NWQ Investment Management Co., LLC 

CA

  SEC # 763848

        

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599  SEC Filings   from  2/24/00  to  2/11/22  (None in the Past Year)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘SC 13G’ — Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G — Filed as:  Offerer / Owner — Re:  Adma Biologics, Inc.
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Forms , Documents & Exhibits  in  598 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
2/11/22	OLD		SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD	470
2/11/22	OLD		13F-NT		Ownership:		Quarterly Holdings Notices by Money Managers — Form 13F  OLD  — Assets Under Management	5
11/16/20	OLD		13F-HR		Ownership:		Quarterly Holdings and Combination Reports by Money Managers — Form 13F  OLD  — Assets Under Management	103
4/30/20	OLD		D		Registration:		Notices of Exempt Offerings of Securities — Form D  OLD	6
7/2/14	OLD		S-4		Registration:		Registration Statements – Securities for Mergers — Form S-4  OLD	6
3/3/10	OLD		APP WD		Registration:		Withdrawal of an Application for an Exemption Order or Other Relief  OLD	1
11/16/09	OLD		424B3		Registration:		Prospectuses – New Facts or Events  OLD	2
11/12/09	OLD		EFFECT		SEC:		SEC Notice of Effectiveness  OLD	1
10/9/09	OLD		CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC	4
8/4/09	OLD		40-APP		Registration:		Applications for Exemption Orders and Other Relief by Investment Companies  OLD	4
					Form-Specific Documents:
11/16/20	OLD		INFO-TABLE		Portfolio Securities Holdings – Info Tables — Form 13F  OLD  — Assets Under Management			32
					General Exhibits:
7/2/14	OLD		EX-23		Consents of Experts and Counsel  OLD			6
3/13/14	OLD		EX-3		Articles of Incorporation/Organization and Bylaws  OLD			59
3/13/14	OLD		EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders  OLD			5
3/13/14	OLD		EX-10		Material Contracts  OLD			34
3/13/14	OLD		EX-5		Opinions of Counsel re: Legality  OLD			4
3/13/14	OLD		EX-25		Statements of Eligibility to Act as a Trustee — Forms T-1 & T-2  OLD			2
3/13/14	OLD		EX-21		Subsidiaries Lists  OLD			2
					Additional Exhibits:
7/2/14	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD			13
					Financials:
7/2/14	OLD		EX-12		Statements re: Computations of Ratios  OLD			5
					Graphics:
7/2/14	OLD		GRAPHIC		Photos, Images and Graphs  OLD			28

History as a Money Manager:  Assets Under Management  ·  Related Money Managers

As Of			Quarter (Ended)		Holdings Form 13F				Assets (Millions)		Reporting Manager Manager with whom Investment Discretion is Shared
2/14/22			12/31/21		190	of	7,275		$2,892		IL	Nuveen Asset Management, LLC
8/14/19			6/30/19		7	of	5,061		$127		PA	SEI Investments Co.
2/15/17			12/31/16		47	of	5,473		$1		MT	D.A. Davidson & Co.
2/6/17			12/31/16		NA	of	224		NA		TX	Segment Wealth Management, LLC
4/17/15			3/31/15		NA	of	1,664		NA		TN	First Mercantile Trust Co.
11/12/14			9/30/14		47	of	10,938		$130		WA	Russell Frank Co

Forms , Documents & Exhibits  in  2 Filings  Filed re:  Issuer / Subject Company

        

        

        

Filings History

Year		# of Filings
2022		3
2021		5
2020		8
2019		15
2018		22
2017		30
2016		29
2015		26
2014		20
2013		18
2012		28
2011		23
2010		45
2009		47
2008		57
2007		80
2006		54
2005		34
2004		25
2003		14
2002		4
2001		4
2000		5
1999		3