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AERWINS Technologies Inc. 
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  SEC # 1855631


        
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170  SEC Filings
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  from  4/23/21  to  4/30/24  (2 Weeks Ago)

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  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘10-K’ — Annual Report — Form 10-K — for 12/31/23 — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  AERWINS Technologies Inc. 

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Forms
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, Documents
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& Exhibits
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 in  116 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
4/30/24 New Document this Past Month!10-KUpdate:  Annual Reports — Form 10-K  New Document this Past Month!  — Financial Reports
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3
4/23/24 New Document this Past Month!8-KUpdate:  Current Reports — Form 8-K  New Document this Past Month!  — Press Releases
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& Conference Calls
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 — Financial Reports
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55

8-K Items: 
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2/28/24
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01 — ‘EX-10’
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18
8/10/22 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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1
1/16/24"Bankruptcy or Receivership — Item 1.03 — ‘EX-2’
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2
2/9/23 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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1
3/2/23 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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1
1/3/24"Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement — Item 2.04 — ‘EX-10’
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1
4/23/24 New Document this Past Month!
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  New Document this Past Month! 8
2/28/24"Unregistered Sales of Equity Securities — Item 3.02 — ‘EX-1’
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9
2/9/23 OLD"Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ‘EX-4’
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1
4/27/23 OLD
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ‘EX-16’
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2
2/9/23 OLD
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  Governance & Management: 
Changes in Control of Registrant — Item 5.01  OLD 1
12/15/23"Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — ‘EX-17’
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 — List of Directors & Officers
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10
3/28/24"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03 — ‘EX-3’
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4
2/9/23 OLD"Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics — Item 5.05  OLD  — ‘EX-14’
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1
2/9/23 OLD"Change in Shell Company Status — Item 5.06  OLD 1
11/28/23"Submission of Matters to a Vote of Security Holders — Item 5.072
4/23/24 New Document this Past Month!
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  New Document this Past Month!  — ‘EX-99’
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18
1/16/24
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  Events: 
Other Events — Item 8.0112
4/23/24 New Document this Past Month!
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  Financials: 
Financial Statements and Exhibits — Item 9.01  New Document this Past Month!  — Financial Reports
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53

4/1/24NT 10-KUpdate:  Notice of a Late Filing of a Form 10-K Annual Report — Form 12b-251
1/23/24S-1Registration:  Registration Statements (General Form) — Form S-1 — Financial Reports
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8
11/28/2310-QUpdate:  Quarterly Reports — Form 10-Q — Financial Reports
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8
11/14/23NT 10-QUpdate:  Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-253
10/11/23DEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A3
10/10/23DEF 14AProxy:  Definitive Proxy Statement — Schedule 14A1
9/29/23PRE 14AProxy:  Preliminary Proxy Statement — Schedule 14A1
6/7/23S-8Registration:  Registration Statement – Securities for an Employee Benefit Plan — Form S-81
2/3/23 OLD425Registration:  Prospectuses and Communications – Mergers  OLD 11
1/17/23 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 2
1/13/23 OLD424B3Registration:  Prospectus – New Facts or Events  OLD 1
1/11/23 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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8
1/4/23 OLDS-4Registration:  Registration Statements – Securities for Mergers — Form S-4  OLD  — Financial Reports
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3
10/21/22 OLDDRSRegistration:  Draft Registration Statements by Emerging Growth Companies and Foreign Issuers — Form DRS  OLD 2
8/12/21 OLD424B4Registration:  Prospectuses – Info Previously Omitted & New Facts or Events  OLD 2
8/10/21 OLDCERTTrading:  Certification by a Securities Exchange Approving a Listing — Form CERT  OLD 1
8/10/21 OLD8-A12BRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1

Letters: 
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4/5/24ORDERSEC Staff Action – SEC Order — All Correspondence with the SEC1

General Exhibits: 
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4/30/24 New Exhibit this Past Month!EX-10Material Contracts  New Exhibit this Past Month! 88
3/28/24EX-3Articles of Incorporation/Organization and Bylaws19
2/28/24EX-4Instruments, Including Indentures, Defining the Rights of Security Holders14
1/23/24EX-23Consents of Experts and Counsel17
1/23/24EX-FILING FEESFiling Fees4
1/23/24EX-5Opinions of Counsel re: Legality6
1/23/24EX-21Subsidiaries Lists2
12/15/23EX-17Correspondence re: Departures of Directors2
2/9/23 OLDEX-14Codes of Ethics  OLD 3
1/19/23 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 5
12/19/22 OLDEX-8Opinion of Counsel re: Tax Matters  OLD 1
8/16/21 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 4

Additional Exhibits: 
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4/23/24 New Exhibit this Past Month!EX-99Miscellaneous Exhibits, such as Press Releases  New Exhibit this Past Month!  — Press Releases
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& Conference Calls
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48

Financials: 
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4/30/24 New Exhibit this Past Month!EX-31Certifications — §302 – SOA’02  New Exhibit this Past Month! 22
4/30/24 New Exhibit this Past Month!EX-32Certifications — §906 – SOA’02  New Exhibit this Past Month! 17
4/30/24 New Report this Past Month!XML  &  R#IDEA Financial Reports Info  New Report this Past Month!  — Financial Reports
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991
4/30/24 New Workbook this Past Month!EXCELIDEA Workbooks of Financial Reports Info  New Workbook this Past Month!  — Workbooks of Financial Reports
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66
4/30/24 New Exhibit this Past Month!EX-101.*XBRL Data  (XBRL Files)  New Exhibit this Past Month! 274
4/30/24 New Exhibit this Past Month!JSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)  New Exhibit this Past Month! 66
4/30/24 New Folder this Past Month!ZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  New Folder this Past Month! 
66
4/27/23 OLDEX-16Letters re: Changes in Accountants  OLD 2

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4/30/24 New Graphic this Past Month!GRAPHICPhotos, Images and Graphs  New Graphic this Past Month! 449


Forms
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, Documents
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& Exhibits
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 in  65 Filings
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 Filed re:  Issuer / Subject Company


        
New Filing!  List all Money Managers that own this Security Issuer:  CUSIP 732450
 

        
Latest Filing  Type    Category    Description        Documents
     
4/8/24144Ownership:  Notice of a Proposed Sale of Securities by an Insider — Form 1441
2/14/24SC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G24
3/29/23 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 14
2/22/23 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 9
2/3/23 OLD425Registration:  Prospectuses and Communications – Mergers  OLD 11
2/3/23 OLD25-NSETrading:  Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25  OLD 1

Letters: 
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12/15/22 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC5
12/15/22 OLDTEXT-EXTRACTComment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]  OLD 5

General Exhibits: 
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11/14/22 OLDEX-24Powers of Attorney  OLD 4
11/9/22 OLDEX-10Material Contracts  OLD 12
9/7/22 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 2

Additional Exhibits: 
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2/3/23 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 6

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2/2/24GRAPHICPhotos, Images and Graphs60


        

Filings History

Year    # of Filings
In descending order
2024 20
2023 78
2022 33
2021 39

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