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Sun Microsystems, Inc. 
 CA
  SEC # 709519


        
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807  SEC Filings
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  from  2/8/94  to  3/10/10  (None in the Past Year)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘NO ACT’ — SEC No-Action Letter re: a Shareholder Proposal — for 2/3/10 — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  Sun Microsystems, Inc. 

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Forms
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, Documents
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& Exhibits
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 in  432 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
3/10/10 OLDNO ACTSEC:  SEC No-Action Letters re: Shareholder Proposals  OLD 10
2/5/10 OLD15-12GRegistration:  Certifications of Terminations of Registration of Classes of Securities — Form 15  OLD 2
1/29/10 OLDS-8 POSRegistration:  Post-Effective Amendments of Form S-8 Registrations  OLD 69
1/29/10 OLD8-KUpdate:  Current Reports — Form 8-K  OLD  — Press Releases
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& Conference Calls
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107

8-K Items: 
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1/29/10 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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18
5/31/06 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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1
1/29/10 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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2
11/6/09 OLD"Results of Operations and Financial Condition — Item 2.02  OLD 26
1/29/07 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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1
10/20/09 OLD"Cost Associated with Exit or Disposal Activities — Item 2.05  OLD  — ‘EX-2’
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6
1/29/10 OLD
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD 1
1/29/07 OLD"Unregistered Sales of Equity Securities — Item 3.02  OLD  — ‘EX-1’
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1
1/29/10 OLD"Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ‘EX-4’
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2
9/6/06 OLD
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  Accountants & Accounting: 
Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02  OLD 1
1/29/10 OLD
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  Governance & Management: 
Changes in Control of Registrant — Item 5.01  OLD 1
1/29/10 OLD"Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers
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23
1/29/10 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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13
1/29/10 OLD
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  Events: 
Other Events — Item 8.01  OLD 16
1/29/10 OLD
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  Financials: 
Financial Statements and Exhibits — Item 9.01  OLD 53

1/29/10 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 5
1/27/10 OLDPOS AMRegistration:  Post-Effective Amendments of Registration Statements  OLD 5
11/6/09 OLD10-QUpdate:  Quarterly Reports — Form 10-Q  OLD 60
10/28/09 OLDDEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD 25
10/28/09 OLDDEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  OLD 16
10/6/09 OLD10-KUpdate:  Annual Reports — Form 10-K  OLD 16
6/5/09 OLDDEFM14AProxy:  Definitive Proxy Statement – Merger or Acquisition — Schedule 14A  OLD 1
6/1/09 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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17
5/11/09 OLDPREM14AProxy:  Preliminary Proxy Statement – Merger or Acquisition — Schedule 14A  OLD 1
11/6/08 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 47
9/4/08 OLDPRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A  OLD 5
12/18/07 OLDSC TO-IOwnership:  Tender-Offer Statements by Issuers — Schedule TO  OLD 2
5/9/07 OLDS-3ASRRegistration:  Automatic Shelf Registration Statement by a Well-Known Issuer — Form S-3  OLD 1
2/12/07 OLDREGDEXRegistration:  Notices of Exempt Offerings of Securities — Form D  OLD 2
7/6/05 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 5
2/14/03 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 3
10/3/02 OLDARSUpdate:  Annual Report to Security Holders  OLD 1
9/26/02 OLD8-A12GRegistration:  Registration Statements for Certain Classes of Securities — Form 8-A  OLD 7
9/20/01 OLD10-K405Update:  Annual Reports — Reg. S-K – Item 405 — Form 10-K  OLD 3
7/18/01 OLDS-3Registration:  Registration Statements – Securities for Transactions — Form S-3  OLD 6
11/6/00 OLD424B3Registration:  Prospectuses – New Facts or Events  OLD 2
11/1/00 OLDS-4Registration:  Registration Statements – Securities for Mergers — Form S-4  OLD 5
9/19/00 OLD425Registration:  Prospectuses and Communications – Mergers  OLD 4
8/3/99 OLD424B5Registration:  Prospectus – Primary Offering or Shelf Securities – New Facts or Events  OLD 1
2/11/99 OLDDEFS14AProxy:  Definitive Proxy Statement – Special Meeting — Schedule 14A  OLD 1
1/28/99 OLDPRES14AProxy:  Preliminary Proxy Statement – Special Meeting — Schedule 14A  OLD 1
11/30/95 OLD10-CUpdate:  Report of a Change in the Number of Shares Outstanding or an Issuer Name Change by an Issuer of Securities Quoted on the Nasdaq Stock Market — Form 10-C  OLD 1
9/27/95 OLDDEFR14AProxy:  Definitive Revised Proxy Soliciting Material — Schedule 14A  OLD 1

General Exhibits: 
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1/29/10 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 31
1/29/10 OLDEX-10Material Contracts  OLD 137
10/6/09 OLDEX-23Consents of Experts and Counsel  OLD 87
8/28/09 OLDEX-21Subsidiaries Lists  OLD 12
4/20/09 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 13
11/6/08 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 85
11/6/08 OLDEX-5Opinions of Counsel re: Legality  OLD 55
5/9/07 OLDEX-25Statements of Eligibility to Act as a Trustee — Forms T-1 & T-2  OLD 6
7/18/01 OLDEX-8Opinions of Counsel re: Tax Matters  OLD 10
12/20/00 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 4
9/29/00 OLDEX-13Annual and Quarterly Reports to Security Holders  OLD 8
9/26/97 OLDEX-22Published Reports re: Matters Submitted to Votes of Security Holders  OLD 4
8/29/97 OLDEX-24Power of Attorney  OLD 1

Additional Exhibits: 
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11/6/09 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases
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& Conference Calls
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94

Financials: 
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11/6/09 OLDEX-15Letters re: Unaudited Interim Financial Info  OLD 36
11/6/09 OLDEX-31Certifications — §302 – SOA’02  OLD 56
11/6/09 OLDEX-32Certifications — §906 – SOA’02  OLD 52
5/9/07 OLDEX-12Statements re: Computations of Ratios  OLD 3
11/14/00 OLDEX-27Financial Data Schedules {Pre-XBRL}  OLD 39
12/2/97 OLDEX-11Statements re: Computations of Earnings Per Share  OLD 16

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11/6/09 OLDGRAPHICPhotos, Images and Graphs  OLD 222


Forms
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, Documents
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& Exhibits
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 in  377 Filings
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
2/16/10 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 33
1/27/10 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 290
1/26/10 OLD25-NSETrading:  Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25  OLD 1
10/13/09 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 27
4/21/09 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 4
7/8/08 OLD5Ownership:  Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD 4
12/18/07 OLDSC TO-IOwnership:  Tender-Offer Statements by Issuers — Schedule TO  OLD 2

Letters: 
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5/28/09 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC16

General Exhibits: 
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11/16/09 OLDEX-24Powers of Attorney  OLD 32

Additional Exhibits: 
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1/26/10 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 7


        

Filings History

Year    # of Filings
In descending order
2010 108
2009 94
2008 83
2007 112
2006 81
2005 70
2004 54
2003 46
2002 16
2001 15
2000 24
1999 27
1998 19
1997 16
1996 14
1995 14
1994 14

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