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Steel Excel Inc. 
 NY
  SEC # 709804


        
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1,251  SEC Filings
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  from  2/14/94  to  4/26/24  (5 Days Ago)

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  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘4’ — Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — for 4/24/24 — Filed as:  Owner / Insider — Filed by:  Handy & Harman Ltd. — Re:  Steel Connect, Inc. 
 
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Filings
involving  Steel Excel Inc. 

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Forms
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, Documents
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& Exhibits
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 in  661 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
4/26/24 New Document this Past Month!4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  New Document this Past Month! 90
2/9/2413F-NTOwnership:  Quarterly Holdings Notices by Money Managers — Form 13F — Assets Under Management
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21
2/3/21 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 35
3/7/19 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 7
5/2/16 OLD15-12BRegistration:  Certification of a Termination of Registration of a Class of Securities — Form 15  OLD 1
4/21/16 OLD10-KUpdate:  Annual Reports — Form 10-K  OLD  — Financial Reports
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31
4/4/16 OLD15-12GRegistration:  Certification of a Termination of Registration of a Class of Securities — Form 15  OLD 1
3/23/16 OLD8-KUpdate:  Current Reports — Form 8-K  OLD  — Press Releases
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& Conference Calls
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200

8-K Items: 
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12/10/15 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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38
12/20/13 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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10
3/11/16 OLD"Results of Operations and Financial Condition — Item 2.02  OLD  — Financial Reports
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44
12/20/13 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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2
7/7/10 OLD"Cost Associated with Exit or Disposal Activities — Item 2.05  OLD  — ‘EX-2’
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8
5/7/09 OLD"Material Impairments — Item 2.06  OLD  — ‘EX-2’
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1
3/11/16 OLD
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD 3
5/2/12 OLD"Unregistered Sales of Equity Securities — Item 3.02  OLD  — ‘EX-1’
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1
12/10/15 OLD"Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ‘EX-4’
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6
6/28/11 OLD
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ‘EX-16’
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1
6/5/12 OLD
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  Governance & Management: 
Changes in Control of Registrant — Item 5.01  OLD 1
4/5/13 OLD"Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers
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40
7/29/15 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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20
6/1/15 OLD"Submission of Matters to a Vote of Security Holders — Item 5.07  OLD 6
3/23/16 OLD
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  OLD  — ‘EX-99’
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4
3/23/16 OLD
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  Events: 
Other Events — Item 8.01  OLD 34
3/23/16 OLD
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  Financials: 
Financial Statements and Exhibits — Item 9.01  OLD  — Financial Reports
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123

3/23/16 OLD25Trading:  Notice by an Issuer of the Removal from Listing and Registration on a Securities Exchange of Matured, Redeemed or Retired Securities — Form 25  OLD 1
3/15/16 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 8
3/10/16 OLDS-8 POSRegistration:  Post-Effective Amendments of Form S-8 Registrations  OLD 26
3/10/16 OLDPOS AMRegistration:  Post-Effective Amendments of Registration Statements  OLD 10
11/4/15 OLD10-QUpdate:  Quarterly Reports — Form 10-Q  OLD  — Financial Reports
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79
7/7/15 OLDCERTNASTrading:  Certification by the Nasdaq Stock Market Approving a Listing — Form CERT  OLD 1
7/7/15 OLD8-A12BRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1
7/1/15 OLDDEF 14CProxy:  Definitive Proxy Info Statement — Schedule 14C  OLD 1
6/12/15 OLDPRE 14CProxy:  Preliminary Proxy Info Statement — Schedule 14C  OLD 1
4/29/15 OLDDEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  OLD 21
4/2/14 OLDPRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A  OLD 11
8/28/13 OLDSC TO-TOwnership:  Tender-Offer Statements by Third Parties — Schedule TO  OLD 3
8/13/13 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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11
7/11/13 OLDSC TO-COwnership:  Tender-Offer Communications by Issuers and Third Parties — Schedule TO  OLD 2
5/2/12 OLDDEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD 19
12/22/11 OLD8-A12GRegistration:  Registration Statements for Certain Classes of Securities — Form 8-A  OLD 3
3/3/11 OLD10-KTUpdate:  Annual-Transition Report — Form 10-K  OLD 1
3/17/10 OLDCT ORDERSEC:  SEC Confidential Treatment Orders  OLD 4
9/29/09 OLDDEFC14AProxy:  Definitive Proxy Statement – Contested Solicitation — Schedule 14A  OLD 1
9/25/09 OLDPRER14AProxy:  Preliminary Revised Proxy Soliciting Materials — Schedule 14A  OLD 3
9/10/09 OLDPREC14AProxy:  Preliminary Proxy Statements – Contested Solicitations — Schedule 14A  OLD 3
9/24/08 OLDARSUpdate:  Annual Reports to Security Holders  OLD 4
9/18/06 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 17
11/16/05 OLD424B3Registration:  Prospectuses – New Facts or Events  OLD 30
12/7/04 OLDS-3Registration:  Registration Statements – Securities for Transactions — Form S-3  OLD 19
7/15/04 OLDDEFR14AProxy:  Definitive Revised Proxy Soliciting Material — Schedule 14A  OLD 1
1/23/04 OLDREGDEXRegistration:  Notice of an Exempt Offering of Securities — Form D  OLD 1
6/27/01 OLDSC TO-IOwnership:  Tender-Offer Statements by Issuers — Schedule TO  OLD 5
2/11/00 OLDSC 13GOwnership:  Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G  OLD 1
6/24/97 OLD10-K405Update:  Annual Reports — Reg. S-K – Item 405 — Form 10-K  OLD 3
6/24/97 OLDS-1Registration:  Registration Statements (General Form) — Form S-1  OLD 2
7/17/96 OLDS-4Registration:  Registration Statements – Securities for Mergers — Form S-4  OLD 2

