Siebert Financial Corp. 

NY

  SEC # 65596

        

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534  SEC Filings   from  8/3/95  to  4/24/24  (Yesterday)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘8-K’ — Current Report — Form 8-K — for 4/18/24 — Filed as:  Filer / Offerer
New-Filing E-Mail:			Send me notifications of all Filings involving  Siebert Financial Corp.

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Forms , Documents & Exhibits  in  336 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
4/24/24			8-K		Update:		Current Reports — Form 8-K    — Press Releases & Conference Calls  — Financial Reports	85
					8-K Items:
1/24/24			Business & Operations:			•	Entry into a Material Definitive Agreement — Item 1.01 — ↓‘EX-10’	21
12/20/23			"			•	Termination of a Material Definitive Agreement — Item 1.02 — ↓‘EX-10’	3
4/6/22	OLD		Financial Info:			•	Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ↓‘EX-2’	7
11/13/23			"			•	Results of Operations and Financial Condition — Item 2.02 — Financial Reports	3
7/28/20	OLD		"			•	Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ↓‘EX-10’	2
4/24/24			Securities & Trading:			•	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01	5
1/7/20	OLD		"			•	Unregistered Sales of Equity Securities — Item 3.02  OLD	3
12/20/23			"			•	Material Modifications to Rights of Security Holders — Item 3.03 — ↓‘EX-4’	1
5/8/17	OLD		Accountants & Accounting:			•	Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ↓‘EX-16’	2
12/21/16	OLD		Governance & Management:			•	Changes in Control of Registrant — Item 5.01  OLD	2
5/30/23			"			•	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers	15
4/10/24			"			•	Submission of Matters to a Vote of Security Holders — Item 5.07    — ↓‘EX-22’	14
4/25/17	OLD		"			•	Shareholder Nominations Pursuant to Exchange Act Rule 14a-11 — Item 5.08  OLD	1
4/24/24			Disclosures:			•	Regulation FD Disclosure — Item 7.01    — ↓‘EX-99’	5
12/20/23			Events:			•	Other Events — Item 8.01	19
4/24/24			Financials:			•	Financial Statements and Exhibits — Item 9.01    — Financial Reports	45
4/22/24			NT 10-K		Update:		Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25	5
2/21/24			ARS		Update:		Annual Reports to Security Holders	8
2/20/24			DEFA14A		Proxy:		Definitive Additional Proxy Soliciting Materials — Schedule 14A	14
2/20/24			DEF 14A		Proxy:		Definitive Proxy Statements — Schedule 14A	28
1/31/24			424B3		Registration:		Prospectuses – New Facts or Events	3
1/29/24			EFFECT		SEC:		SEC Notices of Effectiveness	2
1/25/24			CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ] — All Correspondence with the SEC	9
1/18/24			S-3		Registration:		Registration Statements – Securities for Transactions — Form S-3	4
11/14/23			10-Q		Update:		Quarterly Reports — Form 10-Q — Financial Reports	83
3/29/23	OLD		10-K		Update:		Annual Reports — Form 10-K  OLD  — Financial Reports	38
12/29/22	OLD		S-8		Registration:		Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD	6
12/21/22	OLD		SC 13D		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD	3
5/27/22	OLD		424B5		Registration:		Prospectus – Primary Offering or Shelf Securities – New Facts or Events  OLD	1
5/16/22	OLD		NT 10-Q		Update:		Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25  OLD	3
1/27/20	OLD		DEF 14C		Proxy:		Definitive Proxy Info Statements — Schedule 14C  OLD	4
1/17/20	OLD		PRE 14C		Proxy:		Preliminary Proxy Info Statements — Schedule 14C  OLD	4
11/17/17	OLD		PRER14C		Proxy:		Preliminary Revised Proxy Info Statement — Schedule 14C  OLD	1
10/21/16	OLD		SC 14F1		Ownership:		Statement re: a Change in the Majority of Directors — Schedule 14F-1  OLD	1
9/6/16	OLD		SC 14D9		Ownership:		Tender-Offer Solicitation/Recommendation Statement — Schedule 14D-9  OLD	1
9/2/16	OLD		SC14D9C		Ownership:		Tender-Offer Communication by an Issuer re: a Third-Party Offer — Schedule 14D-9C  OLD	1
11/8/10	OLD		CT ORDER		SEC:		SEC Confidential Treatment Order  OLD	1
5/6/02	OLD		DEFR14A		Proxy:		Definitive Revised Proxy Soliciting Materials — Schedule 14A  OLD	2
7/6/99	OLD		424B4		Registration:		Prospectus – Info Previously Omitted & New Facts or Events  OLD	1
3/30/99	OLD		10KSB		Update:		Annual and Annual-Transition Reports by Small Businesses (Optional Form) — Form 10-KSB  OLD	2
12/28/98	OLD		POS AM		Registration:		Post-Effective Amendments of Registration Statements  OLD	5
11/12/98	OLD		10QSB		Update:		Quarterly and Quarterly-Transition Reports by Small Businesses (Optional Form) — Form 10-QSB  OLD	7
7/31/98	OLD		424B1		Registration:		Prospectus – Info Previously Omitted  OLD	1
7/30/98	OLD		S-1		Registration:		Registration Statements (General Form) — Form S-1  OLD	7
7/16/98	OLD		8-A12G		Registration:		Registration Statement for a Class of Securities — Form 8-A  OLD	1
10/20/97	OLD		PRE 14A		Proxy:		Preliminary Proxy Statement — Schedule 14A  OLD	1
4/30/97	OLD		10-K405		Update:		Annual Report — Reg. S-K – Item 405 — Form 10-K  OLD	1
8/13/96	OLD		DEFM14A		Proxy:		Definitive Proxy Statement – Merger or Acquisition — Schedule 14A  OLD	1
7/10/96	OLD		PREM14A		Proxy:		Preliminary Proxy Statements – Mergers & Acquisitions — Schedule 14A  OLD	2
					General Exhibits:
1/24/24			EX-10		Material Contracts			55
1/18/24			EX-23		Consents of Experts and Counsel			40
1/18/24			EX-FILING FEES		Filing Fees			3
1/18/24			EX-5		Opinions of Counsel re: Legality			13
3/29/23	OLD		EX-21		Subsidiaries Lists  OLD			11
3/30/22	OLD		EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders  OLD			8
3/27/20	OLD		EX-3		Articles of Incorporation/Organization and Bylaws  OLD			4
6/28/17	OLD		EX-2		Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD			11
1/21/97	OLD		EX-24		Powers of Attorney  OLD			2
1/21/97	OLD		EX-22		Published Report re: Matters Submitted to a Vote of Security Holders  OLD			1
					Additional Exhibits:
4/24/24			EX-99		Miscellaneous Exhibits, such as Press Releases    — Press Releases & Conference Calls			71
					Financials:
4/24/24			XML  &  R#		IDEA Financial Reports Info    — Financial Reports			2,374
4/24/24			EXCEL		IDEA Workbooks of Financial Reports Info    — Workbooks of Financial Reports			84
4/24/24			EX-101.*		XBRL Data  (XBRL Files)			377
4/24/24			JSON		XBRL Instances as JavaScript Object Notation Data  (JSON Files)			37
4/24/24			ZIP		XBRL Zipped Folders   (Folders of XBRL Files)			77
11/14/23			EX-31		Certifications — §302 – SOA’02			139
11/14/23			EX-32		Certifications — §906 – SOA’02			138
4/26/17	OLD		EX-16		Letter re: a Change in Accountant  OLD			1
11/13/00	OLD		EX-27		Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports			24
					Graphics:
4/24/24			GRAPHIC		Photos, Images and Graphs			174

