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Adhera Therapeutics, Inc. 
 NC
  SEC # 737207


        
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1,210  SEC Filings
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  from  10/16/95  to  1/30/24  (3 Months Ago)

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Most-Recent Filing:    ‘SEC ACTION’ — SEC Staff Action — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  Adhera Therapeutics, Inc. 

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Forms
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, Documents
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& Exhibits
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 in  677 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
1/18/248-KUpdate:  Current Reports — Form 8-K — Press Releases
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& Conference Calls
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 — Financial Reports
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291

8-K Items: 
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11/29/23
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01 — ‘EX-10’
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107
1/18/24"Termination of a Material Definitive Agreement — Item 1.02 — ‘EX-10’
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8
9/14/17 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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6
11/21/18 OLD"Results of Operations and Financial Condition — Item 2.02  OLD  — Financial Reports
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37
11/22/22 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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17
8/4/08 OLD"Cost Associated with Exit or Disposal Activities — Item 2.05  OLD  — ‘EX-2’
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4
8/4/08 OLD"Material Impairments — Item 2.06  OLD  — ‘EX-2’
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1
2/2/12 OLD
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD 8
6/29/23"Unregistered Sales of Equity Securities — Item 3.02 — ‘EX-1’
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47
7/16/18 OLD"Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ‘EX-4’
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7
5/5/21 OLD
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ‘EX-16’
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4
11/18/16 OLD
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  Governance & Management: 
Changes in Control of Registrant — Item 5.01  OLD 3
1/16/24"Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers
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65
10/6/22 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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16
8/25/22 OLD"Submission of Matters to a Vote of Security Holders — Item 5.07  OLD 8
10/12/23
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  Disclosures: 
Regulation FD Disclosure — Item 7.01 — ‘EX-99’
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7
2/9/21 OLD
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  Events: 
Other Events — Item 8.01  OLD 81
1/18/24
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  Financials: 
Financial Statements and Exhibits — Item 9.01 — Financial Reports
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223

11/20/2310-QUpdate:  Quarterly Reports — Form 10-Q — Financial Reports
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85
11/15/23NT 10-QUpdate:  Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-2514
5/2/2310-KUpdate:  Annual Reports — Form 10-K — Financial Reports
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26
12/2/22 OLDS-1Registration:  Registration Statements (General Form) — Form S-1  OLD  — Financial Reports
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21
8/18/22 OLDDEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD 9
6/27/22 OLDDEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  OLD 19
6/17/22 OLDPRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A  OLD 12
4/1/22 OLDNT 10-KUpdate:  Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25  OLD 7
2/19/20 OLDDRegistration:  Notices of Exempt Offerings of Securities — Form D  OLD 11
10/31/19 OLDPRER14AProxy:  Preliminary Revised Proxy Soliciting Materials — Schedule 14A  OLD 3
9/26/19 OLDSC TO-IOwnership:  Tender-Offer Statements by Issuers — Schedule TO  OLD 5
5/3/19 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 15
3/5/18 OLDCT ORDERSEC:  SEC Confidential Treatment Orders  OLD 8
11/22/17 OLDRWRegistration:  Registration Withdrawal Requests  OLD 3
6/19/17 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 18
6/14/17 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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37
5/5/17 OLDPOS AMRegistration:  Post-Effective Amendments of Registration Statements  OLD  — Financial Reports
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11
3/22/12 OLD424B5Registration:  Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD 15
1/12/12 OLDS-3Registration:  Registration Statements – Securities for Transactions — Form S-3  OLD 20
11/10/11 OLD424B3Registration:  Prospectuses – New Facts or Events  OLD 11
6/16/11 OLDARSUpdate:  Annual Reports to Security Holders  OLD 8
5/17/11 OLD424B4Registration:  Prospectuses – Info Previously Omitted & New Facts or Events  OLD 2
6/8/10 OLDDEFM14AProxy:  Definitive Proxy Statement – Merger or Acquisition — Schedule 14A  OLD 1
5/14/10 OLDPREM14AProxy:  Preliminary Proxy Statement – Merger or Acquisition — Schedule 14A  OLD 1
4/1/10 OLD425Registration:  Prospectus or Communication – Merger  OLD 1
1/14/10 OLDS-3MEFRegistration:  Registration Statements to Add Securities to Prior Form S-3 Registrations  OLD 2
1/19/07 OLD424B2Registration:  Prospectuses – Primary Offerings and Shelf Securities  OLD 2
9/23/03 OLDREGDEXRegistration:  Notice of an Exempt Offering of Securities — Form D  OLD 1
5/7/02 OLDDEFR14AProxy:  Definitive Revised Proxy Soliciting Materials — Schedule 14A  OLD 3
3/20/02 OLD10-K405Update:  Annual Reports — Reg. S-K – Item 405 — Form 10-K  OLD 7
1/12/01 OLDS-2Registration:  Registration Statements — Form S-2  OLD 6
3/16/00 OLD8-A12GRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1
11/1/96 OLD10QSBUpdate:  Quarterly and Quarterly-Transition Reports by Small Businesses (Optional Form) — Form 10-QSB  OLD 4
9/27/96 OLD10KSB40Update:  Annual or Annual-Transition Report by a Small Business — Reg. S-B – Item 405 — Form 10-KSB  OLD 1

