| Latest Filing | | Type | | Category | Description | Documents |
|---|
| | | |
| 5/1/24 |  | | 10-Q | | Update: | | Quarterly Reports — Form 10-Q — Financial Reports | 93 |
| 4/23/24 | | | 8-K | | Update: | | Current Reports — Form 8-K — Press Releases & Conference Calls — Financial Reports | 390 |
| | |
| | 8-K Items: |
| 10/31/23 | | | Business & Operations: | • | Entry into a Material Definitive Agreement — Item 1.01 — ↓‘EX-10’ | 35 |
| 11/21/16 | OLD | | " | | | • | Termination of a Material Definitive Agreement — Item 1.02 OLD — ↓‘EX-10’ | 4 |
| 2/16/22 | OLD | | Financial Info: | • | Completion of Acquisition or Disposition of Assets — Item 2.01 OLD — ↓‘EX-2’ | 6 |
| 4/23/24 | | | " | | | • | Results of Operations and Financial Condition — Item 2.02 — Financial Reports | 83 |
| 2/16/22 | OLD | | " | | | • | Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03 OLD — ↓‘EX-10’ | 5 |
| 1/21/20 | OLD | | " | | | • | Cost Associated with Exit or Disposal Activities — Item 2.05 OLD — ↓‘EX-2’ | 1 |
| 4/7/08 | OLD | | " | | | • | Material Impairments — Item 2.06 OLD — ↓‘EX-2’ | 2 |
| 7/25/13 | OLD | | Securities & Trading: | • | Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01 OLD | 2 |
| 12/12/08 | OLD | | " | | | • | Unregistered Sales of Equity Securities — Item 3.02 OLD — ↓‘EX-1’ | 3 |
| 2/16/22 | OLD | | " | | | • | Material Modifications to Rights of Security Holders — Item 3.03 OLD — ↓‘EX-4’ | 2 |
| 8/22/22 | OLD | | Accountants & Accounting: | • | Changes in Registrant’s Certifying Accountant — Item 4.01 OLD — ↓‘EX-16’ | 4 |
| 1/31/06 | OLD | | " | | | • | Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02 OLD | 1 |
| 4/1/24 | | | Governance & Management: | • | Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers | 56 |
| 2/27/24 | | | " | | | • | Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03 — ↓‘EX-3’ | 15 |
| 9/13/22 | OLD | | " | | | • | Temporary Suspension of Trading Under Registrant’s Employee Benefit Plans — Item 5.04 OLD | 3 |
| 10/29/08 | OLD | | " | | | • | Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics — Item 5.05 OLD — ↓‘EX-14’ | 2 |
| 5/15/23 | | | " | | | • | Submission of Matters to a Vote of Security Holders — Item 5.07 — ↓‘EX-22’ | 17 |
| 2/12/24 | | | Disclosures: | • | Regulation FD Disclosure — Item 7.01 — ↓‘EX-99’ | 89 |
| 4/1/24 | | | Events: | • | Other Events — Item 8.01 | 119 |
| 4/23/24 | | | Financials: | • | Financial Statements and Exhibits — Item 9.01 — Financial Reports | 286 |
| | |
|
| 4/22/24 | | | ARS | | Update: | | Annual Reports to Security Holders | 2 |
| 4/15/24 | | | 13F-HR | | Ownership: | | Quarterly Holdings and Combination Reports by Money Managers — Form 13F — Assets Under Management | 102 |
| 4/5/24 | | | DEFA14A | | Proxy: | | Definitive Additional Proxy Soliciting Materials — Schedule 14A | 17 |
| 4/5/24 | | | DEF 14A | | Proxy: | | Definitive Proxy Statements — Schedule 14A — Financial Reports | 29 |
| 4/1/24 | | | S-8 POS | | Registration: | | Post-Effective Amendments of Form S-8 Registrations | 2 |
| 2/22/24 | | | 10-K | | Update: | | Annual Reports — Form 10-K — Financial Reports | 30 |
