| Latest Filing | | Type | | Category | Description | Documents |
|---|
| | | |
| 5/14/24 |  | | 13F-HR | | Ownership: | | Quarterly Holdings and Combination Reports by Money Managers — Form 13F — Assets Under Management | 24 |
| 5/8/24 | | | 10-Q | | Update: | | Quarterly Reports — Form 10-Q — Financial Reports | 87 |
| 5/1/24 | | | 8-K | | Update: | | Current Reports — Form 8-K — Press Releases & Conference Calls — Financial Reports | 274 |
| | |
| | 8-K Items: |
| 9/20/21 | OLD | | Business & Operations: | • | Entry into a Material Definitive Agreement — Item 1.01 OLD — ↓‘EX-10’ | 30 |
| 1/4/22 | OLD | | Financial Info: | • | Completion of Acquisition or Disposition of Assets — Item 2.01 OLD — ↓‘EX-2’ | 3 |
| 4/29/24 | | | " | | | • | Results of Operations and Financial Condition — Item 2.02 — Financial Reports | 80 |
| 6/25/19 | OLD | | " | | | • | Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03 OLD — ↓‘EX-10’ | 16 |
| 3/12/21 | OLD | | " | | | • | Cost Associated with Exit or Disposal Activities — Item 2.05 OLD — ↓‘EX-2’ | 1 |
| 1/4/06 | OLD | | Securities & Trading: | • | Unregistered Sales of Equity Securities — Item 3.02 OLD — ↓‘EX-1’ | 2 |
| 3/7/24 | | | Governance & Management: | • | Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers | 70 |
| 12/20/23 | | | " | | | • | Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03 — ↓‘EX-3’ | 9 |
| 1/29/24 | | | " | | | • | Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics — Item 5.05 — ↓‘EX-14’ | 1 |
| 5/1/24 | | | " | | | • | Submission of Matters to a Vote of Security Holders — Item 5.07 | 17 |
| 2/13/24 | | | Disclosures: | • | Regulation FD Disclosure — Item 7.01 — ↓‘EX-99’ | 52 |
| 4/29/24 | | | Events: | • | Other Events — Item 8.01 | 103 |
| 4/29/24 | | | Financials: | • | Financial Statements and Exhibits — Item 9.01 — Financial Reports | 163 |
| | |
|
| 3/21/24 | | | ARS | | Update: | | Annual Reports to Security Holders | 9 |
| 3/21/24 | | | DEF 14A | | Proxy: | | Definitive Proxy Statements — Schedule 14A — Financial Reports | 29 |
| 2/27/24 | | | 10-K | | Update: | | Annual Reports — Form 10-K — Financial Reports | 30 |
| 1/11/24 | | | CORRESP | | Comment: | | Comment-Response and Other Letters to the SEC [ a.k.a. COVER ] — All Correspondence with the SEC | 12 |
| 11/4/21 | OLD | | EFFECT | | SEC: | | SEC Notices of Effectiveness OLD | 11 |
| 11/3/21 | OLD | | 425 | | Registration: | | Prospectuses and Communications – Mergers OLD | 16 |
| 11/3/21 | OLD | | 424B3 | | Registration: | | Prospectuses – New Facts or Events OLD | 12 |
| 11/1/21 | OLD | | S-4 | | Registration: | | Registration Statements – Securities for Mergers — Form S-4 OLD — Financial Reports | 33 |
| 5/18/21 | OLD | | DEFA14A | | Proxy: | | Definitive Additional Proxy Soliciting Materials — Schedule 14A OLD | 2 |
| 3/24/20 | OLD | | PRE 14A | | Proxy: | | Preliminary Proxy Statements — Schedule 14A OLD | 4 |
| 6/27/19 | OLD | | S-8 | | Registration: | | Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8 OLD | 5 |
| 3/28/18 | OLD | | S-3ASR | | Registration: | | Automatic Shelf Registration Statement by a Well-Known Issuer — Form S-3 OLD | 1 |
| 7/18/14 | OLD | | S-3 | | Registration: | | Registration Statements – Securities for Transactions — Form S-3 OLD | 6 |
| 3/3/14 | OLD | | POS AM | | Registration: | | Post-Effective Amendment of a Registration Statement OLD | 1 |
| 3/9/11 | OLD | | 15-12B | | Registration: | | Certification of a Termination of Registration of a Class of Securities — Form 15 OLD | 1 |
| 4/6/09 | OLD | | FWP | | Registration: | | Prospectuses – Free Writing OLD | 3 |
| 3/25/09 | OLD | | 424B1 | | Registration: | | Prospectus – Info Previously Omitted OLD | 1 |
