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ReposiTrak, Inc. 
 UT
  SEC # 50471


        
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1,108  SEC Filings
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  from  8/7/96  to  3/21/24  (5 Weeks Ago)

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  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘4’ — Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — for 1/4/24 — Filed re:  Issuer / Subject Company — Filed by:  Hodge Ronald C 
 
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Filings
involving  ReposiTrak, Inc. 

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Forms
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, Documents
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& Exhibits
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 in  519 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
3/18/248-KUpdate:  Current Reports — Form 8-K — Press Releases
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& Conference Calls
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 — Financial Reports
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248

8-K Items: 
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9/8/22 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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19
2/8/17 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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4
2/16/24"Results of Operations and Financial Condition — Item 2.02 — Financial Reports
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48
10/8/21 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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9
10/18/23
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.013
7/1/15 OLD"Unregistered Sales of Equity Securities — Item 3.02  OLD  — ‘EX-1’
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11
7/28/17 OLD"Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ‘EX-4’
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3
1/7/16 OLD
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ‘EX-16’
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2
6/5/09 OLD
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  Governance & Management: 
Changes in Control of Registrant — Item 5.01  OLD  — ‘EX-9’
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1
11/20/23"Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — ‘EX-17’
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 — List of Directors & Officers
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24
12/18/23"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03 — ‘EX-3’
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3
11/20/23"Submission of Matters to a Vote of Security Holders — Item 5.07 — ‘EX-22’
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17
9/10/13 OLD"Shareholder Nominations Pursuant to Exchange Act Rule 14a-11 — Item 5.08  OLD  — ‘EX-17’
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1
2/16/24
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  Disclosures: 
Regulation FD Disclosure — Item 7.01 — ‘EX-99’
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67
3/18/24
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  Events: 
Other Events — Item 8.0161
3/18/24
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  Financials: 
Financial Statements and Exhibits — Item 9.01 — Financial Reports
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130

2/14/2410-QUpdate:  Quarterly Reports — Form 10-Q — Financial Reports
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50
1/8/24S-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-813
11/1/2325Trading:  Notices by Issuers of the Removals from Listing and Registration on Securities Exchanges of Matured, Redeemed and Retired Securities — Form 252
10/18/23CERTTrading:  Certification by a Securities Exchange Approving a Listing — Form CERT1
10/18/238-A12BRegistration:  Registration Statements for Certain Classes of Securities — Form 8-A3
10/3/23DEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A8
10/3/23DEF 14AProxy:  Definitive Proxy Statements — Schedule 14A15
9/28/2310-KUpdate:  Annual Reports — Form 10-K — Financial Reports
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16
8/28/23EFFECTSEC:  SEC Notices of Effectiveness6
8/24/23CORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ] — All Correspondence with the SEC
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13
8/24/23S-3Registration:  Registration Statements – Securities for Transactions — Form S-39
4/14/15 OLD424B3Registration:  Prospectuses – New Facts or Events  OLD 3
4/10/15 OLD424B5Registration:  Prospectus – Primary Offering or Shelf Securities – New Facts or Events  OLD 1
4/10/15 OLDFWPRegistration:  Prospectus – Free Writing  OLD 1
10/25/13 OLDCERTNASTrading:  Certification by the Nasdaq Stock Market Approving a Listing — Form CERT  OLD 1
10/25/13 OLDPRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A  OLD 2
4/9/13 OLDDRegistration:  Notices of Exempt Offerings of Securities — Form D  OLD 2
2/20/13 OLDPRER14AProxy:  Preliminary Revised Proxy Soliciting Materials — Schedule 14A  OLD 2
12/6/10 OLDPOS AMRegistration:  Post-Effective Amendment of a Registration Statement  OLD 1
11/1/10 OLDCERTNYSTrading:  Certification by the NYSE Approving a Listing — Form CERT  OLD 1
5/13/09 OLDNT 10-QUpdate:  Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25  OLD 14
1/20/09 OLDSC 13E3Ownership:  Tender-Offer Statements by Certain Issuers – Going-Private Transactions — Schedule 13E-3  OLD 4
9/29/08 OLD10KSBUpdate:  Annual and Annual-Transition Reports by Small Businesses (Optional Form) — Form 10-KSB  OLD 21
9/15/08 OLDSC 13DOwnership:  Statement of Acquisition of Beneficial Ownership by an “Active” Investor — Schedule 13D  OLD 1
5/14/08 OLD10QSBUpdate:  Quarterly and Quarterly-Transition Reports by Small Businesses (Optional Form) — Form 10-QSB  OLD 44
8/3/07 OLDSB-2Registration:  Registration Statements by Small-Business Issuers (Optional Form) — Form SB-2  OLD 6
6/27/07 OLDREGDEXRegistration:  Notices of Exempt Offerings of Securities — Form D  OLD 3
9/28/06 OLDNT 10-KUpdate:  Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25  OLD 13
7/18/06 OLDDEF 14CProxy:  Definitive Proxy Info Statements — Schedule 14C  OLD 5
7/7/06 OLDPRE 14CProxy:  Preliminary Proxy Info Statements — Schedule 14C  OLD 5
4/26/04 OLDPRER14CProxy:  Preliminary Revised Proxy Info Statements — Schedule 14C  OLD 3
12/18/03 OLDS-8 POSRegistration:  Post-Effective Amendments of Form S-8 Registrations  OLD 3
3/13/01 OLDDEL AMRegistration:  Registration Effectiveness-Delaying Amendment  OLD 1
4/6/98 OLDNTN 10KUpdate:  Notice of a Late Filing of a Form 10-K Annual Report (Late Notice) — Form 12b-25  OLD 1
9/11/96 OLD10KSB40Update:  Annual or Annual-Transition Report by a Small Business — Reg. S-B – Item 405 — Form 10-KSB  OLD 1

