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CarLotz, Inc. 
 VA
  SEC # 1759008


        
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312  SEC Filings
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  from  11/26/18  to  2/14/23  (None in the Past Year)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘SC 13G/A’ — Amendment to Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G — Filed re:  Issuer / Subject Company — Filed by:  Tremblant Capital Group 
 
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notifications of all
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Filings
involving  CarLotz, Inc. 

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Forms
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, Documents
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& Exhibits
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 in  148 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
12/19/22 OLD15-12GRegistration:  Certification of a Termination of Registration of a Class of Securities — Form 15  OLD 1
12/14/22 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 6
12/9/22 OLDS-8 POSRegistration:  Post-Effective Amendments of Form S-8 Registrations  OLD 4
12/9/22 OLDPOS AMRegistration:  Post-Effective Amendments of Registration Statements  OLD  — Financial Reports
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3
12/9/22 OLD8-KUpdate:  Current Reports — Form 8-K  OLD  — Press Releases
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& Conference Calls
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 — Financial Reports
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43

8-K Items: 
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10/11/22 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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7
3/11/21 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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1
12/9/22 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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2
11/8/22 OLD"Results of Operations and Financial Condition — Item 2.02  OLD  — Financial Reports
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9
3/11/21 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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1
11/10/22 OLD"Cost Associated with Exit or Disposal Activities — Item 2.05  OLD  — ‘EX-2’
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2
11/10/22 OLD"Material Impairments — Item 2.06  OLD  — ‘EX-2’
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2
12/9/22 OLD
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD 3
1/27/21 OLD"Unregistered Sales of Equity Securities — Item 3.02  OLD  — ‘EX-1’
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3
12/9/22 OLD"Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ‘EX-4’
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2
2/26/21 OLD
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ‘EX-16’
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1
5/10/21 OLD"Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02  OLD 1
12/9/22 OLD
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  Governance & Management: 
Changes in Control of Registrant — Item 5.01  OLD 2
12/9/22 OLD"Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers
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9
12/9/22 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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3
1/27/21 OLD"Change in Shell Company Status — Item 5.06  OLD 1
12/8/22 OLD"Submission of Matters to a Vote of Security Holders — Item 5.07  OLD 4
12/9/22 OLD
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  OLD  — ‘EX-99’
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9
12/7/22 OLD
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  Events: 
Other Events — Item 8.01  OLD 11
12/9/22 OLD
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  Financials: 
Financial Statements and Exhibits — Item 9.01  OLD  — Financial Reports
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30

12/8/22 OLD425Registration:  Prospectuses and Communications – Mergers  OLD 40
11/30/22 OLDDEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD 3
11/8/22 OLD10-QUpdate:  Quarterly Reports — Form 10-Q  OLD  — Financial Reports
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13
11/8/22 OLDDEFM14AProxy:  Definitive Proxy Statement – Merger or Acquisition — Schedule 14A  OLD 1
5/16/22 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 2
4/29/22 OLDDEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  OLD 2
3/15/22 OLD10-KUpdate:  Annual Reports — Form 10-K  OLD  — Financial Reports
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3
11/8/21 OLD424B3Registration:  Prospectuses – New Facts or Events  OLD 8
3/19/21 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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7
3/19/21 OLDS-1Registration:  Registration Statements (General Form) — Form S-1  OLD  — Financial Reports
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5
12/23/20 OLDS-4Registration:  Registration Statements – Securities for Mergers — Form S-4  OLD  — Financial Reports
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3
2/22/19 OLD424B4Registration:  Prospectus – Info Previously Omitted & New Facts or Events  OLD 1
2/21/19 OLDCERTTrading:  Certification by a Securities Exchange Approving a Listing — Form CERT  OLD 1
2/21/19 OLD8-A12BRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1
11/26/18 OLDDRSRegistration:  Draft Registration Statement by an Emerging Growth Company or Foreign Issuer — Form DRS  OLD 1

General Exhibits: 
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8/12/22 OLDEX-10Material Contracts  OLD 72
8/12/22 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 6
5/16/22 OLDEX-23Consents of Experts and Counsel  OLD 17
5/16/22 OLDEX-FILING FEESFiling Fees  OLD 1
5/16/22 OLDEX-5Opinions of Counsel re: Legality  OLD 6
3/15/22 OLDEX-21Subsidiaries Lists  OLD 4
3/15/21 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 10
2/11/21 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 10
2/26/19 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 2
2/14/19 OLDEX-14Code of Ethics  OLD 1

Additional Exhibits: 
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12/9/22 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases
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& Conference Calls
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60

Financials: 
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12/9/22 OLDXML  &  R#IDEA Financial Reports Info  OLD  — Financial Reports
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1,565
12/9/22 OLDEXCELIDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports
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43
12/9/22 OLDEX-101.*XBRL Data  (XBRL Files)  OLD 206
12/9/22 OLDJSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)  OLD 30
12/9/22 OLDZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  OLD 
43
11/8/22 OLDEX-31Certifications — §302 – SOA’02  OLD 32
11/8/22 OLDEX-32Certifications — §906 – SOA’02  OLD 32
2/26/21 OLDEX-16Letter re: a Change in Accountant  OLD 1

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11/8/22 OLDGRAPHICPhotos, Images and Graphs  OLD 473


Forms
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, Documents
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& Exhibits
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 in  204 Filings
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 Filed re:  Issuer / Subject Company


        
New Filing!  List all Money Managers that own this Security Issuer:  CUSIP 142552
 

        
Latest Filing  Type    Category    Description        Documents
     
2/14/23 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 24
12/12/22 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 84
12/12/22 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 10
12/9/22 OLD25-NSETrading:  Notices by Securities Exchanges of the Removals from Listing and Registration of Matured, Redeemed and Retired Securities — Form 25  OLD 3
12/8/22 OLD425Registration:  Prospectuses and Communications – Mergers  OLD 50
7/6/22 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 29

Letters: 
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2/17/21 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC4
2/17/21 OLDTEXT-EXTRACTComment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]  OLD 4

General Exhibits: 
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8/12/22 OLDEX-10Material Contracts  OLD 6
8/12/22 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 3
7/6/22 OLDEX-24Powers of Attorney  OLD 17

Additional Exhibits: 
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12/9/22 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 18

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8/12/22 OLDGRAPHICPhotos, Images and Graphs  OLD 227


        

Filings History

Year    # of Filings
In descending order
2023 1
2022 122
2021 94
2020 60
2019 33
2018 2

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