Letters: 
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1/30/24ORDERSEC Staff Action – SEC Order — All Correspondence with the SEC1

General Exhibits: 
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11/29/23EX-10Material Contracts294
6/29/23EX-4Instruments, Including Indentures, Defining the Rights of Security Holders91
3/31/23 OLDEX-23Consents of Experts and Counsel  OLD 115
3/31/23 OLDEX-21Subsidiaries Lists  OLD 33
12/2/22 OLDEX-FILING FEESFiling Fees  OLD 1
10/6/22 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 30
5/3/19 OLDEX-5Opinions of Counsel re: Legality  OLD 51
11/18/16 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 13
4/6/15 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 10
9/30/04 OLDEX-25Statement of Eligibility to Act as a Trustee  OLD 1

Additional Exhibits: 
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4/23/21 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases
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& Conference Calls
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217

Financials: 
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1/18/24XML  &  R#IDEA Financial Reports Info — Financial Reports
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2,749
1/18/24EXCELIDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports
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107
1/18/24EX-101.*XBRL Data  (XBRL Files)457
1/18/24JSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)45
1/18/24ZIPXBRL Zipped Folders
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  (Folders of XBRL Files)
93
11/20/23EX-31Certifications — §302 – SOA’02147
11/20/23EX-32Certifications — §906 – SOA’02137
5/11/21 OLDEX-16Letters re: Changes in Accountants  OLD 4
1/22/08 OLDEX-12Statements re: Computations of Ratios  OLD 2
1/12/01 OLDEX-27Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports
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23

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3/31/23 OLDGRAPHICPhotos, Images and Graphs  OLD 941


Forms
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, Documents
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& Exhibits
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 in  539 Filings
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
4/28/22 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 51
11/5/19 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 385
9/26/19 OLDSC TO-IOwnership:  Tender-Offer Statements by Issuers — Schedule TO  OLD 5
4/27/18 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 13
11/23/16 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 52
4/13/12 OLD25-NSETrading:  Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25  OLD 1
4/1/10 OLD425Registration:  Prospectus or Communication – Merger  OLD 1
1/17/06 OLD5Ownership:  Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD 2

Letters: 
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11/12/19 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC29
11/12/19 OLDTEXT-EXTRACTComment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]  OLD 4

General Exhibits: 
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4/28/22 OLDEX-24Powers of Attorney  OLD 60
1/26/11 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 6
8/2/10 OLDEX-10Material Contract  OLD 1

Additional Exhibits: 
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9/26/19 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 19

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8/20/19 OLDGRAPHICPhotos, Images and Graphs  OLD 7


        

Filings History

Year    # of Filings
In descending order
2024 3
2023 16
2022 19
2021 19
2020 17
2019 37
2018 53
2017 76
2016 42
2015 27
2014 47
2013 14
2012 35
2011 95
2010 75
2009 52
2008 68
2007 96
2006 105
2005 92
2004 92
2003 40
2002 14
2001 21
2000 18
1999 8
1998 8
1997 10
1996 8
1995 3

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