials: 
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4/29/14 OLDEX-31Certifications — §302 – SOA’02  OLD 98
2/18/14 OLDEX-12Statements re: Computations of Ratios  OLD 87
2/18/14 OLDEX-32Certifications — §906 – SOA’02  OLD 48
2/18/14 OLDXML  &  R#IDEA Financial Reports Info  OLD  — Financial Reports
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1,249
2/18/14 OLDEXCELIDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports
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19
2/18/14 OLDEX-101.*XBRL Data  (XBRL Files)  OLD 114
2/18/14 OLDZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  OLD 
16
2/28/12 OLDEX-18Letters re: Changes in Accounting Principles and Practices  OLD 2
5/10/04 OLDEX-15Letters re: Unaudited Interim Financial Info  OLD 44
11/13/00 OLDEX-27Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports
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36
3/14/97 OLDEX-11Statements re: Computations of Earnings Per Share  OLD 4

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4/29/14 OLDGRAPHICPhotos, Images and Graphs  OLD 678


Forms
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, Documents
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& Exhibits
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 in  572 Filings
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
5/2/14 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 470
4/30/14 OLD25-NSETrading:  Notices by Securities Exchanges of the Removals from Listing and Registration of Matured, Redeemed and Retired Securities — Form 25  OLD 2
4/17/14 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 7
2/14/14 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 29
9/20/13 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 27
6/3/13 OLDFWPRegistration:  Prospectuses – Free Writing  OLD 6
2/9/12 OLD5Ownership:  Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD 5
2/22/06 OLD425Registration:  Prospectuses and Communications – Mergers  OLD 2

Letters: 
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6/6/12 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC24

General Exhibits: 
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9/20/13 OLDEX-24Powers of Attorney  OLD 87
2/22/06 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 2

Additional Exhibits: 
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4/30/14 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 11

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3/16/05 OLDGRAPHICPhoto, Image or Graph  OLD 1


        

Filings History

Year    # of Filings
In descending order
2014 89
2013 86
2012 77
2011 105
2010 68
2009 69
2008 77
2007 73
2006 99
2005 108
2004 72
2003 70
2002 29
2001 23
2000 22
1999 21
1998 26
1997 15
1996 20
1995 20
1994 17

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