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Gleacher & Co., Inc. 
 NY
  SEC # 782842


        
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832  SEC Filings
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  from  2/4/94  to  2/4/15  (None in the Past Year)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘SC 13G’ — Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G — Filed re:  Issuer / Subject Company — Filed by:  Scoggin Worldwide Fund Ltd. 
 
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Filings
involving  Gleacher & Co., Inc. 

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Forms
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, Documents
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& Exhibits
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 in  486 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
7/17/14 OLD15-12GRegistration:  Certification of a Termination of Registration of a Class of Securities — Form 15  OLD 1
7/7/14 OLD25Trading:  Notice by an Issuer of the Removal from Listing and Registration on a Securities Exchange of Matured, Redeemed or Retired Securities — Form 25  OLD 1
6/27/14 OLD8-KUpdate:  Current Reports — Form 8-K  OLD  — Press Releases
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& Conference Calls
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183

8-K Items: 
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9/27/13 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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41
9/27/13 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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5
6/8/09 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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5
5/9/14 OLD"Results of Operations and Financial Condition — Item 2.02  OLD 35
3/6/12 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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3
9/27/07 OLD"Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement — Item 2.04  OLD  — ‘EX-10’
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1
6/6/13 OLD"Cost Associated with Exit or Disposal Activities — Item 2.05  OLD  — ‘EX-2’
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4
6/6/13 OLD"Material Impairments — Item 2.06  OLD  — ‘EX-2’
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3
6/27/14 OLD
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD 4
10/26/09 OLD"Unregistered Sales of Equity Securities — Item 3.02  OLD  — ‘EX-1’
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10
5/30/13 OLD"Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ‘EX-4’
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4
9/27/07 OLD
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  Governance & Management: 
Changes in Control of Registrant — Item 5.01  OLD 2
6/27/14 OLD"Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers
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35
5/30/13 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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12
11/20/06 OLD"Temporary Suspension of Trading Under Registrant’s Employee Benefit Plans — Item 5.04  OLD 2
3/12/10 OLD"Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics — Item 5.05  OLD  — ‘EX-14’
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2
6/4/14 OLD"Submission of Matters to a Vote of Security Holders — Item 5.07  OLD  — ‘EX-22’
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5
6/6/13 OLD
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  OLD  — ‘EX-99’
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30
6/27/14 OLD
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  Events: 
Other Events — Item 8.01  OLD 45
6/27/14 OLD
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  Financials: 
Financial Statements and Exhibits — Item 9.01  OLD 125

5/9/14 OLD10-QUpdate:  Quarterly Reports — Form 10-Q  OLD  — Financial Reports
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63
5/8/14 OLDDEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  OLD 23
5/7/14 OLDPRER14AProxy:  Preliminary Revised Proxy Soliciting Materials — Schedule 14A  OLD 9
5/6/14 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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14
4/30/14 OLD10-KUpdate:  Annual Reports — Form 10-K  OLD  — Financial Reports
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25
4/9/14 OLDPRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A  OLD 7
3/17/14 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 4
3/14/14 OLDS-8 POSRegistration:  Post-Effective Amendments of Form S-8 Registrations  OLD 50
3/13/14 OLDDEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD 11
3/12/14 OLDPOS AMRegistration:  Post-Effective Amendments of Registration Statements  OLD 2
5/17/13 OLDDEF 14CProxy:  Definitive Proxy Info Statements — Schedule 14C  OLD 3
5/16/13 OLDDEFR14AProxy:  Definitive Revised Proxy Soliciting Materials — Schedule 14A  OLD 2
4/11/13 OLDPREC14AProxy:  Preliminary Proxy Statements – Contested Solicitations — Schedule 14A  OLD 2
6/5/12 OLDARSUpdate:  Annual Reports to Security Holders  OLD 3
3/16/12 OLDNT 10-KUpdate:  Notice of a Late Filing of a Form 10-K Annual Report — Form 12b-25  OLD 1
11/29/11 OLDSC TO-IOwnership:  Tender-Offer Statements by Issuers — Schedule TO  OLD 10
5/28/10 OLD8-A12GRegistration:  Registration Statements for Certain Classes of Securities — Form 8-A  OLD 2
3/26/10 OLDDRegistration:  Notice of an Exempt Offering of Securities — Form D  OLD 1
7/29/09 OLD424B1Registration:  Prospectus – Info Previously Omitted  OLD 1
7/29/09 OLDS-3MEFRegistration:  Registration Statement to Add Securities to a Prior Form S-3 Registration  OLD 1
7/28/09 OLDS-3Registration:  Registration Statements – Securities for Transactions — Form S-3  OLD 4
7/22/09 OLD424ARegistration:  Prospectus – Info Substantively Changed or Added  OLD 1
6/16/09 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 29
5/1/09 OLDPRER14CProxy:  Preliminary Revised Proxy Info Statement — Schedule 14C  OLD 1
4/9/09 OLDPRE 14CProxy:  Preliminary Proxy Info Statement — Schedule 14C  OLD 1
10/30/08 OLDREGDEXRegistration:  Notice of an Exempt Offering of Securities — Form D  OLD 1
4/29/08 OLD424B3Registration:  Prospectus – New Facts or Events  OLD 1
1/26/07 OLDSC TO-COwnership:  Tender-Offer Communication by an Issuer or Third Party — Schedule TO  OLD 1
12/23/05 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 17
6/9/04 OLD11-KUpdate:  Annual Reports by Employee Stock Purchase, Savings and Similar Plans — Form 11-K  OLD 11
11/10/99 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 2
5/8/96 OLDDEFC14AProxy:  Definitive Proxy Statement – Contested Solicitation — Schedule 14A  OLD 1

