Vaxart, Inc. 

CA

  SEC # 72444

        

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1,559  SEC Filings   from  11/8/94  to  4/29/24  (Yesterday)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘ARS’ — Annual Report to Security Holders — for 12/31/23 — Filed as:  Filer / Offerer
New-Filing E-Mail:			Send me notifications of all Filings involving  Vaxart, Inc.

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Forms , Documents & Exhibits  in  850 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
4/29/24			ARS		Update:		Annual Reports to Security Holders	11
4/29/24			DEFA14A		Proxy:		Definitive Additional Proxy Soliciting Materials — Schedule 14A	59
4/29/24			DEF 14A		Proxy:		Definitive Proxy Statements — Schedule 14A	28
4/18/24			PRE 14A		Proxy:		Preliminary Proxy Statements — Schedule 14A	6
3/14/24			S-8		Registration:		Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8	23
3/14/24			10-K		Update:		Annual Reports — Form 10-K — Financial Reports	30
3/14/24			8-K		Update:		Current Reports — Form 8-K — Press Releases & Conference Calls  — Financial Reports	338
					8-K Items:
1/16/24			Business & Operations:			•	Entry into a Material Definitive Agreement — Item 1.01 — ↓‘EX-10’	52
9/15/21	OLD		"			•	Termination of a Material Definitive Agreement — Item 1.02  OLD  — ↓‘EX-10’	9
12/1/21	OLD		Financial Info:			•	Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ↓‘EX-2’	7
3/14/24			"			•	Results of Operations and Financial Condition — Item 2.02 — Financial Reports	83
5/18/05	OLD		"			•	Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ↓‘EX-10’	2
1/2/20	OLD		"			•	Cost Associated with Exit or Disposal Activities — Item 2.05  OLD  — ↓‘EX-2’	6
12/20/05	OLD		"			•	Material Impairments — Item 2.06  OLD  — ↓‘EX-2’	1
1/19/24			Securities & Trading:			•	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01	9
3/20/19	OLD		"			•	Unregistered Sales of Equity Securities — Item 3.02  OLD  — ↓‘EX-1’	5
2/12/16	OLD		"			•	Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ↓‘EX-4’	4
7/19/21	OLD		Accountants & Accounting:			•	Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ↓‘EX-16’	6
3/11/09	OLD		"			•	Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02  OLD	2
2/20/18	OLD		Governance & Management:			•	Changes in Control of Registrant — Item 5.01  OLD	3
3/6/24			"			•	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — ↓‘EX-17’  — List of Directors & Officers	68
10/23/23			"			•	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03 — ↓‘EX-3’	11
10/23/23			"			•	Submission of Matters to a Vote of Security Holders — Item 5.07	22
8/16/13	OLD		"			•	Shareholder Nominations Pursuant to Exchange Act Rule 14a-11 — Item 5.08  OLD  — ↓‘EX-17’	1
12/19/22	OLD		Disclosures:			•	Regulation FD Disclosure — Item 7.01  OLD  — ↓‘EX-99’	19
3/6/24			Events:			•	Other Events — Item 8.01	93
3/14/24			Financials:			•	Financial Statements and Exhibits — Item 9.01 — Financial Reports	221
1/17/24			424B5		Registration:		Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events	12
11/2/23			10-Q		Update:		Quarterly Reports — Form 10-Q — Financial Reports	90
5/8/23			EFFECT		SEC:		SEC Notices of Effectiveness	14
5/3/23			CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ] — All Correspondence with the SEC	25
3/17/23	OLD		S-3		Registration:		Registration Statements – Securities for Transactions — Form S-3  OLD	22
7/8/20	OLD		S-3ASR		Registration:		Automatic Shelf Registration Statement by a Well-Known Issuer — Form S-3  OLD	1
9/27/19	OLD		424B4		Registration:		Prospectuses – Info Previously Omitted & New Facts or Events  OLD	2
9/27/19	OLD		POS AM		Registration:		Post-Effective Amendments of Registration Statements  OLD	8
9/25/19	OLD		FWP		Registration:		Prospectus – Free Writing  OLD	1
9/24/19	OLD		S-1		Registration:		Registration Statements (General Form) — Form S-1  OLD	6
2/9/18	OLD		425		Registration:		Prospectuses and Communications – Mergers  OLD	16
1/2/18	OLD		424B3		Registration:		Prospectuses – New Facts or Events  OLD	97
