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Oppenheimer Capital Appreciation Fund 
 CO
  SEC # 319767


        
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469  SEC Filings
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  from  1/3/95  to  7/23/20  (None in the Past Year)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘N-8F ORDR’ — Application for an SEC Deregistration Order – ‘N-8F’ SEC Order — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  Oppenheimer Capital Appreciation Fund 

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Forms
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, Documents
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& Exhibits
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 in  440 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
7/23/20 OLDN-8F ORDRSEC:  Application for an SEC Deregistration Order – ‘N-8F’ SEC Order  OLD 1
6/26/20 OLDN-8F NTCSEC:  Application for an SEC Deregistration Order – ‘N-8F’ SEC Notice  OLD 1
5/4/20 OLDN-8FRegistration:  Application for an SEC Deregistration Order by an Investment Company — Form N-8F  OLD 1
11/14/19 OLDN-CENUpdate:  Annual Reports by Investment Companies — Form N-CEN  OLD 2
5/3/19 OLDN-CSRSUpdate:  Semi-Annual Certified Shareholder Reports by Investment Companies — Form N-CSR  OLD 16
4/25/19 OLD497KRegistration:  Prospectuses – Certain Open-End Investment Companies – Summary  OLD 23
4/25/19 OLD497Registration:  Definitive Materials  OLD  — Financial Reports
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104
2/22/19 OLDDEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  OLD 4
2/5/19 OLD40-17GUpdate:  Fidelity Bonds for Investment Companies  OLD 26
1/29/19 OLDN-QUpdate:  Quarterly Portfolio Holdings Schedules by Investment Companies — Form N-Q  OLD 29
11/16/18 OLD24F-2NTUpdate:  Annual Notices of Securities Sold by Investment Companies — Form 24F-2  OLD 29
11/13/18 OLD485BPOSRegistration:  Post-Effective Amendments of Form N-1 and N-1A Registrations  OLD  — Financial Reports
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36
11/1/18 OLD497JRegistration:  Certifications of No Change in Definitive Materials  OLD 12
10/26/18 OLDN-CSRUpdate:  Annual Certified Shareholder Reports by Investment Companies — Form N-CSR  OLD 16
8/20/18 OLDN-PXProxy:  Annual Proxy Voting Reports by Investment Companies — Form N-PX  OLD 16
4/27/18 OLDNSAR-AUpdate:  Semi-Annual Reports by Investment Companies — Form N-SAR  OLD 24
4/5/18 OLD40-17F2Update:  Certificates of Accounting of Securities in the Custody of Investment Companies — Form N-17f-2  OLD 9
1/24/18 OLDAPP ORDRSEC:  Application for an SEC Exemption Order – ‘40-APP’ SEC Order  OLD 1
10/27/17 OLDNSAR-BUpdate:  Annual Reports by Investment Companies — Form N-SAR  OLD 23
8/31/17 OLD40-APPRegistration:  Applications for Exemption Orders and Other Relief by Investment Companies  OLD 3
7/31/14 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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4
10/10/13 OLDN-8ARegistration:  Notice of Registration by an Investment Company — Form N-8A  OLD 1
6/10/13 OLDDEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD 7
3/13/13 OLDPRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A  OLD 3
10/28/11 OLD485APOSRegistration:  Post-Effective Amendments of Form N-1 and N-1A Registrations  OLD 8
9/12/07 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 3
9/10/07 OLDN-14Registration:  Registration Statements by Open-End Investment Companies and Business Development Companies (BDCs) – Securities for Mergers — Form N-14  OLD 12
8/21/07 OLDDEL AMRegistration:  Registration Effectiveness-Delaying Amendments  OLD 2
3/30/06 OLD40-6CRegistration:  Applications for Exemptions and Other Relief by Investment Companies  OLD 4
4/23/03 OLDN-30DUpdate:  Annual and Semi-Annual Reports Mailed to Shareholders by Investment Companies  OLD 18
1/22/97 OLD485B24ERegistration:  Post-Effective Amendments of Form N-1 and N-1A Registrations  OLD 2
10/28/96 OLDNSAR-BTUpdate:  Annual-Transition Report by an Investment Company — Form N-SAR  OLD 1
5/15/95 OLDDEFM14AProxy:  Definitive Proxy Statement – Merger or Acquisition — Schedule 14A  OLD 1
4/13/95 OLDN14AE24Registration:  Registration Statement by an Open-End Investment Company – Securities for a Merger — Form N-14  OLD 1