Forms , Documents & Exhibits  in  203 Filings  Filed re:  Issuer / Subject Company

        

List all Money Managers that own this Security Issuer:  CUSIP 826176

        

Latest Filing			Type		Category	Description		Documents
1/23/24			SC 13D		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D	29
1/23/24			4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4	124
6/16/23			3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3	16
11/7/22	OLD		SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD	8
5/18/18	OLD		144		Ownership:		Notice of a Proposed Sale of Securities by an Insider — Form 144  OLD	1
12/19/16	OLD		SC TO-T		Ownership:		Tender-Offer Statements by Third Parties — Schedule TO  OLD	6
10/21/16	OLD		SC 14F1		Ownership:		Statement re: a Change in the Majority of Directors — Schedule 14F-1  OLD	1
9/6/16	OLD		SC 14D9		Ownership:		Tender-Offer Solicitation/Recommendation Statement — Schedule 14D-9  OLD	1
9/2/16	OLD		SC14D9C		Ownership:		Tender-Offer Communication by an Issuer re: a Third-Party Offer — Schedule 14D-9C  OLD	1
9/2/16	OLD		SC TO-C		Ownership:		Tender-Offer Communication by an Issuer or Third Party — Schedule TO  OLD	1
					Letters:
1/24/24			LETTER		Comment and Other Letters from the SEC  [ a.k.a. UPLOAD ] — All Correspondence with the SEC			15
1/24/24			TEXT-EXTRACT		Comment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]			5
					General Exhibits:
5/26/23			EX-24		Powers of Attorney			4
2/26/18	OLD		EX-1		Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD			2
					Additional Exhibits:
5/30/23			EX-99		Miscellaneous Exhibits, such as Press Releases			23
					Graphics:
12/19/16	OLD		GRAPHIC		Photos, Images and Graphs  OLD			9

        

Filings History

Year		# of Filings
2024		20
2023		31
2022		34
2021		27
2020		46
2019		38
2018		46
2017		25
2016		29
2015		10
2014		8
2013		9
2012		9
2011		9
2010		14
2009		6
2008		13
2007		14
2006		23
2005		15
2004		11
2003		9
2002		7
2001		6
2000		5
1999		12
1998		22
1997		11
1996		21
1995		4