Coughlin & Co. Inc. 

CO

  SEC # 25142

        

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62  SEC Filings   from  12/3/02  to  2/14/24  (3 Months Ago)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘FOCUSN/A’ — Amendment to Annual Audit Report on a Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer — for 9/30/23 — Filed as:  Filer / Offerer
New-Filing E-Mail:			Send me notifications of all Filings involving  Coughlin & Co. Inc.

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Forms , Documents & Exhibits  in  62 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
2/14/24			FOCUSN		Update:		Annual Audit Reports on Financial Reports [ a.k.a. FOCUS Reports ] by Brokers and Dealers	19
12/11/23			MA-A		Registration:		Annual Updates of Registrations by Municipal Advisors — Form MA	7
11/22/23			X-17A-5		Update:		Annual Financial Reports [ a.k.a. FOCUS Reports ] by Brokers and Dealers — Form X-17A-5	24
10/17/23			MA		Registration:		Applications for Registrations by Municipal Advisors — Form MA	3
10/11/23			MA-I		Registration:		Info re: Natural Persons Who Engage in Municipal Advisory Activity — Form MA-I	9
					Broker-Dealer Reports:
11/22/23			FULL		Annual Financial Reports (Full)			7
11/23/20	OLD		STMT FIN COND		Statements of Financial Condition  OLD			2
11/25/19	OLD		STMT FIN COND NOTES		Notes to the Statement of Financial Condition  OLD			1
11/23/20	OLD		ACCT RPT FIN RPT		Accountants’ Reports re: Examinations of Financial Reports and Financial Statements  OLD			2
11/25/19	OLD		COMPL RPT		Compliance Report  OLD			1
11/25/19	OLD		ACCT RPT COMPL RPT		Accountant’s Report re: an Examination of Certain Statements in a Compliance Report  OLD			1

No Forms  nor  Documents  Filed re:  Issuer / Subject Company

        

        

Filings History

Year		# of Filings
2024		1
2023		7
2022		3
2021		2
2020		2
2019		2
2018		5
2017		4
2016		2
2015		7
2014		2
2013		2
2012		3
2011		4
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2009		2
2008		4
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2006		2
2005		2
2004		2
2003		2
2002		2