Ameriprise Certificate Co. 

MN

  SEC # 52428

        

Click to view...

Registrant

About

Filings

Files

Relationships

Names

Topics

Web

1,371  SEC Filings   from  1/27/94  to  5/15/24  (Today)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘13F-NT’ — Quarterly Holdings Notice by a Money Manager — Form 13F — for 3/31/24 — Filed as:  Filer / Offerer
New-Filing E-Mail:			Send me notifications of all Filings involving  Ameriprise Certificate Co.

in

the most-recent Filings. all 1,371 Filings. an “Entity” Search.

Show

Documents with “hits” Documents searched

and

each “hit”. the 1st “hit”.

↓↑Hints

Forms , Documents & Exhibits  in  1,370 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
5/15/24			13F-NT		Ownership:		Quarterly Holdings Notices by Money Managers — Form 13F    — Assets Under Management	85
5/6/24			10-Q		Update:		Quarterly Reports — Form 10-Q    — Financial Reports	93
4/25/24			497J		Registration:		Certifications of No Change in Definitive Materials	162
4/25/24			EFFECT		SEC:		SEC Notices of Effectiveness	82
4/19/24			POS AM		Registration:		Post-Effective Amendments of Registration Statements	195
3/19/24			24F-2NT		Update:		Annual Notices of Securities Sold by Investment Companies — Form 24F-2	277
2/22/24			10-K		Update:		Annual Reports — Form 10-K — Financial Reports	32
12/27/23			497		Registration:		Definitive Materials	341
8/22/23			N-30D		Update:		Annual and Semi-Annual Reports Mailed to Shareholders by Investment Companies	29
4/23/21	OLD		CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC	41
4/24/15	OLD		S-1		Registration:		Registration Statements (General Form) — Form S-1  OLD	11
4/30/14	OLD		POS EX		Registration:		Post-Effective Amendments of Registration Statements – Additional Exhibits  OLD	5
12/6/12	OLD		40-APP		Registration:		Applications for Exemption Orders and Other Relief by Investment Companies  OLD	3
8/17/12	OLD		8-K		Update:		Current Reports — Form 8-K  OLD  — Press Releases & Conference Calls	13
					8-K Items:
3/21/11	OLD		Accountants & Accounting:			•	Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ↓‘EX-16’	1
3/4/09	OLD		Governance & Management:			•	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD	3
10/3/05	OLD		Disclosures:			•	Regulation FD Disclosure — Item 7.01  OLD  — ↓‘EX-99’	2
8/17/12	OLD		Events:			•	Other Events — Item 8.01  OLD	2
3/21/11	OLD		Financials:			•	Financial Statements and Exhibits — Item 9.01  OLD  — Financial Reports	3
4/18/00	OLD		AW		Registration:		Amendment Withdrawal Requests  OLD	9
1/30/96	OLD		POS AMI		Registration:		Post-Effective Amendments of Registration Statements by Investment Companies  OLD	28
					Letters:
4/20/12	OLD		COVER		Comment-Response and Cover Letters to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC			6
					General Exhibits:
2/22/24			EX-14		Codes of Ethics			27
2/22/24			EX-24		Powers of Attorney			44
2/23/23	OLD		EX-10		Material Contracts  OLD			25
4/25/14	OLD		EX-23		Consents of Experts and Counsel  OLD			14
11/5/10	OLD		EX-3		Articles of Incorporation/Organization and Bylaws  OLD			3
					Additional Exhibits:
4/19/24			EX-99		Miscellaneous Exhibits, such as Press Releases    — Press Releases & Conference Calls			639
					Financials:
5/6/24			EX-31		Certifications — §302 – SOA’02			168
5/6/24			EX-32		Certifications — §906 – SOA’02			85
5/2/12	OLD		XML  &  R#		IDEA Financial Reports Info  OLD  — Financial Reports			70
5/2/12	OLD		EXCEL		IDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports			4
5/2/12	OLD		EX-101.*		XBRL Data  (XBRL Files)  OLD			24
5/2/12	OLD		ZIP		XBRL Zipped Folders   (Folders of XBRL Files)  OLD			4
3/21/11	OLD		EX-16		Letter re: a Change in Accountant  OLD			1
					Graphics:
4/19/24			GRAPHIC		Photos, Images and Graphs			907

History as a Money Manager:  Assets Under Management  ·  Related Money Managers

Forms , Documents & Exhibits  in  1 Filing  Filed re:  Issuer / Subject Company

        

        

Latest Filing			Type		Category	Description		Documents
					Letters:
12/12/14	OLD		LETTER		Comment or Other Letter from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC			1

        

Filings History

Year		# of Filings
2024		23
2023		71
2022		67
2021		39
2020		53
2019		50
2018		39
2017		42
2016		52
2015		40
2014		49
2013		38
2012		51
2011		36
2010		30
2009		50
2008		43
2007		41
2006		31
2005		67
2004		38
2003		39
2002		41
2001		47
2000		56
1999		47
1998		38
1997		33
1996		31
1995		36
1994		53