Brown Alex Inc. 

MD

  SEC # 787977

        

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44  SEC Filings   from  2/14/94  to  11/20/01  (None in the Past Year)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘N-30D’ — Annual or Semi-Annual Report Mailed to Shareholders by an Investment Company — for 9/30/01 — Filed as:  Filer / Offerer
New-Filing E-Mail:			Send me notifications of all Filings involving  Brown Alex Inc.

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Forms , Documents & Exhibits  in  39 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
11/20/01	OLD		N-30D		Update:		Annual and Semi-Annual Reports Mailed to Shareholders by Investment Companies  OLD	8
9/2/97	OLD		15-12G		Registration:		Certification of a Termination of Registration of a Class of Securities — Form 15  OLD	1
8/20/97	OLD		8-K		Update:		Current Reports — Form 8-K  OLD  — Press Releases & Conference Calls	4
8/11/97	OLD		10-Q		Update:		Quarterly Reports — Form 10-Q  OLD	11
5/6/97	OLD		10-K		Update:		Annual Reports — Form 10-K  OLD	3
3/20/97	OLD		DEF 14A		Proxy:		Definitive Proxy Statements — Schedule 14A  OLD	4
8/22/95	OLD		8A12BEF		Registration:		Registration Statement for a Class of Securities — Form 8-A  OLD	1
8/17/95	OLD		424B5		Registration:		Prospectus – Primary Offering or Shelf Securities – New Facts or Events  OLD	1
8/11/95	OLD		424B3		Registration:		Prospectus – New Facts or Events  OLD	1
7/10/95	OLD		S-3		Registration:		Registration Statement – Securities for a Transaction — Form S-3  OLD	1
5/25/95	OLD		S-8		Registration:		Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD	3
3/29/95	OLD		10-K405		Update:		Annual Report — Reg. S-K – Item 405 — Form 10-K  OLD	1
					General Exhibits:
5/6/97	OLD		EX-23		Consents of Experts and Counsel  OLD			8
5/6/97	OLD		EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders  OLD			8
7/10/95	OLD		EX-5		Opinions of Counsel re: Legality  OLD			5
7/10/95	OLD		EX-25		Statements of Eligibility to Act as a Trustee — Forms T-1 & T-2  OLD			2
7/10/95	OLD		EX-1		Underwriting Agreement or Conflict Minerals Report  (or mislabeled “1st Exhibit”)  OLD			1
3/29/94	OLD		EX-13		Annual or Quarterly Report to Security Holders  OLD			1
3/29/94	OLD		EX-10		Material Contract  OLD			1
					Additional Exhibits:
4/7/97	OLD		EX-99		Miscellaneous Exhibit  OLD  — Press Releases & Conference Calls			1
					Financials:
8/11/97	OLD		EX-27		Financial Data Schedules {Pre-XBRL}  OLD			12
5/6/97	OLD		EX-11		Statements re: Computations of Earnings Per Share  OLD			4
5/6/97	OLD		EX-12		Statements re: Computations of Ratios  OLD			3

Forms , Documents & Exhibits  in  5 Filings  Filed re:  Issuer / Subject Company

        

        

        

Filings History

Year		# of Filings
2001		2
2000		2
1999		1
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1997		7
1996		10
1995		14
1994		8