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Elk Associates Funding Corp. 
 NY
  SEC # 723108


        
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55  SEC Filings
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  from  2/9/96  to  9/28/00  (None in the Past Year)

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  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘10-K’ — Annual Report — Form 10-K — for 6/30/00 — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  Elk Associates Funding Corp. 

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Forms
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, Documents
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& Exhibits
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 in  34 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
9/28/00 OLD10-KUpdate:  Annual Reports — Form 10-K  OLD 3
12/21/99 OLD8-KUpdate:  Current Report — Form 8-K  OLD  — Press Releases
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& Conference Calls
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1
11/15/99 OLD10-QUpdate:  Quarterly Reports — Form 10-Q  OLD 5
11/12/99 OLDDEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  OLD 3
9/28/98 OLDN-54AUpdate:  Notice of Election by a Business Development Company (BDC) — Form N-54A  OLD 1
8/31/98 OLDN-30DUpdate:  Annual and Semi-Annual Reports Mailed to Shareholders by Investment Companies  OLD 6
8/31/98 OLDNSAR-BUpdate:  Annual Reports by Investment Companies — Form N-SAR  OLD 3
8/21/98 OLDPRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A  OLD 2
2/27/98 OLDNSAR-AUpdate:  Semi-Annual Reports by Investment Companies — Form N-SAR  OLD 3
11/7/97 OLDDEFS14AProxy:  Definitive Proxy Statement – Special Meeting — Schedule 14A  OLD 1
9/26/97 OLDPRES14AProxy:  Preliminary Proxy Statement – Special Meeting — Schedule 14A  OLD 1
2/14/97 OLD8-A12GRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1
9/3/96 OLDNTFNSARUpdate:  Notice of a Late Filing of a Form N-SAR Semi-Annual Report (Late Notice) — Form 12b-25  OLD 1
5/24/96 OLDSC 13GOwnership:  Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G  OLD 1
2/29/96 OLDNT-NSARUpdate:  Notice of a Late Filing of a Form N-SAR Semi-Annual Report — Form 12b-25  OLD 1
2/9/96 OLDSC 13DOwnership:  Statement of Acquisition of Beneficial Ownership by an “Active” Investor — Schedule 13D  OLD 1

General Exhibits: 
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9/28/99 OLDEX-10Material Contracts  OLD 2
2/14/97 OLDEX-3Articles of Incorporation/Organization or Bylaws  OLD 1
2/14/97 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 2
2/14/97 OLDEX-6Opinion of Counsel re: Discount on Capital Shares  OLD 1
2/14/97 OLDEX-5Opinion of Counsel re: Legality  OLD 1
2/14/97 OLDEX-2Plan of Acquisition, Reorganization, Arrangement, Liquidation or Succession  OLD 1
2/14/97 OLDEX-1Underwriting Agreement or Conflict Minerals Report  (or mislabeled “1st Exhibit”)  OLD 1
9/6/96 OLDEX-20Other Document or Statement Furnished to Security Holders  OLD 1

Additional Exhibits: 
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8/31/98 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases
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& Conference Calls
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6

Financials: 
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9/28/00 OLDEX-27Financial Data Schedules {Pre-XBRL}  OLD 6
2/14/97 OLDEX-7Correspondence from an Accountant re: Non-Reliance on a Previously Issued Audit Report or Completed Interim Review  OLD 1


Forms
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, Documents
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& Exhibits
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 in  23 Filings
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
2/9/99 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 14
2/9/99 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 9


        

Filings History

Year    # of Filings
In descending order
2000 1
1999 10
1998 27
1997 9
1996 8

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