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Liquidia Corp. 
 NC
  SEC # 1819576


        
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337  SEC Filings
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  from  8/4/20  to  4/29/24  (Last Week)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘ARS’ — Annual Report to Security Holders — for 12/31/23 — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  Liquidia Corp. 

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Forms
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, Documents
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& Exhibits
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 in  132 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
4/29/24 New Document this Past Month!ARSUpdate:  Annual Reports to Security Holders  New Document this Past Month! 2
4/29/24 New Document this Past Month!DEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A  New Document this Past Month! 4
4/29/24 New Document this Past Month!DEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  New Document this Past Month! 4
4/12/24 New Document this Past Month!PRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A  New Document this Past Month! 2
4/1/248-KUpdate:  Current Reports — Form 8-K — Press Releases
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& Conference Calls
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 — Financial Reports
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72

8-K Items: 
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1/4/24
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01 — ‘EX-10’
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16
4/3/23 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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4
3/13/24
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  Financial Info: 
Results of Operations and Financial Condition — Item 2.02 — Financial Reports
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9
1/9/23 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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3
1/8/24
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  Securities & Trading: 
Unregistered Sales of Equity Securities — Item 3.02 — ‘EX-1’
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4
1/19/24
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  Governance & Management: 
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers
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12
6/16/23"Submission of Matters to a Vote of Security Holders — Item 5.073
12/1/23
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  Disclosures: 
Regulation FD Disclosure — Item 7.01 — ‘EX-99’
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3
4/1/24
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  Events: 
Other Events — Item 8.0143
4/1/24
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  Financials: 
Financial Statements and Exhibits — Item 9.01 — Financial Reports
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62

3/13/24S-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-810
3/13/2410-KUpdate:  Annual Reports — Form 10-K — Financial Reports
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4
1/4/24EFFECTSEC:  SEC Notices of Effectiveness4
12/29/23CORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ] — All Correspondence with the SEC
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5
12/28/23S-3Registration:  Registration Statements – Securities for Transactions — Form S-35
12/12/23424B2Registration:  Prospectuses – Primary Offerings and Shelf Securities2
11/7/2310-QUpdate:  Quarterly Reports — Form 10-Q — Financial Reports
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9
4/12/22 OLD424B5Registration:  Prospectus – Primary Offering or Shelf Securities – New Facts or Events  OLD 1
9/22/21 OLD424B3Registration:  Prospectuses – New Facts or Events  OLD 2
4/16/21 OLDDRegistration:  Notice of an Exempt Offering of Securities — Form D  OLD 1
2/2/21 OLD8-K12BRegistration:  Notices of Securities Deemed to be Registered by Successor Issuers — Form 8-K  OLD  — Financial Reports
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2
9/14/20 OLDS-4Registration:  Registration Statements – Securities for Mergers — Form S-4  OLD 3

General Exhibits: 
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3/13/24EX-23Consents of Experts and Counsel24
3/13/24EX-FILING FEESFiling Fees10
3/13/24EX-5Opinions of Counsel re: Legality16
3/13/24EX-14Code of Ethics1
3/13/24EX-4Instruments, Including Indentures, Defining the Rights of Security Holders9
3/13/24EX-10Material Contracts68
3/13/24EX-21Subsidiaries Lists5
12/14/23EX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)2
8/10/23EX-3Articles of Incorporation/Organization and Bylaws3
8/4/20 OLDEX-8Opinion of Counsel re: Tax Matters  OLD 1
8/4/20 OLDEX-2Plan of Acquisition, Reorganization, Arrangement, Liquidation or Succession  OLD 1

Additional Exhibits: 
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4/1/24EX-99Miscellaneous Exhibits, such as Press Releases — Press Releases
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& Conference Calls
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57

Financials: 
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4/1/24XML  &  R#IDEA Financial Reports Info — Financial Reports
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1,017
4/1/24EXCELIDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports
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87
4/1/24EX-101.*XBRL Data  (XBRL Files)287
4/1/24JSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)87
4/1/24ZIPXBRL Zipped Folders
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  (Folders of XBRL Files)
87
3/13/24EX-31Certifications — §302 – SOA’0226
3/13/24EX-32Certifications — §906 – SOA’0226

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4/29/24 New Graphic this Past Month!GRAPHICPhotos, Images and Graphs  New Graphic this Past Month! 161


Forms
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, Documents
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& Exhibits
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 in  205 Filings
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 Filed re:  Issuer / Subject Company


        
New Filing!  List all Money Managers that own this Security Issuer:  CUSIP 53635D
 

        
Latest Filing  Type    Category    Description        Documents
     
4/23/24 New Document this Past Month!4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  New Document this Past Month! 166
2/14/24SC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G15
12/14/23SC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D4
7/20/22 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 8
5/4/22 OLD5Ownership:  Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD 2
11/16/20 OLD425Registration:  Prospectuses and Communications – Mergers  OLD 6

Letters: 
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12/28/23LETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ] — All Correspondence with the SEC4
12/28/23TEXT-EXTRACTComment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]4

General Exhibits: 
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7/20/22 OLDEX-24Powers of Attorney  OLD 19
2/14/22 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 2

Additional Exhibits: 
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1/16/24EX-99Miscellaneous Exhibits, such as Press Releases2

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11/16/20 OLDGRAPHICPhotos, Images and Graphs  OLD 6


        

Filings History

Year    # of Filings
In descending order
2024 40
2023 91
2022 74
2021 91
2020 41

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