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Aquila Inc. 
 MO
  SEC # 66960


        
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963  SEC Filings
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  from  3/15/94  to  2/17/09  (None in the Past Year)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘SC 13G/A’ — Amendment to Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G — Filed re:  Issuer / Subject Company — Filed by:  Luminus Management LLC 
 
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notifications of all
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Filings
involving  Aquila Inc. 

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Forms
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, Documents
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& Exhibits
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 in  548 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
7/25/08 OLD15-12BRegistration:  Certification of a Termination of Registration of a Class of Securities — Form 15  OLD 1
7/25/08 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 2
7/18/08 OLD8-KUpdate:  Current Reports — Form 8-K  OLD  — Press Releases
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& Conference Calls
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122

8-K Items: 
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7/14/08 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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24
7/14/08 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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7
7/18/08 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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2
5/7/08 OLD"Results of Operations and Financial Condition — Item 2.02  OLD 16
1/23/06 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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2
7/14/08 OLD"Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement — Item 2.04  OLD  — ‘EX-10’
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3
12/16/05 OLD"Material Impairments — Item 2.06  OLD  — ‘EX-2’
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2
7/18/08 OLD
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD 2
7/14/08 OLD"Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ‘EX-4’
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1
3/2/07 OLD
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ‘EX-16’
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1
7/14/08 OLD
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  Governance & Management: 
Changes in Control of Registrant — Item 5.01  OLD 1
7/14/08 OLD"Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers
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6
7/18/08 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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2
7/3/08 OLD"Temporary Suspension of Trading Under Registrant’s Employee Benefit Plans — Item 5.04  OLD 1
12/21/07 OLD
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  OLD  — ‘EX-99’
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2
7/18/08 OLD
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  Events: 
Other Events — Item 8.01  OLD 15
7/18/08 OLD
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  Financials: 
Financial Statements and Exhibits — Item 9.01  OLD 53

7/18/08 OLDPOS AMRegistration:  Post-Effective Amendments of Registration Statements  OLD 7
7/15/08 OLDS-8 POSRegistration:  Post-Effective Amendments of Form S-8 Registrations  OLD 16
6/23/08 OLD11-KUpdate:  Annual Reports by Employee Stock Purchase, Savings and Similar Plans — Form 11-K  OLD 8
5/7/08 OLD10-QUpdate:  Quarterly Reports — Form 10-Q  OLD 47
3/17/08 OLDDEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  OLD 15
2/29/08 OLD10-KUpdate:  Annual Reports — Form 10-K  OLD 12
10/2/07 OLDDEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD 101
8/28/07 OLDDEFM14AProxy:  Definitive Proxy Statement – Merger or Acquisition — Schedule 14A  OLD 1
8/14/07 OLDPRER14AProxy:  Preliminary Revised Proxy Soliciting Materials — Schedule 14A  OLD 2
5/8/07 OLDPREM14AProxy:  Preliminary Proxy Statement – Merger or Acquisition — Schedule 14A  OLD 1
12/14/06 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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5
8/15/06 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 12
7/7/05 OLDSC TO-IOwnership:  Tender-Offer Statements by Issuers — Schedule TO  OLD 4
7/7/05 OLD425Registration:  Prospectuses and Communications – Mergers  OLD 17
7/7/05 OLD424B3Registration:  Prospectuses – New Facts or Events  OLD 8
6/30/05 OLDS-4Registration:  Registration Statements – Securities for Mergers — Form S-4  OLD 10
4/1/05 OLDDEFR14AProxy:  Definitive Revised Proxy Soliciting Material — Schedule 14A  OLD 1
8/23/04 OLDCERTNYSTrading:  Certifications by the NYSE Approving Listings — Form CERT  OLD 2
8/20/04 OLD8-A12BRegistration:  Registration Statements for Certain Classes of Securities — Form 8-A  OLD 4
8/19/04 OLD424B5Registration:  Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD 21
8/5/04 OLDRWRegistration:  Registration Withdrawal Requests  OLD 5
3/31/03 OLDNT 10-KUpdate:  Notice of a Late Filing of a Form 10-K Annual Report — Form 12b-25  OLD 1
2/28/03 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 7
2/28/03 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 34
11/22/02 OLD15-15DUpdate:  Notice of a Suspension of Duty to File Reports — Form 15  OLD 1
6/28/02 OLD424B2Registration:  Prospectuses – Primary Offerings and Shelf Securities  OLD 5
5/21/02 OLDDFAN14AProxy:  Definitive Additional Non-Management Proxy Soliciting Materials — Schedule 14A  OLD 12
5/15/02 OLDS-3Registration:  Registration Statements – Securities for Transactions — Form S-3  OLD 16
5/3/02 OLDDFRN14AProxy:  Definitive Revised Non-Management Proxy Statement — Schedule 14A  OLD 1
4/16/02 OLDDEFC14AProxy:  Definitive Proxy Statements – Contested Solicitations — Schedule 14A  OLD 4
4/3/02 OLDPREC14AProxy:  Preliminary Proxy Statement – Contested Solicitation — Schedule 14A  OLD 1
3/25/02 OLDU-1Registration:  Applications and Declarations — Form U-1  OLD 10
3/21/02 OLD10-K405Update:  Annual Reports — Reg. S-K – Item 405 — Form 10-K  OLD 5
1/7/02 OLDSC TO-TOwnership:  Tender-Offer Statements by Third Parties — Schedule TO  OLD 10
7/17/01 OLDU-7DUpdate:  Certificates re: Leases of Utility Facilities — Form U-7D  OLD 3
3/2/01 OLDPRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A  OLD 2
10/4/99 OLD3Ownership:  Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3  OLD 1
5/26/99 OLDSC 13E3Ownership:  Tender-Offer Statements by Certain Issuers – Going-Private Transactions — Schedule 13E-3  OLD 5
5/14/99 OLDSC 14D1Ownership:  Tender-Offer Statements by Third Parties — Schedule 14D-1  OLD 4
6/29/98 OLDNT 11-KUpdate:  Notice of a Late Filing of a Form 11-K Annual Report — Form 12b-25  OLD 1
11/21/96 OLD424B1Registration:  Prospectus – Info Previously Omitted  OLD 1
10/12/95 OLD35-APPUpdate:  Statement re: a Proposed Transaction where No Application is Prescribed — Form 35-APP  OLD 1