| 2/21/24 | | | 425 | | Registration: | | Prospectuses and Communications – Mergers | 168 |
| 1/25/24 | | | 424B3 | | Registration: | | Prospectuses – New Facts or Events | 34 |
| 1/25/24 | | | EFFECT | | SEC: | | SEC Notices of Effectiveness | 11 |
| 1/22/24 | | | CORRESP | | Comment: | | Comment-Response and Other Letters to the SEC [ a.k.a. COVER ] — All Correspondence with the SEC | 13 |
| 1/22/24 | | | S-4 | | Registration: | | Registration Statements – Securities for Mergers — Form S-4 | 34 |
| 5/31/23 | | | S-8 | | Registration: | | Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8 | 15 |
| 5/31/23 | | | S-3ASR | | Registration: | | Automatic Shelf Registration Statements by Well-Known Issuers — Form S-3 | 11 |
| 2/15/22 | OLD | | CERT | | Trading: | | Certification by a Securities Exchange Approving a Listing — Form CERT OLD | 1 |
| 2/14/22 | OLD | | 8-A12B | | Registration: | | Registration Statements for Certain Classes of Securities — Form 8-A OLD | 5 |
| 2/26/21 | OLD | | PRE 14A | | Proxy: | | Preliminary Proxy Statements — Schedule 14A OLD | 7 |
| 8/13/14 | OLD | | 424B5 | | Registration: | | Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events OLD | 3 |
| 8/12/14 | OLD | | FWP | | Registration: | | Prospectuses – Free Writing OLD | 3 |
| 8/14/13 | OLD | | CERTNAS | | Trading: | | Certification by the Nasdaq Stock Market Approving a Listing — Form CERT OLD | 1 |
| 8/13/13 | OLD | | 25 | | Trading: | | Notice by an Issuer of the Removal from Listing and Registration on a Securities Exchange of Matured, Redeemed or Retired Securities — Form 25 OLD | 1 |
| 3/20/13 | OLD | | DEFR14A | | Proxy: | | Definitive Revised Proxy Soliciting Material — Schedule 14A OLD | 1 |
| 12/30/10 | OLD | | POSASR | | Registration: | | Post-Effective Amendment of an Automatic Shelf Registration Statement — Form S-3/F-3ASR OLD | 1 |
| 10/31/06 | OLD | | 3 | | Ownership: | | Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3 OLD | 1 |
| 10/31/06 | OLD | | SC 13D | | Ownership: | | Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D OLD | 2 |
| 2/14/06 | OLD | | SC 13G | | Ownership: | | Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G OLD | 3 |
| 5/19/05 | OLD | | REGDEX | | Registration: | | Notices of Exempt Offerings of Securities — Form D OLD | 8 |
| 5/19/05 | OLD | | 424B2 | | Registration: | | Prospectuses – Primary Offerings and Shelf Securities OLD | 16 |
| 12/30/04 | OLD | | S-3 | | Registration: | | Registration Statements – Securities for Transactions — Form S-3 OLD | 14 |
| 2/13/04 | OLD | | NO ACT | | SEC: | | SEC No-Action Letter re: a Shareholder Proposal OLD | 1 |
| 6/9/03 | OLD | | RW | | Registration: | | Registration Withdrawal Request OLD | 1 |
| 5/27/03 | OLD | | S-3MEF | | Registration: | | Registration Statement to Add Securities to a Prior Form S-3 Registration OLD | 1 |
| 11/18/02 | OLD | | POS AM | | Registration: | | Post-Effective Amendments of Registration Statements OLD | 2 |
| 2/12/02 | OLD | | CERTNYS | | Trading: | | Certification by the NYSE Approving a Listing — Form CERT OLD | 1 |
| 3/13/00 | OLD | | 424B1 | | Registration: | | Prospectus – Info Previously Omitted OLD | 1 |