Letters: 
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4/11/13 OLDCOVERComment-Response and Cover Letters to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC14

General Exhibits: 
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10/27/17 OLDEX-23Consents of Experts and Counsel  OLD 42
8/9/07 OLDEX-24Powers of Attorney  OLD 5
12/23/05 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 6
10/27/05 OLDEX-22Published Reports re: Matters Submitted to Votes of Security Holders  OLD 3
12/22/00 OLDEX-10Material Contracts  OLD 6
12/22/00 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 6
10/29/98 OLDEX-4Instrument Defining the Rights of Security Holders  OLD 1
8/28/95 OLDEX-2Plan of Acquisition, Reorganization, Arrangement, Liquidation or Succession  OLD 1
5/15/95 OLDEX-8Opinion of Counsel re: Tax Matters  OLD 1
4/13/95 OLDEX-5Opinion of Counsel re: Legality  OLD 1

Additional Exhibits: 
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5/3/19 OLDEX-99  &  EX-99.*Miscellaneous Exhibits, such as Press Releases  OLD EX-99.*  Form-Specific Exhibits...  Form N-14:  1 Articles of Incorporation/Organization;  1 Investment Advisor Contract;  2 Other Consents — Form N-1A:  1 Bylaws;  1 Investment Advisor Contract;  3 Opinions of Counsel re: Legality;  5 Other Opinions — Form N-6:  1 Contract — Form N-CSR:  62 Certifications — §302 – SOA’02;  28 Certifications — §906 – SOA’02;  17 Codes of Ethics — Form N-SAR:  1 Certification — §302 – SOA’02;  21 Legal Proceedings;  2 Matters Submitted to Votes of Security Holders;  2 Mergers Info;  3 Other Disclosures;  2 Terms of New and Amended Securities  (153 total)235

Investment Company Exhibits: 
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11/13/18 OLDINTERNAL CONTROL RPTAccountant’s Report re: Internal Controls  OLD 1

Financials: 
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11/13/18 OLDXML  &  R#IDEA Financial Reports Info  OLD  — Financial Reports
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57
11/13/18 OLDEX-101.*XBRL Data  (XBRL Files)  OLD 59
11/13/18 OLDZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  OLD 
10
5/1/17 OLDEXCELIDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports
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8
10/30/00 OLDEX-27Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports
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62

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5/3/19 OLDGRAPHICPhotos, Images and Graphs  OLD 388

Funds / Series  and their  Classes / Contracts

   As Of   Fund / Series — Filings for F/S#...
     Class / Contract — Filings for C/C#...    Symbol
 
2019: 11/14/19 Oppenheimer Capital Appreciation FundS#6959
 AC#18983
 CC#18985
 IC#109448
 RC#18986
 YC#18987
 BC#18984
 
— 1 Fund / Series — 6 Classes / Contracts —


Forms
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, Documents
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& Exhibits
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 in  10 Filings
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
4/5/18 OLD40-17F2Update:  Certificates of Accounting of Securities in the Custody of Investment Companies — Form N-17f-2  OLD 9

Letters: 
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8/24/07 OLDLETTERComment or Other Letter from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC1

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4/5/18 OLDGRAPHICPhotos, Images and Graphs  OLD 15


        

Filings History

Year    # of Filings
In descending order
2020 3
2019 11
2018 21
2017 29
2016 21
2015 18
2014 16
2013 35
2012 18
2011 15
2010 17
2009 16
2008 16
2007 52
2006 20
2005 27
2004 14
2003 11
2002 20
2001 16
2000 10
1999 9
1998 9
1997 10
1996 20
1995 15

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