General Exhibits: 
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7/18/08 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 34
7/15/08 OLDEX-24Powers of Attorney  OLD 32
7/14/08 OLDEX-10Material Contracts  OLD 113
2/29/08 OLDEX-23Consents of Experts and Counsel  OLD 69
2/29/08 OLDEX-21Subsidiaries Lists  OLD 16
2/7/07 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 19
8/15/06 OLDEX-5Opinions of Counsel re: Legality  OLD 34
6/22/05 OLDEX-8Opinions of Counsel re: Tax Matters  OLD 9
6/2/05 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 30
3/11/05 OLDEX-14Code of Ethics  OLD 1
8/20/04 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 51
7/20/04 OLDEX-25Statements of Eligibility to Act as a Trustee — Forms T-1 & T-2  OLD 14
5/3/02 OLDEX-13Annual and Quarterly Reports to Security Holders  OLD 8

Additional Exhibits: 
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7/18/08 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases
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& Conference Calls
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193

Financials: 
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5/7/08 OLDEX-31Certifications — §302 – SOA’02  OLD 40
5/7/08 OLDEX-32Certifications — §906 – SOA’02  OLD 40
2/29/08 OLDEX-12Statements re: Computations of Ratios  OLD 23
3/2/07 OLDEX-16Letters re: Changes in Accountants  OLD 2
5/15/02 OLDEX-18Letters re: Changes in Accounting Principles and Practices  OLD 2
11/13/00 OLDEX-27Financial Data Schedules {Pre-XBRL}  OLD 34
11/14/97 OLDEX-11Statements re: Computations of Earnings Per Share  OLD 19

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5/7/08 OLDGRAPHICPhotos, Images and Graphs  OLD 455


Forms
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, Documents
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& Exhibits
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 in  425 Filings
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
2/17/09 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 36
7/16/08 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 261
7/15/08 OLD25-NSETrading:  Notices by Securities Exchanges of the Removals from Listing and Registration of Matured, Redeemed and Retired Securities — Form 25  OLD 5
1/10/08 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 10
10/2/07 OLD425Registration:  Prospectuses and Communications – Mergers  OLD 24
7/12/07 OLDDFAN14AProxy:  Definitive Additional Non-Management Proxy Soliciting Materials — Schedule 14A  OLD 9
3/27/07 OLD5Ownership:  Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD 51
7/24/06 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 16
7/7/05 OLDSC TO-IOwnership:  Tender-Offer Statements by Issuers — Schedule TO  OLD 4
7/17/01 OLDU-7DUpdate:  Certificates re: Leases of Utility Facilities — Form U-7D  OLD 3

Letters: 
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5/3/07 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC6

General Exhibits: 
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11/23/07 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 4
1/10/05 OLDEX-2Plan of Acquisition, Reorganization, Arrangement, Liquidation or Succession  OLD 1

Additional Exhibits: 
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7/15/08 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 21

Graphics: 
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10/2/07 OLDGRAPHICPhotos, Images and Graphs  OLD 206


        

Filings History

Year    # of Filings
In descending order
2009 2
2008 85
2007 159
2006 73
2005 88
2004 93
2003 89
2002 131
2001 65
2000 17
1999 42
1998 24
1997 12
1996 60
1995 16
1994 7

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