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Click to view... | Registrant | About | Filings | Files | Relationships | Names | Topics | Web | ||||||||||||||||||||||||||||||
List All Filings | or | ||
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Most-Recent Filing: | ‘X-17A-5’ — Annual Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer — Form X-17A-5 — for 12/31/23 — | ||
New-Filing E-Mail: |
Latest Filing | Type | Category | Description | Documents | |||||||
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2/27/24 | X-17A-5 | Update: | Annual Financial Reports [ a.k.a. FOCUS Reports ] by Brokers and Dealers — Form X-17A-5 | 23 | |||||||
2/14/24 | 13F-HR | Ownership: | Quarterly Holdings and Combination Reports by Money Managers — Form 13F — | 35 | |||||||
Form-Specific Documents: | |||||||||||
2/14/24 | INFO-TABLE | Portfolio Securities Holdings – Info Tables — Form 13F — | 35 | ||||||||
Broker-Dealer Reports: | |||||||||||
2/27/24 | FULL | Annual Financial Reports (Full) | 8 |
Year | # of Filings | |
---|---|---|
2024 | 3 | |
2023 | 8 | |
2022 | 7 | |
2021 | 5 | |
2020 | 5 | |
2019 | 5 | |
2018 | 5 | |
2017 | 5 | |
2016 | 5 | |
2015 | 3 | |
2014 | 1 | |
2013 | 1 | |
2012 | 1 | |
2011 | 1 | |
2010 | 1 | |
2009 | 1 | |
2008 | 1 | |
2007 | 1 | |
2006 | 1 | |
2005 | 1 | |
2004 | 1 | |
2003 | 1 | |
2002 | 1 |