12/28/17	OLD		S-4		Registration:		Registration Statements – Securities for Mergers — Form S-4  OLD  — Financial Reports	4
7/11/16	OLD		CT ORDER		SEC:		SEC Confidential Treatment Orders  OLD	6
7/15/15	OLD		424B2		Registration:		Prospectus – Primary Offering or Shelf Securities  OLD	1
9/15/14	OLD		NT 10-K		Update:		Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25  OLD	2
8/7/12	OLD		DEFM14A		Proxy:		Definitive Proxy Statements – Mergers & Acquisitions — Schedule 14A  OLD	3
8/2/12	OLD		SC TO-I		Ownership:		Tender-Offer Statements by Issuers — Schedule TO  OLD	4
6/28/12	OLD		11-K		Update:		Annual Reports by Employee Stock Purchase, Savings and Similar Plans — Form 11-K  OLD	18
6/22/12	OLD		NO ACT		SEC:		SEC No-Action Letters re: Shareholder Proposals  OLD	2
6/8/12	OLD		PREM14A		Proxy:		Preliminary Proxy Statements – Mergers & Acquisitions — Schedule 14A  OLD	3
8/25/11	OLD		8-A12B		Registration:		Registration Statement for a Class of Securities — Form 8-A  OLD	1
2/3/10	OLD		PRER14A		Proxy:		Preliminary Revised Proxy Soliciting Material — Schedule 14A  OLD	1
5/27/09	OLD		S-8 POS		Registration:		Post-Effective Amendments of Form S-8 Registrations  OLD	2
11/13/06	OLD		NT 10-Q		Update:		Notice of a Late Filing of a Form 10-Q Quarterly Report — Form 12b-25  OLD	1
11/6/06	OLD		PREC14A		Proxy:		Preliminary Proxy Statement – Contested Solicitation — Schedule 14A  OLD	1
5/17/05	OLD		REGDEX		Registration:		Notices of Exempt Offerings of Securities — Form D  OLD	2
12/19/03	OLD		424B1		Registration:		Prospectuses – Info Previously Omitted  OLD	2
6/27/03	OLD		15-15D		Update:		Notice of a Suspension of Duty to File Reports — Form 15  OLD	1
8/29/97	OLD		8-A12G		Registration:		Registration Statement for a Class of Securities — Form 8-A  OLD	1
4/1/96	OLD		10-K405		Update:		Annual Report — Reg. S-K – Item 405 — Form 10-K  OLD	1
1/23/96	OLD		10-C		Update:		Reports of Changes in the Number of Shares Outstanding and Issuer Name Changes by Issuers of Securities Quoted on the Nasdaq Stock Market — Form 10-C  OLD	5
					Letters:
2/18/20	OLD		REDACTED EXHIBIT		SEC Staff Letters – Redacted Exhibits  OLD  — All Correspondence with the SEC			2
					General Exhibits:
3/14/24			EX-23		Consents of Experts and Counsel			141
3/14/24			EX-FILING FEES		Filing Fees			3
3/14/24			EX-5		Opinions of Counsel re: Legality			52
3/14/24			EX-97		Clawback Policy re: Recovery of Erroneously Awarded Compensation			1
3/14/24			EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders			52
3/14/24			EX-10		Material Contracts			223
3/14/24			EX-19		Report Furnished to Security Holders			1
3/14/24			EX-21		Subsidiaries Lists			19
10/23/23			EX-3		Articles of Incorporation/Organization and Bylaws			26
6/8/23			EX-1		Underwriting Agreements  (and mislabeled “1st Exhibits”)			11
5/4/23			EX-14		Code of Ethics			1
1/28/21	OLD		EX-17		Correspondence re: Departures of Directors  OLD			2
2/7/18	OLD		EX-2		Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD			24
12/28/17	OLD		EX-8		Opinions of Counsel re: Tax Matters  OLD			2
5/25/05	OLD		EX-25		Statements of Eligibility to Act as a Trustee — Forms T-1 & T-2  OLD			2
					Additional Exhibits:
3/14/24			EX-99		Miscellaneous Exhibits, such as Press Releases — Press Releases & Conference Calls			253
					Financials:
3/14/24			EX-31		Certifications — §302 – SOA’02			130
3/14/24			EX-32		Certifications — §906 – SOA’02			92
3/14/24			XML  &  R#		IDEA Financial Reports Info — Financial Reports			2,847
3/14/24			EXCEL		IDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports			114
3/14/24			EX-101.*		XBRL Data  (XBRL Files)			517
3/14/24			JSON		XBRL Instances as JavaScript Object Notation Data  (JSON Files)			67
3/14/24			ZIP		XBRL Zipped Folders   (Folders of XBRL Files)			107
7/19/21	OLD		EX-16		Letters re: Changes in Accountants  OLD			6
3/15/07	OLD		EX-12		Statements re: Computations of Ratios  OLD			9
11/2/00	OLD		EX-27		Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports			23
11/14/97	OLD		EX-11		Statements re: Computations of Earnings Per Share  OLD			9
					Graphics:
4/29/24			GRAPHIC		Photos, Images and Graphs			1,516