| 2/12/09 | OLD | | S-3D | | Registration: | | Registration Statement – Securities for a Dividend or Interest Reinvestment Plan (Immediately Effective) — Form S-3 OLD | 1 |
| 11/13/08 | OLD | | 11-K | | Update: | | Annual Reports by Employee Stock Purchase, Savings and Similar Plans — Form 11-K OLD | 16 |
| 2/3/06 | OLD | | REGDEX | | Registration: | | Notice of an Exempt Offering of Securities — Form D OLD | 1 |
| 9/24/04 | OLD | | SC 13G | | Ownership: | | Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G OLD | 2 |
| 1/5/04 | OLD | | 15-15D | | Update: | | Notices of Suspensions of Duty to File Reports — Form 15 OLD | 2 |
| 12/30/03 | OLD | | S-8 POS | | Registration: | | Post-Effective Amendments of Form S-8 Registrations OLD | 2 |
| 7/31/03 | OLD | | SC TO-I | | Ownership: | | Tender-Offer Statements by Issuers — Schedule TO OLD | 7 |
| 5/15/00 | OLD | | 8-A12B | | Registration: | | Registration Statement for a Class of Securities — Form 8-A OLD | 1 |
| 8/17/98 | OLD | | SC 13D | | Ownership: | | Statement of Acquisition of Beneficial Ownership by an “Active” Investor — Schedule 13D OLD | 1 |
| 3/31/98 | OLD | | 10-K405 | | Update: | | Annual Reports — Reg. S-K – Item 405 — Form 10-K OLD | 2 |
| 12/5/96 | OLD | | 10-C | | Update: | | Reports of Changes in the Number of Shares Outstanding and Issuer Name Changes by Issuers of Securities Quoted on the Nasdaq Stock Market — Form 10-C OLD | 3 |
| | |
| | Form-Specific Documents: |
| 5/14/24 | | | INFO-TABLE | | Portfolio Securities Holdings – Info Tables — Form 13F — Assets Under Management | 24 |
| | |
| | General Exhibits: |
| 2/27/24 | | | EX-97 | | Clawback Policy re: Recovery of Erroneously Awarded Compensation | 1 |
| 2/27/24 | | | EX-23 | | Consents of Experts and Counsel | 127 |
| 2/27/24 | | | EX-10 | | Material Contracts | 110 |
| 2/27/24 | | | EX-21 | | Subsidiaries Lists | 33 |
| 1/29/24 | | | EX-14 | | Code of Ethics | 1 |
| 12/20/23 | | | EX-3 | | Articles of Incorporation/Organization and Bylaws | 23 |
| 10/20/21 | OLD | | EX-5 | | Opinions of Counsel re: Legality OLD | 22 |
| 10/20/21 | OLD | | EX-8 | | Opinions of Counsel re: Tax Matters OLD | 14 |
| 9/20/21 | OLD | | EX-2 | | Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions OLD | 26 |
| 3/2/20 | OLD | | EX-4 | | Instruments, Including Indentures, Defining the Rights of Security Holders OLD | 30 |
| 9/18/19 | OLD | | EX-25 | | Statements of Eligibility to Act as a Trustee — Forms T-1 & T-2 OLD | 2 |
| 7/13/18 | OLD | | EX-24 | | Powers of Attorney OLD | 3 |
| 3/29/00 | OLD | | EX-13 | | Annual and Quarterly Reports to Security Holders OLD | 17 |
| 5/14/96 | OLD | | EX-1 | | Underwriting Agreements (and mislabeled “1st Exhibits”) OLD | 2 |
| | |
| | Additional Exhibits: |
| 4/29/24 | | | EX-99 | | Miscellaneous Exhibits, such as Press Releases — Press Releases & Conference Calls | 278 |
| | |
| | Financials: |
| 5/8/24 | | | EX-31 | | Certifications — §302 – SOA’02 | 170 |
| 5/8/24 | | | EX-32 | | Certifications — §906 – SOA’02 | 170 |
| 5/8/24 | | | XML & R# | | IDEA Financial Reports Info — Financial Reports | 5,042 |
| 5/8/24 | | | EXCEL | | IDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports | 132 |
| 5/8/24 | | | EX-101.* | | XBRL Data (XBRL Files) | 568 |
| 5/8/24 | | | JSON | | XBRL Instances as JavaScript Object Notation Data (JSON Files) | 92 |
| 5/8/24 | | | ZIP | | XBRL Zipped Folders (Folders of XBRL Files) | 126 |
| 3/28/18 | OLD | | EX-12 | | Statements re: Computations of Ratios OLD | 3 |
| 11/14/00 | OLD | | EX-27 | | Financial Data Schedules {Pre-XBRL} OLD — Financial Reports | 25 |
| 3/31/97 | OLD | | EX-11 | | Statements re: Computations of Earnings Per Share OLD | 3 |
| | |
| | Graphics: |
| 3/21/24 | | | GRAPHIC | | Photos, Images and Graphs | 1,821 |