Letters: 
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5/1/09 OLDCOVERComment-Response and Cover Letters to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC2

General Exhibits: 
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3/17/14 OLDEX-10Material Contracts  OLD 199
3/17/14 OLDEX-21Subsidiaries Lists  OLD 16
8/9/13 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 18
5/30/13 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 34
3/18/13 OLDEX-23Consents of Experts and Counsel  OLD 73
6/1/10 OLDEX-5Opinions of Counsel re: Legality  OLD 57
6/1/10 OLDEX-24Powers of Attorney  OLD 35
5/28/10 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 3
3/15/10 OLDEX-14Codes of Ethics  OLD 2
7/28/09 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 6
3/27/97 OLDEX-22Published Reports re: Matters Submitted to Votes of Security Holders  OLD 3
2/4/94 OLDEX-25Statement of Eligibility to Act as a Trustee  OLD 1

Additional Exhibits: 
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6/27/14 OLDEX-99  &  EX-99.*Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases
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& Conference Calls
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EX-99.*  Form-Specific Exhibits...  Form N-14:  1 Articles of Incorporation/Organization
182

Financials: 
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5/9/14 OLDEX-31Certifications — §302 – SOA’02  OLD 74
5/9/14 OLDEX-32Certifications — §906 – SOA’02  OLD 40
5/9/14 OLDXML  &  R#IDEA Financial Reports Info  OLD  — Financial Reports
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871
5/9/14 OLDEXCELIDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports
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15
5/9/14 OLDEX-101.*XBRL Data  (XBRL Files)  OLD 72
5/9/14 OLDZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  OLD 
12
3/28/03 OLDEX-11Statements re: Computations of Earnings Per Share  OLD 30
11/14/00 OLDEX-27Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports
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25

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6/27/14 OLDGRAPHICPhotos, Images and Graphs  OLD 487


Forms
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, Documents
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& Exhibits
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 in  360 Filings
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
2/4/15 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 26
7/16/14 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 220
6/9/14 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 19
6/9/14 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 37
5/13/13 OLDDEFC14AProxy:  Definitive Proxy Statements – Contested Solicitations — Schedule 14A  OLD 2
5/10/13 OLDPRRN14AProxy:  Preliminary Revised Non-Management Proxy Soliciting Materials – Contested Solicitations and Other Situations — Schedule 14A  OLD 4
5/2/13 OLDPREC14AProxy:  Preliminary Proxy Statements – Contested Solicitations — Schedule 14A  OLD 3
4/26/13 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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2
11/29/11 OLDSC TO-IOwnership:  Tender-Offer Statements by Issuers — Schedule TO  OLD 10
4/21/09 OLD5Ownership:  Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD 15
1/26/07 OLDSC TO-COwnership:  Tender-Offer Communication by an Issuer or Third Party — Schedule TO  OLD 1

Letters: 
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5/8/14 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC24

General Exhibits: 
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5/13/13 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 2
5/2/13 OLDEX-23Consent of Expert or Counsel  OLD 1
5/2/13 OLDEX-22Published Report re: Matters Submitted to a Vote of Security Holders  OLD 1
4/18/13 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 3
4/18/13 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 3
4/18/13 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 6
2/25/13 OLDEX-21Subsidiaries Lists  OLD 2
2/25/13 OLDEX-20Other Documents and Statements Furnished to Security Holders  OLD 2
8/24/11 OLDEX-24Powers of Attorney  OLD 26

Additional Exhibits: 
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6/9/14 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 50

Graphics: 
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4/11/13 OLDGRAPHICPhotos, Images and Graphs  OLD 22


        

Filings History

Year    # of Filings
In descending order
2015 1
2014 61
2013 63
2012 30
2011 45
2010 74
2009 78
2008 67
2007 73
2006 39
2005 64
2004 78
2003 48
2002 25
2001 9
2000 10
1999 12
1998 16
1997 6
1996 19
1995 8
1994 6

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