Forms , Documents & Exhibits  in  731 Filings  Filed re:  Issuer / Subject Company

        

List all Money Managers that own this Security Issuer:  CUSIP 92243A

        

Latest Filing			Type		Category	Description		Documents
4/1/24			4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4	411
3/20/24			3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3	59
2/13/24			SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G	110
6/30/20	OLD		SC 13D		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD	68
9/25/19	OLD		FWP		Registration:		Prospectus – Free Writing  OLD	1
2/9/18	OLD		425		Registration:		Prospectuses and Communications – Mergers  OLD	16
2/9/18	OLD		DFAN14A		Proxy:		Definitive Additional Non-Management Proxy Soliciting Materials — Schedule 14A  OLD	16
1/22/18	OLD		DEFC14A		Proxy:		Definitive Proxy Statements – Contested Solicitations — Schedule 14A  OLD	2
1/19/18	OLD		PRRN14A		Proxy:		Preliminary Revised Non-Management Proxy Soliciting Materials – Contested Solicitations and Other Situations — Schedule 14A  OLD	2
1/19/18	OLD		CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC	4
1/12/18	OLD		PREC14A		Proxy:		Preliminary Proxy Statements – Contested Solicitations — Schedule 14A  OLD	3
8/2/12	OLD		SC TO-I		Ownership:		Tender-Offer Statements by Issuers — Schedule TO  OLD	4
2/9/09	OLD		5		Ownership:		Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD	13
10/31/06	OLD		PREN14A		Proxy:		Preliminary Non-Management Proxy Statement — Schedule 14A  OLD	1
					Letters:
3/23/23	OLD		LETTER		Comment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC			27
3/23/23	OLD		TEXT-EXTRACT		Comment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]  OLD			7
					General Exhibits:
3/21/23	OLD		EX-24		Powers of Attorney  OLD			75
2/23/18	OLD		EX-3		Articles of Incorporation/Organization or Bylaws  OLD			1
2/23/18	OLD		EX-2		Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD			7
2/23/18	OLD		EX-1		Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD			5
2/9/18	OLD		EX-10		Material Contract  OLD			1
					Additional Exhibits:
2/14/18	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD			61
					Graphics:
9/25/19	OLD		GRAPHIC		Photos, Images and Graphs  OLD			98

        

Filings History

Year		# of Filings
2024		26
2023		44
2022		61
2021		60
2020		69
2019		83
2018		84
2017		43
2016		37
2015		52
2014		41
2013		59
2012		107
2011		46
2010		81
2009		67
2008		38
2007		65
2006		103
2005		62
2004		74
2003		57
2002		16
2001		15
2000		19
1999		12
1998		16
1997		53
1996		51
1995		17
1994		1