HeartBeam, Inc. 

CA

  SEC # 1779372

        

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167  SEC Filings   from  8/16/19  to  4/19/24  (Last Week)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘PRE 14A’ — Preliminary Proxy Statement — Schedule 14A — Filed as:  Filer / Offerer
New-Filing E-Mail:			Send me notifications of all Filings involving  HeartBeam, Inc.

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Forms , Documents & Exhibits  in  80 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
4/19/24			PRE 14A		Proxy:		Preliminary Proxy Statements — Schedule 14A	4
3/20/24			10-K		Update:		Annual Reports — Form 10-K — Financial Reports	3
2/2/24			8-K		Update:		Current Reports — Form 8-K — Press Releases & Conference Calls  — Financial Reports	24
					8-K Items:
5/5/23			Business & Operations:			•	Entry into a Material Definitive Agreement — Item 1.01 — ↓‘EX-10’	10
2/2/22	OLD		"			•	Termination of a Material Definitive Agreement — Item 1.02  OLD  — ↓‘EX-10’	1
3/23/23	OLD		Securities & Trading:			•	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD	2
9/20/22	OLD		Accountants & Accounting:			•	Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ↓‘EX-16’	1
2/2/24			Governance & Management:			•	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers	9
11/17/22	OLD		"			•	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ↓‘EX-3’	1
7/11/23			"			•	Submission of Matters to a Vote of Security Holders — Item 5.07	3
3/10/23	OLD		Disclosures:			•	Regulation FD Disclosure — Item 7.01  OLD  — ↓‘EX-99’	1
5/23/23			Events:			•	Other Events — Item 8.01	5
2/2/24			Financials:			•	Financial Statements and Exhibits — Item 9.01 — Financial Reports	19
11/14/23			10-Q		Update:		Quarterly Reports — Form 10-Q — Financial Reports	7
7/13/23			S-8		Registration:		Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8	3
5/26/23			DEF 14A		Proxy:		Definitive Proxy Statements — Schedule 14A	3
5/4/23			424B2		Registration:		Prospectuses – Primary Offerings and Shelf Securities	3
4/21/23	OLD		EFFECT		SEC:		SEC Notices of Effectiveness  OLD	3
4/17/23	OLD		S-1		Registration:		Registration Statements (General Form) — Form S-1  OLD	10
2/28/23	OLD		DEL AM		Registration:		Registration Effectiveness-Delaying Amendment  OLD	1
2/8/23	OLD		CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC	7
2/1/23	OLD		S-3		Registration:		Registration Statement – Securities for a Transaction — Form S-3  OLD	1
11/30/22	OLD		DRS		Registration:		Draft Registration Statements by Emerging Growth Companies and Foreign Issuers — Form DRS  OLD	4
11/17/21	OLD		424B1		Registration:		Prospectuses – Info Previously Omitted  OLD	2
11/12/21	OLD		CERT		Trading:		Certification by a Securities Exchange Approving a Listing — Form CERT  OLD	1
11/10/21	OLD		8-A12B		Registration:		Registration Statement for a Class of Securities — Form 8-A  OLD	1
11/1/21	OLD		FWP		Registration:		Prospectus – Free Writing  OLD	1
7/9/21	OLD		DRSLTR		Comment:		Comment-Response or Draft-Registration-Statement Letter to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC	1
8/16/19	OLD		D		Registration:		Notice of an Exempt Offering of Securities — Form D  OLD	1
					General Exhibits:
3/20/24			EX-97		Clawback Policy re: Recovery of Erroneously Awarded Compensation			1
3/20/24			EX-23		Consents of Experts and Counsel			19
7/13/23			EX-FILING FEES		Filing Fees			5
7/13/23			EX-5		Opinions of Counsel re: Legality			7
7/11/23			EX-10		Material Contracts			22
4/17/23	OLD		EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders  OLD			30
4/17/23	OLD		EX-1		Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD			5
3/16/23	OLD		EX-14		Code of Ethics  OLD			1
11/17/22	OLD		EX-3		Articles of Incorporation/Organization and Bylaws  OLD			6
					Additional Exhibits:
7/26/23			EX-99		Miscellaneous Exhibits, such as Press Releases — Press Releases & Conference Calls			12
					Financials:
3/20/24			EX-31		Certifications — §302 – SOA’02			19
3/20/24			EX-32		Certifications — §906 – SOA’02			19
3/20/24			XML  &  R#		IDEA Financial Reports Info — Financial Reports			430
3/20/24			EXCEL		IDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports			30
3/20/24			EX-101.*		XBRL Data  (XBRL Files)			130
3/20/24			JSON		XBRL Instances as JavaScript Object Notation Data  (JSON Files)			30
3/20/24			ZIP		XBRL Zipped Folders   (Folders of XBRL Files)			30
9/20/22	OLD		EX-16		Letter re: a Change in Accountant  OLD			1
					Graphics:
4/19/24			GRAPHIC		Photos, Images and Graphs			161

Forms , Documents & Exhibits  in  88 Filings  Filed re:  Issuer / Subject Company

        

List all Money Managers that own this Security Issuer:  CUSIPs 42238H and 090672

        

Latest Filing			Type		Category	Description		Documents
10/25/23			SC 13D		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D	3
10/3/23			4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4	59
8/2/23			3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3	14
2/13/23	OLD		SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD	6
11/1/21	OLD		FWP		Registration:		Prospectus – Free Writing  OLD	1
					Letters:
2/9/23	OLD		LETTER		Comment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC			5
2/9/23	OLD		TEXT-EXTRACT		Comment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]  OLD			5
					Additional Exhibits:
10/25/23			EX-99		Miscellaneous Exhibits, such as Press Releases			2
					Graphics:
11/1/21	OLD		GRAPHIC		Photos, Images and Graphs  OLD			26

        

Filings History

Year		# of Filings
2024		3
2023		64
2022		51
2021		48
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2019		1