General Exhibits: 
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1/8/24EX-23Consents of Experts and Counsel48
1/8/24EX-FILING FEESFiling Fees3
1/8/24EX-5Opinions of Counsel re: Legality18
12/18/23EX-3Articles of Incorporation/Organization and Bylaws24
12/18/23EX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions35
9/8/22 OLDEX-10Material Contracts  OLD 207
9/4/19 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 5
9/13/17 OLDEX-21Subsidiaries Lists  OLD 2
7/28/17 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 20
9/29/08 OLDEX-14Codes of Ethics  OLD 2
6/26/07 OLDEX-20Other Documents and Statements Furnished to Security Holders  OLD 2
10/20/03 OLDEX-8Opinions of Counsel re: Tax Matters  OLD 9
11/27/02 OLDEX-9Voting Trust Agreements  OLD 8
12/13/99 OLDEX-22Published Reports re: Matters Submitted to Votes of Security Holders  OLD 4
10/22/99 OLDEX-17Correspondence re: Departure of a Director  OLD 1

Additional Exhibits: 
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3/18/24EX-99Miscellaneous Exhibits, such as Press Releases — Press Releases
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& Conference Calls
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242

Financials: 
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3/18/24XML  &  R#IDEA Financial Reports Info — Financial Reports
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1,986
3/18/24EXCELIDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports
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80
3/18/24EX-101.*XBRL Data  (XBRL Files)384
3/18/24JSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)32
3/18/24ZIPXBRL Zipped Folders
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  (Folders of XBRL Files)
72
2/14/24EX-31Certifications — §302 – SOA’02189
2/14/24EX-32Certifications — §906 – SOA’02153
1/7/16 OLDEX-16Letters re: Changes in Accountants  OLD 6
2/14/02 OLDEX-11Statement re: the Computation of Earnings Per Share  OLD 1
8/28/01 OLDEX-7Correspondence from an Accountant re: Non-Reliance on a Previously Issued Audit Report or Completed Interim Review  OLD 1
3/6/01 OLDEX-27Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports
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21

Graphics: 
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2/16/24GRAPHICPhotos, Images and Graphs436


Forms
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, Documents
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& Exhibits
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 in  590 Filings
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 Filed re:  Issuer / Subject Company


        
New Filing!  List all Money Managers that own this Security Issuer:  CUSIP 700215
 

        
Latest Filing  Type    Category    Description        Documents
     
3/21/244Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4428
2/14/24SC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G15
8/15/22 OLD5Ownership:  Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD 35
9/19/19 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 57
4/10/15 OLDFWPRegistration:  Prospectus – Free Writing  OLD 1
10/28/02 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 45

Letters: 
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8/21/23LETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ] — All Correspondence with the SEC9
8/21/23TEXT-EXTRACTComment or Other Letter from the SEC – PDF’s Text  [ a.k.a. LETTER ]1

General Exhibits: 
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9/19/19 OLDEX-24Powers of Attorney  OLD 5

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4/10/15 OLDGRAPHICPhoto, Image or Graph  OLD 1


        

Filings History

Year    # of Filings
In descending order
2024 8
2023 34
2022 24
2021 15
2020 17
2019 28
2018 48
2017 31
2016 23
2015 52
2014 27
2013 80
2012 50
2011 52
2010 74
2009 28
2008 23
2007 28
2006 50
2005 22
2004 67
2003 39
2002 49
2001 73
2000 54
1999 93
1998 13
1997 1
1996 5

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