American Vantage Companies 

NV

  SEC # 315428

        

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261  SEC Filings   from  12/14/95  to  8/1/13  (None in the Past Year)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘REVOKED’ — SEC Order Revoking a Registration — Filed as:  Filer / Offerer
New-Filing E-Mail:			Send me notifications of all Filings involving  American Vantage Companies

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Forms , Documents & Exhibits  in  180 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
8/1/13	OLD		REVOKED		SEC:		SEC Order Revoking a Registration  OLD	1
9/8/11	OLD		8-K		Update:		Current Reports — Form 8-K  OLD  — Press Releases & Conference Calls	49
					8-K Items:
6/6/05	OLD		Business & Operations:			•	Entry into a Material Definitive Agreement — Item 1.01  OLD  — ↓‘EX-10’	4
6/28/11	OLD		"			•	Termination of a Material Definitive Agreement — Item 1.02  OLD  — ↓‘EX-10’	1
6/6/05	OLD		Financial Info:			•	Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ↓‘EX-2’	2
6/6/05	OLD		"			•	Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ↓‘EX-10’	2
8/23/05	OLD		Securities & Trading:			•	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD	5
5/8/06	OLD		Accountants & Accounting:			•	Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ↓‘EX-16’	1
3/31/05	OLD		"			•	Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02  OLD	1
9/8/11	OLD		Governance & Management:			•	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers	3
2/17/11	OLD		Events:			•	Other Events — Item 8.01  OLD	4
9/8/11	OLD		Financials:			•	Financial Statements and Exhibits — Item 9.01  OLD	14
5/18/10	OLD		8F-2 ORDR		SEC:		Application for an SEC Deregistration Order – ‘40-8F-2’ SEC Order  OLD	1
4/6/10	OLD		8F-2 NTC		SEC:		Applications for SEC Deregistration Orders – ‘40-8F-2’ SEC Notices  OLD	2
3/31/10	OLD		40-8F-2		Registration:		Applications for SEC Deregistration Orders by Investment Companies  OLD	6
11/16/09	OLD		DEF 14A		Proxy:		Definitive Proxy Statements — Schedule 14A  OLD	14
10/7/09	OLD		N-Q		Update:		Quarterly Portfolio Holdings Schedules by Investment Companies — Form N-Q  OLD	8
8/31/09	OLD		N-CSRS		Update:		Semi-Annual Certified Shareholder Reports by Investment Companies — Form N-CSR  OLD	5
8/31/09	OLD		NSAR-A		Update:		Semi-Annual Reports by Investment Companies — Form N-SAR  OLD	4
3/16/09	OLD		NSAR-B		Update:		Annual Reports by Investment Companies — Form N-SAR  OLD	3
3/16/09	OLD		N-CSR		Update:		Annual Certified Shareholder Reports by Investment Companies — Form N-CSR  OLD	4
2/27/09	OLD		NT-NSAR		Update:		Notices of Late Filings of Form N-SAR Semi-Annual Reports — Form 12b-25  OLD	4
10/3/08	OLD		PRE 14A		Proxy:		Preliminary Proxy Statements — Schedule 14A  OLD	5
8/29/08	OLD		NT-NCSR		Update:		Notices of Late Filings of Form N-CSR Shareholder Reports — Form 12b-25  OLD	2
8/11/08	OLD		N-PX		Proxy:		Annual Proxy Voting Reports by Investment Companies — Form N-PX  OLD	2
3/21/07	OLD		POS AMI		Registration:		Post-Effective Amendments of Registration Statements by Investment Companies  OLD	2
3/21/07	OLD		CORRESP		Comment:		Comment-Response or Other Letter to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC	1
6/21/06	OLD		N-2		Registration:		Registration Statement by a Closed-End Investment Company — Form N-2  OLD	1
4/17/06	OLD		10KSB		Update:		Annual and Annual-Transition Reports by Small Businesses (Optional Form) — Form 10-KSB  OLD	8
4/3/06	OLD		NT 10-K		Update:		Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25  OLD	3
3/21/06	OLD		N-8A		Registration:		Notice of Registration by an Investment Company — Form N-8A  OLD	1
11/14/05	OLD		10QSB		Update:		Quarterly and Quarterly-Transition Reports by Small Businesses (Optional Form) — Form 10-QSB  OLD	40
8/19/05	OLD		SC 13D		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD	3
8/10/05	OLD		4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD	3
5/16/05	OLD		NT 10-Q		Update:		Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25  OLD	2
6/6/02	OLD		DEFR14A		Proxy:		Definitive Revised Proxy Soliciting Material — Schedule 14A  OLD	1
2/26/02	OLD		REGDEX		Registration:		Notices of Exempt Offerings of Securities — Form D  OLD	2
10/29/99	OLD		10KSB40		Update:		Annual and Annual-Transition Reports by Small Businesses — Reg. S-B – Item 405 — Form 10-KSB  OLD	3
2/13/96	OLD		S-8		Registration:		Registration Statement – Securities for an Employee Benefit Plan — Form S-8  OLD	1
					General Exhibits:
6/28/11	OLD		EX-10		Material Contracts  OLD			57
3/21/07	OLD		EX-23		Consents of Experts and Counsel  OLD			10
6/6/06	OLD		EX-2		Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD			3
6/6/06	OLD		EX-1		Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD			2
4/17/06	OLD		EX-21		Subsidiaries Lists  OLD			10
1/15/04	OLD		EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders  OLD			7
10/29/03	OLD		EX-14		Code of Ethics  OLD			1
11/13/02	OLD		EX-3		Articles of Incorporation/Organization and Bylaws  OLD			2
11/13/02	OLD		EX-24		Power of Attorney  OLD			1
2/13/96	OLD		EX-5		Opinion of Counsel re: Legality  OLD			1
					Additional Exhibits:
9/8/11	OLD		EX-99  &  EX-99.*		Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases & Conference Calls — EX-99.*  Form-Specific Exhibits...  Form N-CSR:  16 Certifications — §302 – SOA’02;  7 Certifications — §906 – SOA’02;  2 Codes of Ethics — Form N-SAR:  3 Accountants’ Reports re: Internal Controls;  1 Change in Accounting Principles or Practices;  4 Legal Proceedings;  1 Letter re: a Change in Accountant;  3 Matters Submitted to Votes of Security Holders  (37 total)			72
					Financials:
5/8/06	OLD		EX-16		Letters re: Changes in Accountants  OLD			3
4/17/06	OLD		EX-31		Certifications — §302 – SOA’02  OLD			36
4/17/06	OLD		EX-32		Certifications — §906 – SOA’02  OLD			36
12/14/00	OLD		EX-27		Financial Data Schedules {Pre-XBRL}  OLD			24
3/19/98	OLD		EX-11		Statements re: Computations of Earnings Per Share  OLD			11
					Graphics:
3/31/10	OLD		GRAPHIC		Photos, Images and Graphs  OLD			48

