Ameriprise Financial Services, LLC 

MN

  SEC # 49709

        

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250  SEC Filings   from  3/26/02  to  2/23/24  (2 Months Ago)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘X-17A-5’ — Annual Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer — Form X-17A-5 — for 12/31/23 — Filed as:  Filer / Offerer
New-Filing E-Mail:			Send me notifications of all Filings involving  Ameriprise Financial Services, LLC

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Forms , Documents & Exhibits  in  245 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
2/23/24			X-17A-5		Update:		Annual Financial Reports [ a.k.a. FOCUS Reports ] by Brokers and Dealers — Form X-17A-5	23
10/13/17	OLD		MA-W		Registration:		Notice of a Withdrawal from Registration by a Municipal Advisor — Form MA-W  OLD	1
8/18/17	OLD		MA		Registration:		Applications for Registrations by Municipal Advisors — Form MA  OLD	23
6/6/17	OLD		MA-I		Registration:		Info re: Natural Persons Who Engage in Municipal Advisory Activity — Form MA-I  OLD	181
4/3/17	OLD		MA-A		Registration:		Annual Updates of Registrations by Municipal Advisors — Form MA  OLD	3
3/18/16	OLD		FOCUSN		Update:		Annual Audit Reports on Financial Reports [ a.k.a. FOCUS Reports ] by Brokers and Dealers  OLD	14
					Broker-Dealer Reports:
2/23/24			FULL		Annual Financial Reports (Full)			8

No Forms  nor  Documents  Filed re:  Issuer / Subject Company

        

        

Filings History

Year		# of Filings
2024		1
2023		3
2022		1
2021		1
2020		1
2019		1
2018		4
2017		21
2016		82
2015		27
2014		85
2013		2
2012		2
2011		2
2010		2
2009		2
2008		2
2007		2
2006		2
2005		2
2004		2
2003		2
2002		1