National Investment Managers Inc. 

OH

  SEC # 770461

        

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233  SEC Filings   from  8/20/96  to  3/23/11  (None in the Past Year)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘15-15D’ — Notice of a Suspension of Duty to File Reports — Form 15 — Filed as:  Filer / Offerer
New-Filing E-Mail:			Send me notifications of all Filings involving  National Investment Managers Inc.

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Forms , Documents & Exhibits  in  186 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
3/23/11	OLD		15-15D		Update:		Notice of a Suspension of Duty to File Reports — Form 15  OLD	1
3/23/11	OLD		S-8 POS		Registration:		Post-Effective Amendment of a Form S-8 Registration  OLD	1
3/8/11	OLD		8-K		Update:		Current Reports — Form 8-K  OLD  — Press Releases & Conference Calls	63
					8-K Items:
3/8/11	OLD		Business & Operations:			•	Entry into a Material Definitive Agreement — Item 1.01  OLD  — ↓‘EX-10’	45
12/2/08	OLD		Financial Info:			•	Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ↓‘EX-2’	18
4/16/10	OLD		"			•	Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ↓‘EX-10’	10
12/4/07	OLD		Securities & Trading:			•	Unregistered Sales of Equity Securities — Item 3.02  OLD	23
4/13/05	OLD		"			•	Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ↓‘EX-4’	2
3/15/05	OLD		Accountants & Accounting:			•	Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ↓‘EX-16’	2
3/15/05	OLD		Governance & Management:			•	Changes in Control of Registrant — Item 5.01  OLD	2
3/8/11	OLD		"			•	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers	12
11/10/04	OLD		"			•	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ↓‘EX-3’	1
3/8/11	OLD		Disclosures:			•	Regulation FD Disclosure — Item 7.01  OLD  — ↓‘EX-99’	2
11/3/09	OLD		Events:			•	Other Events — Item 8.01  OLD	6
3/8/11	OLD		Financials:			•	Financial Statements and Exhibits — Item 9.01  OLD	51
11/15/10	OLD		10-Q		Update:		Quarterly Reports — Form 10-Q  OLD	36
4/30/10	OLD		10-K		Update:		Annual Reports — Form 10-K  OLD	10
4/1/10	OLD		NT 10-K		Update:		Notice of a Late Filing of a Form 10-K Annual Report — Form 12b-25  OLD	1
7/22/09	OLD		15-12G		Registration:		Certification of a Termination of Registration of a Class of Securities — Form 15  OLD	1
7/9/09	OLD		S-8		Registration:		Registration Statement – Securities for an Employee Benefit Plan — Form S-8  OLD	1
2/26/09	OLD		CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC	6
3/31/08	OLD		10KSB		Update:		Annual and Annual-Transition Reports by Small Businesses (Optional Form) — Form 10-KSB  OLD	12
11/14/07	OLD		10QSB		Update:		Quarterly and Quarterly-Transition Reports by Small Businesses (Optional Form) — Form 10-QSB  OLD	33
9/28/07	OLD		REGDEX		Registration:		Notices of Exempt Offerings of Securities — Form D  OLD	7
9/12/06	OLD		RW		Registration:		Registration Withdrawal Requests  OLD	3
8/21/06	OLD		SB-2		Registration:		Registration Statements by Small-Business Issuers (Optional Form) — Form SB-2  OLD	7
4/20/05	OLD		8-A12G		Registration:		Registration Statement for a Class of Securities — Form 8-A  OLD	1
2/23/05	OLD		SC 14F1		Ownership:		Statement re: a Change in the Majority of Directors — Schedule 14F-1  OLD	1
1/31/05	OLD		DEF 14C		Proxy:		Definitive Proxy Info Statement — Schedule 14C  OLD	1
1/19/05	OLD		PRE 14C		Proxy:		Preliminary Proxy Info Statement — Schedule 14C  OLD	1
					General Exhibits:
3/8/11	OLD		EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders  OLD			88
3/8/11	OLD		EX-10		Material Contracts  OLD			118
3/8/11	OLD		EX-2		Plan of Acquisition, Reorganization, Arrangement, Liquidation or Succession  OLD			1
11/15/10	OLD		EX-21		Subsidiaries Lists  OLD			6
7/9/09	OLD		EX-23		Consents of Experts and Counsel  OLD			15
7/9/09	OLD		EX-5		Opinions of Counsel re: Legality  OLD			6
12/26/06	OLD		EX-3		Articles of Incorporation/Organization and Bylaws  OLD			10
					Additional Exhibits:
3/8/11	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases & Conference Calls			13
					Financials:
11/15/10	OLD		EX-31		Certifications — §302 – SOA’02  OLD			86
11/15/10	OLD		EX-32		Certifications — §906 – SOA’02  OLD			63
3/15/05	OLD		EX-16		Letter re: a Change in Accountant  OLD			1
11/13/96	OLD		EX-27		Financial Data Schedules {Pre-XBRL}  OLD			32
					Graphics:
7/9/09	OLD		GRAPHIC		Photos, Images and Graphs  OLD			145

Forms , Documents & Exhibits  in  48 Filings  Filed re:  Issuer / Subject Company

        

        

Latest Filing			Type		Category	Description		Documents
2/14/11	OLD		SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD	18
8/17/09	OLD		4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD	9
6/3/09	OLD		SC 13D		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD	7
6/1/09	OLD		3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD	6
2/14/07	OLD		5		Ownership:		Annual Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 5  OLD	1
2/23/05	OLD		SC 14F1		Ownership:		Statement re: a Change in the Majority of Directors — Schedule 14F-1  OLD	1
					Letters:
5/1/09	OLD		LETTER		Comment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC			6
					Additional Exhibits:
11/13/08	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD			20

        

Filings History

Year		# of Filings
2011		5
2010		11
2009		30
2008		20
2007		32
2006		36
2005		34
2004		33
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1996		32