Oaktree Fund Advisors, LLC 

CA

  SEC # 1822973

        

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25  SEC Filings   from  8/31/20  to  4/22/24  (3 Weeks Ago)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘APP ORDR’ — Application for an SEC Exemption Order – ‘40-APP’ SEC Order — Filed as:  Filer / Offerer
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Forms , Documents & Exhibits  in  25 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
4/22/24			APP ORDR		SEC:		Applications for SEC Exemption Orders – ‘40-APP’ SEC Orders	2
3/27/24			APP NTC		SEC:		Applications for SEC Exemption Orders – ‘40-APP’ SEC Notices	2
2/13/24			40-APP		Registration:		Applications for Exemption Orders and Other Relief by Investment Companies	9
2/13/24			13F-HR		Ownership:		Quarterly Holdings and Combination Reports by Money Managers — Form 13F — Assets Under Management	12
					Form-Specific Documents:
2/13/24			INFO-TABLE		Portfolio Securities Holdings – Info Tables — Form 13F — Assets Under Management			12
					Graphics:
2/13/24			GRAPHIC		Photos, Images and Graphs			10

History as a Money Manager:  Assets Under Management  ·  Related Money Managers

As Of			Quarter (Ended)		Holdings Form 13F				Assets (Millions)		Reporting Manager Manager with whom Investment Discretion is Shared
5/8/24			3/31/24		68	of	15,075		$56,788			Russell Investments Group, Ltd.

No Forms  nor  Documents  Filed re:  Issuer / Subject Company

        

        

Filings History

Year		# of Filings
2024		4
2023		8
2022		6
2021		6
2020		1