Letters: 
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6/13/08 OLDCOVERComment-Response or Cover Letter to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC1

General Exhibits: 
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8/5/19 OLDEX-24Power of Attorney  OLD 1
3/11/16 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 40
3/11/16 OLDEX-10Material Contracts  OLD 156
3/11/16 OLDEX-21Subsidiaries Lists  OLD 19
7/29/15 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 38
3/16/15 OLDEX-23Consents of Experts and Counsel  OLD 84
11/4/13 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 41
8/27/13 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 3
9/18/06 OLDEX-5Opinions of Counsel re: Legality  OLD 34
3/12/04 OLDEX-25Statements of Eligibility to Act as a Trustee — Forms T-1 & T-2  OLD 3
10/15/02 OLDEX-8Opinions of Counsel re: Tax Matters  OLD 3
6/27/00 OLDEX-13Annual and Quarterly Reports to Security Holders  OLD 4

Additional Exhibits: 
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12/22/20 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases
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& Conference Calls
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199

Financials: 
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4/21/16 OLDEX-31Certifications — §302 – SOA’02  OLD 111
3/11/16 OLDEX-32Certifications — §906 – SOA’02  OLD 55
3/11/16 OLDXML  &  R#IDEA Financial Reports Info  OLD  — Financial Reports
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1,408
3/11/16 OLDEXCELIDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports
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26
3/11/16 OLDEX-101.*XBRL Data  (XBRL Files)  OLD 114
3/11/16 OLDZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  OLD 
19
6/28/11 OLDEX-16Letter re: a Change in Accountant  OLD 1
3/12/04 OLDEX-12Statements re: Computations of Ratios  OLD 9
11/6/00 OLDEX-27Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports
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33

Graphics: 
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3/23/16 OLDGRAPHICPhotos, Images and Graphs  OLD 262

History as a Money Manager:  Assets Under Management
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 ·  Related Money Managers


1 Related Manager who also Reported Holdings for this Manager

As Of
  
 
Quarter
(Ended)
  Holdings
Form 13F
  Assets
(Millions)
  Reporting Manager
Manager with whom Investment Discretion is Shared
2/9/2412/31/23  4 of 5  $28,600  
 NY
 
Steel Partners Holdings L.P.


Forms
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, Documents
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& Exhibits
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 in  600 Filings
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
2/15/17 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 57
2/9/17 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 73
1/31/17 OLD425Registration:  Prospectuses and Communications – Mergers  OLD 3
5/26/16 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 41
4/25/16 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 374
2/18/16 OLD5Ownership:  Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD 7
7/11/13 OLDSC TO-COwnership:  Tender-Offer Communications by Issuers and Third Parties — Schedule TO  OLD 2
8/17/10 OLD25-NSETrading:  Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25  OLD 1
10/30/09 OLDDFAN14AProxy:  Definitive Additional Non-Management Proxy Soliciting Materials — Schedule 14A  OLD 12
9/29/09 OLDDEFC14AProxy:  Definitive Proxy Statements – Contested Solicitations — Schedule 14A  OLD 2
9/25/09 OLDPRRN14AProxy:  Preliminary Revised Non-Management Proxy Soliciting Materials – Contested Solicitations and Other Situations — Schedule 14A  OLD 3
9/25/09 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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3
9/10/09 OLDPREC14AProxy:  Preliminary Proxy Statements – Contested Solicitations — Schedule 14A  OLD 5
6/27/01 OLDSC TO-IOwnership:  Tender-Offer Statements by Issuers — Schedule TO  OLD 5

Letters: 
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12/7/10 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC18

General Exhibits: 
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12/27/16 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 3
2/6/14 OLDEX-24Powers of Attorney  OLD 25
2/17/09 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 2

Additional Exhibits: 
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1/31/17 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 36

Graphics: 
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7/11/13 OLDGRAPHICPhotos, Images and Graphs  OLD 41


        

Filings History

Year    # of Filings
In descending order
2024 5
2023 9
2022 4
2021 7
2020 11
2019 15
2018 9
2017 3
2016 84
2015 50
2014 64
2013 66
2012 55
2011 77
2010 79
2009 150
2008 94
2007 92
2006 59
2005 53
2004 66
2003 39
2002 16
2001 25
2000 26
1999 21
1998 25
1997 21
1996 16
1995 8
1994 2

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