Rockefeller & Co. LLC 

NY

  SEC # 315123

        

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209  SEC Filings   from  8/24/99  to  2/14/24  (2 Months Ago)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘13F-NT’ — Quarterly Holdings Notice by a Money Manager — Form 13F — for 12/31/23 — Filed as:  Filer / Offerer
New-Filing E-Mail:			Send me notifications of all Filings involving  Rockefeller & Co. LLC

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Forms , Documents & Exhibits  in  116 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
2/14/24			13F-NT		Ownership:		Quarterly Holdings Notices by Money Managers — Form 13F — Assets Under Management	102
3/31/04	OLD		13F-HR		Ownership:		Quarterly Holdings and Combination Reports by Money Managers — Form 13F  OLD  — Assets Under Management	2
2/14/02	OLD		SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD	9
10/3/01	OLD		SC 13D		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD	3
					Additional Exhibits:
10/3/01	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD			2

History as a Money Manager:  Assets Under Management  ·  Related Money Managers

As Of			Quarter (Ended)		Holdings Form 13F				Assets (Millions)		Reporting Manager Manager with whom Investment Discretion is Shared
2/14/24			12/31/23		868	of	2,960		$7,128,151		NY	Rockefeller Capital Management L.P.
4/12/18			3/31/18		NA	of	11		NA		NY	CV Starr & Co. Inc.
2/2/18			12/31/17		510	of	734		$5,156		NY	Rockefeller Financial Services Inc.

No Forms  nor  Documents  Filed re:  Issuer / Subject Company

        

        

Filings History

Year		# of Filings
2024		1
2023		7
2022		8
2021		12
2020		12
2019		4
2018		7
2017		7
2016		16
2015		14
2014		7
2013		7
2012		10
2011		4
2010		4
2009		4
2008		5
2007		4
2006		4
2005		4
2004		4
2003		4
2002		6
2001		21
2000		19
1999		14