Empower Annuity Insurance Co. of America 

CO

  SEC # 744455

        

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485  SEC Filings   from  2/23/96  to  5/2/24  (2 Weeks Ago)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘EFFECT’ — SEC Notice of Effectiveness — Filed as:  Filer / Offerer
New-Filing E-Mail:			Send me notifications of all Filings involving  Empower Annuity Insurance Co. of America

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Forms , Documents & Exhibits  in  475 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
5/2/24			EFFECT		SEC:		SEC Notices of Effectiveness	44
5/1/24			424B3		Registration:		Prospectuses – New Facts or Events	93
4/19/24			POS AM		Registration:		Post-Effective Amendments of Registration Statements	58
4/27/23	OLD		S-1		Registration:		Registration Statements (General Form) — Form S-1  OLD	35
4/14/21	OLD		CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC	25
3/7/19	OLD		AW		Registration:		Amendment Withdrawal Requests  OLD	3
11/14/18	OLD		10-Q		Update:		Quarterly Reports — Form 10-Q  OLD  — Financial Reports	85
9/19/18	OLD		FWP		Registration:		Prospectuses – Free Writing  OLD	19
6/27/18	OLD		8-K		Update:		Current Reports — Form 8-K  OLD  — Press Releases & Conference Calls	92
					8-K Items:
11/30/07	OLD		Business & Operations:			•	Entry into a Material Definitive Agreement — Item 1.01  OLD  — ↓‘EX-10’	1
11/4/08	OLD		Financial Info:			•	Results of Operations and Financial Condition — Item 2.02  OLD  — Financial Reports	12
11/14/13	OLD		Accountants & Accounting:			•	Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02  OLD	1
10/15/13	OLD		Governance & Management:			•	Changes in Control of Registrant — Item 5.01  OLD	1
5/22/18	OLD		"			•	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD	25
5/2/17	OLD		"			•	Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics — Item 5.05  OLD	3
6/27/18	OLD		"			•	Submission of Matters to a Vote of Security Holders — Item 5.07  OLD  — ↓‘EX-22’	8
8/23/10	OLD		Disclosures:			•	Regulation FD Disclosure — Item 7.01  OLD  — ↓‘EX-99’	18
4/7/08	OLD		Events:			•	Other Events — Item 8.01  OLD	7
7/16/14	OLD		Financials:			•	Financial Statements and Exhibits — Item 9.01  OLD  — Financial Reports	26
2/28/18	OLD		10-K		Update:		Annual Reports — Form 10-K  OLD  — Financial Reports	31
6/21/16	OLD		APP WD		Registration:		Withdrawal of an Application for an Exemption Order or Other Relief  OLD	1
4/7/16	OLD		40-OIP		Registration:		Application for an SEC Exemption Order from the SEC Office of Insurance Products (OIP) by an Investment Company  OLD	1
3/16/16	OLD		DEL AM		Registration:		Registration Effectiveness-Delaying Amendment  OLD	1
11/15/13	OLD		NT 10-Q		Update:		Notice of a Late Filing of a Form 10-Q Quarterly Report — Form 12b-25  OLD	1
8/5/09	OLD		NO ACT		SEC:		SEC No-Action Letter re: a Shareholder Proposal  OLD	1
10/30/06	OLD		13F-HR		Ownership:		Quarterly Holdings and Combination Reports by Money Managers — Form 13F  OLD	11
8/11/06	OLD		13F-NT		Ownership:		Quarterly Holdings Notice by a Money Manager — Form 13F  OLD	1
2/6/03	OLD		40-6C		Registration:		Application for an Exemption or Other Relief by an Investment Company  OLD	1
12/19/01	OLD		497		Registration:		Definitive Materials  OLD	10
4/3/00	OLD		S-3		Registration:		Registration Statements – Securities for Transactions — Form S-3  OLD	2
5/9/97	OLD		497J		Registration:		Certification of No Change in Definitive Material  OLD	1
					Letters:
4/25/19	OLD		COVER		Comment-Response and Cover Letters to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC			10
					General Exhibits:
4/19/24			EX-3		Articles of Incorporation/Organization and Bylaws			21
4/19/24			EX-23		Consents of Experts and Counsel			152
4/19/24			EX-FILING FEES		Filing Fees			9
4/19/24			EX-5		Opinions of Counsel re: Legality			20
4/19/24			EX-24		Powers of Attorney			70
4/19/24			EX-21		Subsidiaries Lists			56
11/15/17	OLD		EX-1		Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD			9
7/21/17	OLD		EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders  OLD			21
2/29/16	OLD		EX-10		Material Contracts  OLD			25
5/5/06	OLD		EX-22		Published Reports re: Matters Submitted to Votes of Security Holders  OLD			2
					ABS Exhibits:
5/15/07	OLD		EX-34		Attestation Reports on Assessments of Compliance with Servicing Criteria  OLD			2
					Additional Exhibits:
4/7/16	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases & Conference Calls			51
					Financials:
11/14/18	OLD		EX-31		Certifications — §302 – SOA’02  OLD			123
11/14/18	OLD		EX-32		Certifications — §906 – SOA’02  OLD			62
11/14/18	OLD		XML  &  R#		IDEA Financial Reports Info  OLD  — Financial Reports			2,112
11/14/18	OLD		EXCEL		IDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports			41
11/14/18	OLD		EX-101.*		XBRL Data  (XBRL Files)  OLD			192
11/14/18	OLD		ZIP		XBRL Zipped Folders   (Folders of XBRL Files)  OLD			32
4/22/16	OLD		EX-16		Letters re: Changes in Accountants  OLD			11
11/14/00	OLD		EX-27		Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports			32
					Graphics:
5/1/24			GRAPHIC		Photos, Images and Graphs			660

Forms , Documents & Exhibits  in  23 Filings  Filed re:  Issuer / Subject Company

        

        

Latest Filing			Type		Category	Description		Documents
9/19/18	OLD		FWP		Registration:		Prospectuses – Free Writing  OLD	19
					Letters:
9/19/17	OLD		LETTER		Comment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC			4
					Graphics:
9/19/18	OLD		GRAPHIC		Photos, Images and Graphs  OLD			102

        

Filings History

Year		# of Filings
2024		6
2023		8
2022		11
2021		9
2020		11
2019		32
2018		37
2017		41
2016		21
2015		19
2014		21
2013		28
2012		22
2011		27
2010		16
2009		8
2008		11
2007		13
2006		17
2005		15
2004		18
2003		16
2002		13
2001		13
2000		9
1999		12
1998		11
1997		12
1996		8