Dial Global, Inc./DE 

NY

  SEC # 771950

        

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742  SEC Filings   from  1/11/94  to  4/12/13  (None in the Past Year)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘3’ — Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3 — for 4/5/13 — Filed re:  Issuer / Subject Company — Filed by:  Caine Paul
New-Filing E-Mail:			Send me notifications of all Filings involving  Dial Global, Inc./DE

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Forms , Documents & Exhibits  in  327 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
4/12/13	OLD		10-K		Update:		Annual Reports — Form 10-K  OLD  — Financial Reports	27
2/15/13	OLD		15-12B		Registration:		Certification of a Termination of Registration of a Class of Securities — Form 15  OLD	1
2/15/13	OLD		8-K		Update:		Current Reports — Form 8-K  OLD  — Press Releases & Conference Calls  — Financial Reports	128
					8-K Items:
1/16/13	OLD		Business & Operations:			•	Entry into a Material Definitive Agreement — Item 1.01  OLD  — ↓‘EX-10’	45
2/15/13	OLD		"			•	Termination of a Material Definitive Agreement — Item 1.02  OLD  — ↓‘EX-10’	13
12/9/11	OLD		Financial Info:			•	Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ↓‘EX-2’	3
8/18/11	OLD		"			•	Results of Operations and Financial Condition — Item 2.02  OLD  — Financial Reports	25
10/27/11	OLD		"			•	Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ↓‘EX-10’	4
9/18/08	OLD		"			•	Cost Associated with Exit or Disposal Activities — Item 2.05  OLD  — ↓‘EX-2’	1
10/15/09	OLD		"			•	Material Impairments — Item 2.06  OLD  — ↓‘EX-2’	1
11/19/08	OLD		Securities & Trading:			•	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD	3
10/27/11	OLD		"			•	Unregistered Sales of Equity Securities — Item 3.02  OLD  — ↓‘EX-1’	6
10/27/11	OLD		"			•	Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ↓‘EX-4’	3
11/30/11	OLD		Accountants & Accounting:			•	Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ↓‘EX-16’	1
12/9/11	OLD		Governance & Management:			•	Changes in Control of Registrant — Item 5.01  OLD	3
2/15/13	OLD		"			•	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers	49
11/20/09	OLD		"			•	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ↓‘EX-3’	2
6/18/09	OLD		"			•	Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics — Item 5.05  OLD  — ↓‘EX-14’	2
9/12/12	OLD		"			•	Submission of Matters to a Vote of Security Holders — Item 5.07  OLD  — ↓‘EX-22’	3
4/29/11	OLD		Disclosures:			•	Regulation FD Disclosure — Item 7.01  OLD  — ↓‘EX-99’	1
12/12/11	OLD		Events:			•	Other Events — Item 8.01  OLD	23
2/15/13	OLD		Financials:			•	Financial Statements and Exhibits — Item 9.01  OLD  — Financial Reports	88
1/28/13	OLD		S-8 POS		Registration:		Post-Effective Amendments of Form S-8 Registrations  OLD	13
1/25/13	OLD		15-12G		Registration:		Certifications of Terminations of Registration of Classes of Securities — Form 15  OLD	2
1/15/13	OLD		15F-12G		Registration:		Certification of a Termination of Registration of a Class of Securities by a Foreign Issuer — Form 15F  OLD	1
1/10/13	OLD		10-Q		Update:		Quarterly Reports — Form 10-Q  OLD  — Financial Reports	64
12/6/12	OLD		CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC	5
11/26/12	OLD		25		Trading:		Notice by an Issuer of the Removal from Listing and Registration on a Securities Exchange of Matured, Redeemed or Retired Securities — Form 25  OLD	1
11/15/12	OLD		NT 10-Q		Update:		Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25  OLD	3
7/30/12	OLD		DEF 14A		Proxy:		Definitive Proxy Statements — Schedule 14A  OLD	24
5/8/12	OLD		CT ORDER		SEC:		SEC Confidential Treatment Order  OLD	1
1/3/12	OLD		DEF 14C		Proxy:		Definitive Proxy Info Statements — Schedule 14C  OLD	4
12/22/11	OLD		S-8		Registration:		Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD	7
12/21/11	OLD		PRE 14C		Proxy:		Preliminary Proxy Info Statements — Schedule 14C  OLD	2
11/4/11	OLD		D		Registration:		Notice of an Exempt Offering of Securities — Form D  OLD	1
10/21/11	OLD		8-A12B		Registration:		Registration Statements for Certain Classes of Securities — Form 8-A  OLD	3
9/16/11	OLD		PRER14C		Proxy:		Preliminary Revised Proxy Info Statement — Schedule 14C  OLD	1
9/6/11	OLD		PREM14C		Proxy:		Preliminary Proxy Info Statement – Merger or Acquisition — Schedule 14C  OLD	1
4/1/11	OLD		NT 10-K		Update:		Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25  OLD	2
12/14/10	OLD		DEFR14C		Proxy:		Definitive Revised Proxy Info Statement — Schedule 14C  OLD	1
11/19/09	OLD		CERTNAS		Trading:		Certification by the Nasdaq Stock Market Approving a Listing — Form CERT  OLD	1
11/19/09	OLD		S-1		Registration:		Registration Statements (General Form) — Form S-1  OLD	8
7/7/09	OLD		PRE 14A		Proxy:		Preliminary Proxy Statements — Schedule 14A  OLD	7
6/1/09	OLD		PRER14A		Proxy:		Preliminary Revised Proxy Soliciting Materials — Schedule 14A  OLD	2
3/30/09	OLD		SC 14F1		Ownership:		Statement re: a Change in the Majority of Directors — Schedule 14F-1  OLD	1
8/18/08	OLD		SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD	2
6/13/08	OLD		DEFA14A		Proxy:		Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD	3
6/5/06	OLD		3		Ownership:		Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3  OLD	1
4/25/06	OLD		ARS		Update:		Annual Report to Security Holders  OLD	1
8/25/99	OLD		424B3		Registration:		Prospectus – New Facts or Events  OLD	1
8/25/99	OLD		DEFM14A		Proxy:		Definitive Proxy Statements – Mergers & Acquisitions — Schedule 14A  OLD	2
8/20/99	OLD		S-4		Registration:		Registration Statement – Securities for a Merger — Form S-4  OLD	1
6/11/99	OLD		SC 13D		Ownership:		Statement of Acquisition of Beneficial Ownership by an “Active” Investor — Schedule 13D  OLD	1
5/6/96	OLD		S-3		Registration:		Registration Statements – Securities for Transactions — Form S-3  OLD	4
3/18/94	OLD		10-C		Update:		Reports of Changes in the Number of Shares Outstanding and Issuer Name Changes by Issuers of Securities Quoted on the Nasdaq Stock Market — Form 10-C  OLD	2
					General Exhibits:
4/1/13	OLD		EX-21		Subsidiaries Lists  OLD			12
1/16/13	OLD		EX-10		Material Contracts  OLD			142
3/30/12	OLD		EX-14		Codes of Ethics  OLD			2
3/30/12	OLD		EX-23		Consents of Experts and Counsel  OLD			33
12/22/11	OLD		EX-5		Opinions of Counsel re: Legality  OLD			13
12/12/11	OLD		EX-3		Articles of Incorporation/Organization and Bylaws  OLD			14
10/27/11	OLD		EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders  OLD			19
8/4/11	OLD		EX-2		Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD			7
11/17/09	OLD		EX-1		Underwriting Agreement or Conflict Minerals Report  (or mislabeled “1st Exhibit”)  OLD			1
3/16/05	OLD		EX-22		Published Reports re: Matters Submitted to Votes of Security Holders  OLD			9
3/29/01	OLD		EX-24		Powers of Attorney  OLD			8
8/20/99	OLD		EX-8		Opinions of Counsel re: Tax Matters  OLD			2
					Additional Exhibits:
6/14/12	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases & Conference Calls			105
					Financials:
4/12/13	OLD		EX-31		Certifications — §302 – SOA’02  OLD			94
4/1/13	OLD		EX-32		Certifications — §906 – SOA’02  OLD			82
4/1/13	OLD		XML  &  R#		IDEA Financial Reports Info  OLD  — Financial Reports			368
4/1/13	OLD		EXCEL		IDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports			8
4/1/13	OLD		EX-101.*		XBRL Data  (XBRL Files)  OLD			48
4/1/13	OLD		ZIP		XBRL Zipped Folders   (Folders of XBRL Files)  OLD			8
11/30/11	OLD		EX-16		Letter re: a Change in Accountant  OLD			1
3/29/01	OLD		EX-27		Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports			26
4/13/94	OLD		EX-18		Letter re: a Change in Accounting Principles or Practices  OLD			1
2/2/94	OLD		EX-11		Statement re: the Computation of Earnings Per Share  OLD			1
					Graphics:
12/6/12	OLD		GRAPHIC		Photos, Images and Graphs  OLD			264