Forms , Documents & Exhibits  in  81 Filings  Filed re:  Issuer / Subject Company

        

        

Latest Filing			Type		Category	Description		Documents
5/21/10	OLD		4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD	39
2/16/10	OLD		SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD	18
8/7/08	OLD		3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD	11
6/5/07	OLD		5		Ownership:		Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD	5
6/5/07	OLD		SC 13D		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD	8
					General Exhibits:
1/10/05	OLD		EX-1		Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD			5
5/5/03	OLD		EX-13		Annual or Quarterly Report to Security Holders  OLD			1
5/5/03	OLD		EX-4		Instrument Defining the Rights of Security Holders  OLD			1
5/5/03	OLD		EX-10		Material Contract  OLD			1
5/5/03	OLD		EX-6		Opinion of Counsel re: Discount on Capital Shares  OLD			1
5/5/03	OLD		EX-5		Opinion of Counsel re: Legality  OLD			1
5/5/03	OLD		EX-8		Opinion of Counsel re: Tax Matters  OLD			1
5/5/03	OLD		EX-9		Voting Trust Agreement  OLD			1
4/28/03	OLD		EX-2		Plan of Acquisition, Reorganization, Arrangement, Liquidation or Succession  OLD			1
					Additional Exhibits:
6/5/07	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD			7
					Financials:
5/5/03	OLD		EX-7		Correspondence from an Accountant re: Non-Reliance on a Previously Issued Audit Report or Completed Interim Review  OLD			1
5/5/03	OLD		EX-11		Statement re: the Computation of Earnings Per Share  OLD			1
5/5/03	OLD		EX-12		Statement re: the Computation of Ratios  OLD			1
					Graphics:
6/15/01	OLD		GRAPHIC		Photo, Image or Graph  OLD			1

        

Filings History

Year		# of Filings
2013		1
⇑
2011		3
2010		9
2009		15
2008		20
2007		23
2006		15
2005		37
2004		36
2003		23
2002		21
2001		13
2000		8
1999		6
1998		10
1997		11
1996		9
1995		1