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List All Filings | or | ||
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Most-Recent Filing: | ‘X-17A-5’ — Annual Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer — Form X-17A-5 — for 12/31/23 — | ||
New-Filing E-Mail: |
Latest Filing | Type | Category | Description | Documents | ||||||
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4/24/24 | X-17A-5 | Update: | Annual Financial Reports [ a.k.a. FOCUS Reports ] by Brokers and Dealers — Form X-17A-5 | 23 | ||||||
3/24/08 | OLD | FOCUSN | Update: | Annual Audit Reports on Financial Reports [ a.k.a. FOCUS Reports ] by Brokers and Dealers OLD | 3 | |||||
Broker-Dealer Reports: | ||||||||||
4/24/24 | FULL | Annual Financial Reports (Full) | 7 |
Year | # of Filings | |
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2024 | 1 | |
2023 | 1 | |
2022 | 1 | |
⇑ | ||
2020 | 1 | |
2019 | 2 | |
2018 | 1 | |
2017 | 1 | |
2016 | 1 | |
2015 | 1 | |
2014 | 1 | |
2013 | 1 | |
2012 | 1 | |
2011 | 1 | |
2010 | 1 | |
2009 | 1 | |
2008 | 2 | |
2007 | 1 | |
2006 | 2 | |
2005 | 2 | |
2004 | 1 | |
2003 | 1 | |
2002 | 1 |