Forms , Documents & Exhibits  in  416 Filings  Filed re:  Issuer / Subject Company

        

        

Latest Filing			Type		Category	Description		Documents
4/12/13	OLD		3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD	54
3/12/13	OLD		SC 13D		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD	61
1/3/13	OLD		4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD	204
2/11/10	OLD		SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD	87
3/30/09	OLD		SC 14F1		Ownership:		Statement re: a Change in the Majority of Directors — Schedule 14F-1  OLD	1
3/5/09	OLD		25-NSE		Trading:		Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25  OLD	1
2/11/08	OLD		5		Ownership:		Annual Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 5  OLD	1
					Letters:
1/3/13	OLD		LETTER		Comment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC			7
					General Exhibits:
4/12/13	OLD		EX-24		Powers of Attorney  OLD			42
11/2/11	OLD		EX-1		Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD			2
8/18/10	OLD		EX-10		Material Contract  OLD			1
3/4/09	OLD		EX-5		Opinions of Counsel re: Legality  OLD			2
3/12/08	OLD		EX-3		Articles of Incorporation/Organization and Bylaws  OLD			2
3/12/08	OLD		EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders  OLD			2
2/17/94	OLD		EX-6		Opinion of Counsel re: Discount on Capital Shares  OLD			1
2/17/94	OLD		EX-8		Opinion of Counsel re: Tax Matters  OLD			1
2/17/94	OLD		EX-2		Plan of Acquisition, Reorganization, Arrangement, Liquidation or Succession  OLD			1
					Additional Exhibits:
3/12/13	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD			36
					Financials:
8/8/11	OLD		EX-11		Statements re: Computations of Earnings Per Share  OLD			3
8/8/11	OLD		EX-12		Statements re: Computations of Ratios  OLD			2
2/17/94	OLD		EX-7		Correspondence from an Accountant re: Non-Reliance on a Previously Issued Audit Report or Completed Interim Review  OLD			1
					Graphics:
3/30/09	OLD		GRAPHIC		Photos, Images and Graphs  OLD			3

        

Filings History

Year		# of Filings
2013		33
2012		35
2011		73
2010		40
2009		57
2008		106
2007		52
2006		44
2005		45
2004		51
2003		43
2002		22
2001		21
2000		20
1999		25
1998		17
1997		11
1996		14
1995		15
1994		18