Phathom Pharmaceuticals, Inc. 

NJ

  SEC # 1783183

        

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335  SEC Filings   from  7/26/19  to  4/12/24  (3 Weeks Ago)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘DEFA14A’ — Definitive Additional Proxy Soliciting Material — Schedule 14A — Filed as:  Filer / Offerer
New-Filing E-Mail:			Send me notifications of all Filings involving  Phathom Pharmaceuticals, Inc.

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Forms , Documents & Exhibits  in  139 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
4/12/24			DEFA14A		Proxy:		Definitive Additional Proxy Soliciting Materials — Schedule 14A	6
4/12/24			DEF 14A		Proxy:		Definitive Proxy Statements — Schedule 14A	5
4/12/24			ARS		Update:		Annual Reports to Security Holders	2
3/7/24			10-K		Update:		Annual Reports — Form 10-K — Financial Reports	5
3/7/24			8-K		Update:		Current Reports — Form 8-K — Press Releases & Conference Calls  — Financial Reports	72
					8-K Items:
12/14/23			Business & Operations:			•	Entry into a Material Definitive Agreement — Item 1.01 — ↓‘EX-10’	10
9/20/21	OLD		"			•	Termination of a Material Definitive Agreement — Item 1.02  OLD  — ↓‘EX-10’	1
3/7/24			Financial Info:			•	Results of Operations and Financial Condition — Item 2.02 — Financial Reports	19
12/14/23			"			•	Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03 — ↓‘EX-10’	5
12/2/19	OLD		Securities & Trading:			•	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD	1
9/20/21	OLD		"			•	Unregistered Sales of Equity Securities — Item 3.02  OLD  — ↓‘EX-1’	1
7/17/23			Governance & Management:			•	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers	12
12/15/23			"			•	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03 — ↓‘EX-3’	4
5/30/23			"			•	Submission of Matters to a Vote of Security Holders — Item 5.07	4
11/1/22	OLD		Disclosures:			•	Regulation FD Disclosure — Item 7.01  OLD  — ↓‘EX-99’	2
2/13/24			Events:			•	Other Events — Item 8.01	32
3/7/24			Financials:			•	Financial Statements and Exhibits — Item 9.01 — Financial Reports	30
11/20/23			EFFECT		SEC:		SEC Notices of Effectiveness	3
11/15/23			CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ] — All Correspondence with the SEC	5
11/9/23			S-3		Registration:		Registration Statements – Securities for Transactions — Form S-3	2
11/9/23			10-Q		Update:		Quarterly Reports — Form 10-Q — Financial Reports	14
7/17/23			SC TO-I		Ownership:		Tender-Offer Statements by Issuers — Schedule TO	2
6/15/23			SC TO-C		Ownership:		Tender-Offer Communication by an Issuer or Third Party — Schedule TO	1
5/24/23			424B5		Registration:		Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events	5
3/31/23	OLD		PRE 14A		Proxy:		Preliminary Proxy Statement — Schedule 14A  OLD	1
3/10/22	OLD		S-8		Registration:		Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD	2
10/25/19	OLD		424B4		Registration:		Prospectus – Info Previously Omitted & New Facts or Events  OLD	1
10/24/19	OLD		S-1MEF		Registration:		Registration Statement to Add Securities to a Prior Form S-1 Registration  OLD	1
10/23/19	OLD		CERT		Trading:		Certification by a Securities Exchange Approving a Listing — Form CERT  OLD	1
10/16/19	OLD		8-A12B		Registration:		Registration Statement for a Class of Securities — Form 8-A  OLD	1
10/15/19	OLD		S-1		Registration:		Registration Statements (General Form) — Form S-1  OLD	2
9/18/19	OLD		DRSLTR		Comment:		Comment-Response and Draft-Registration-Statement Letters to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC	2
8/30/19	OLD		DRS		Registration:		Draft Registration Statements by Emerging Growth Companies and Foreign Issuers — Form DRS  OLD	2
					Letters:
2/24/21	OLD		REDACTED EXHIBIT		SEC Staff Letters – Redacted Exhibits  OLD  — All Correspondence with the SEC			4
					General Exhibits:
3/7/24			EX-97		Clawback Policy re: Recovery of Erroneously Awarded Compensation			1
3/7/24			EX-23		Consents of Experts and Counsel			12
3/7/24			EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders			19
3/7/24			EX-10		Material Contracts			64
3/7/24			EX-24		Powers of Attorney			4
12/15/23			EX-3		Articles of Incorporation/Organization and Bylaws			13
11/9/23			EX-FILING FEES		Filing Fees			3
11/9/23			EX-5		Opinions of Counsel re: Legality			11
5/24/23			EX-1		Underwriting Agreements  (and mislabeled “1st Exhibits”)			4
9/30/19	OLD		EX-2		Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD			2
					Additional Exhibits:
3/7/24			EX-99		Miscellaneous Exhibits, such as Press Releases — Press Releases & Conference Calls			38
					Financials:
3/7/24			EX-31		Certifications — §302 – SOA’02			38
3/7/24			EX-32		Certifications — §906 – SOA’02			38
3/7/24			XML  &  R#		IDEA Financial Reports Info — Financial Reports			1,050
3/7/24			EXCEL		IDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports			66
3/7/24			EX-101.*		XBRL Data  (XBRL Files)			239
3/7/24			JSON		XBRL Instances as JavaScript Object Notation Data  (JSON Files)			59
3/7/24			ZIP		XBRL Zipped Folders   (Folders of XBRL Files)			66
					Graphics:
4/12/24			GRAPHIC		Photos, Images and Graphs			366

Forms , Documents & Exhibits  in  199 Filings  Filed re:  Issuer / Subject Company

        

List all Money Managers that own this Security Issuer:  CUSIP 71722W

        

Latest Filing			Type		Category	Description		Documents
4/10/24			4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4	126
4/10/24			SC 13D		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D	15
2/12/24			SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G	30
1/26/24			3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3	20
7/17/23			SC TO-I		Ownership:		Tender-Offer Statements by Issuers — Schedule TO	2
6/15/23			SC TO-C		Ownership:		Tender-Offer Communication by an Issuer or Third Party — Schedule TO	1
2/12/21	OLD		5		Ownership:		Annual Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 5  OLD	1
					Letters:
11/15/23			LETTER		Comment and Other Letters from the SEC  [ a.k.a. UPLOAD ] — All Correspondence with the SEC			4
11/15/23			TEXT-EXTRACT		Comment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]			4
					General Exhibits:
2/12/24			EX-24		Powers of Attorney			20
1/25/24			EX-1		Underwriting Agreement or Conflict Minerals Report  (or mislabeled “1st Exhibit”)			1
6/15/23			EX-FILING FEES		Filing Fees			1
					Additional Exhibits:
1/26/24			EX-99		Miscellaneous Exhibits, such as Press Releases			20
					Graphics:
6/15/23			GRAPHIC		Photos, Images and Graphs			39

        

Filings History

Year		# of Filings
2024		19
2023		78
2022		66
2021		78
2020		53
2019		41