| 3/1/00 | OLD | | 8-A12G | | Registration: | | Registration Statement for a Class of Securities — Form 8-A OLD | 1 |
| 3/31/99 | OLD | | 10-K405 | | Update: | | Annual Reports — Reg. S-K – Item 405 — Form 10-K OLD | 3 |
| 2/27/96 | OLD | | PREM14A | | Proxy: | | Preliminary Proxy Statement – Merger or Acquisition — Schedule 14A OLD | 1 |
| | |
| | Form-Specific Documents: |
| 4/15/24 | | | INFO-TABLE | | Portfolio Securities Holdings – Info Tables — Form 13F — Assets Under Management | 46 |
| | |
| | General Exhibits: |
| 4/1/24 | | | EX-23 | | Consents of Experts and Counsel | 200 |
| 4/1/24 | | | EX-5 | | Opinions of Counsel re: Legality | 68 |
| 2/27/24 | | | EX-3 | | Articles of Incorporation/Organization and Bylaws | 31 |
| 2/22/24 | | | EX-97 | | Clawback Policy re: Recovery of Erroneously Awarded Compensation | 1 |
| 2/22/24 | | | EX-21 | | Subsidiaries Lists | 39 |
| 1/22/24 | | | EX-8 | | Opinions of Counsel re: Tax Matters | 36 |
| 1/3/24 | | | EX-FILING FEES | | Filing Fees | 4 |
| 1/3/24 | | | EX-2 | | Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions | 29 |
| 1/3/24 | | | EX-24 | | Powers of Attorney | 57 |
| 7/3/23 | | | EX-10 | | Material Contracts | 162 |
| 5/31/23 | | | EX-4 | | Instruments, Including Indentures, Defining the Rights of Security Holders | 62 |
| 5/31/23 | | | EX-25 | | Statements of Eligibility to Act as a Trustee — Forms T-1 & T-2 | 6 |
| 8/12/14 | OLD | | EX-1 | | Underwriting Agreements (and mislabeled “1st Exhibits”) OLD | 7 |
| 10/29/08 | OLD | | EX-14 | | Code of Ethics OLD | 1 |
| 3/12/03 | OLD | | EX-13 | | Annual and Quarterly Reports to Security Holders OLD | 13 |
| 9/22/99 | OLD | | EX-26 | | Invitations for Competitive Bids OLD | 5 |
| 4/1/96 | OLD | | EX-22 | | Published Reports re: Matters Submitted to Votes of Security Holders OLD | 2 |
| | |
| | ABS Exhibits: |
| 4/30/20 | OLD | | EX-33 | | Reports of Compliance with Servicing Criteria OLD | 2 |
| | |
| | Additional Exhibits: |
| 4/23/24 | | | EX-99 & EX-99.* | | Miscellaneous Exhibits, such as Press Releases — Press Releases & Conference Calls — EX-99.* Form-Specific Exhibits... Form N-14: 1 Articles of Incorporation/Organization; 1 Bylaws (2 total) | 451 |
| | |
| | Financials: |
| 5/1/24 | | | EX-31 | | Certifications — §302 – SOA’02 | 174 |
| 5/1/24 | | | EX-32 | | Certifications — §906 – SOA’02 | 174 |
| 5/1/24 | | | XML & R# | | IDEA Financial Reports Info — Financial Reports | 7,121 |
| 5/1/24 | | | EXCEL | | IDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports | 151 |
| 5/1/24 | | | EX-101.* | | XBRL Data (XBRL Files) | 655 |
| 5/1/24 | | | JSON | | XBRL Instances as JavaScript Object Notation Data (JSON Files) | 112 |
| 5/1/24 | | | ZIP | | XBRL Zipped Folders (Folders of XBRL Files) | 145 |
| 8/22/22 | OLD | | EX-16 | | Letters re: Changes in Accountants OLD | 7 |
| 2/15/18 | OLD | | EX-12 | | Statements re: Computations of Ratios OLD | 9 |
| 11/14/00 | OLD | | EX-27 | | Financial Data Schedules {Pre-XBRL} OLD — Financial Reports | 25 |
| 3/31/98 | OLD | | EX-11 | | Statements re: Computations of Earnings Per Share OLD | 12 |
| | |
| | Graphics: |
| 4/23/24 | | | GRAPHIC | | Photos, Images and Graphs | 5,195 |
