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FlowStone Opportunity Fund 
 CT
  SEC # 1741739


        
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130  SEC Filings
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  from  5/25/18  to  3/28/24  (5 Weeks Ago)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘SC TO-I/A’ — Amendment to Tender-Offer Statement by an Issuer — Schedule TO — Filed re:  Issuer / Subject Company 
 
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notifications of all
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Filings
involving  FlowStone Opportunity Fund 

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Forms
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, Documents
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& Exhibits
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 in  108 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
3/28/24 New Document this Past Month!SC TO-IOwnership:  Tender-Offer Statements by Issuers — Schedule TO  New Document this Past Month! 29
2/29/24NPORT-PUpdate:  Monthly Portfolio Investments Reports (Released Quarterly) by Investment Companies — Form N-PORT16
2/29/24NPORT-EXUpdate:  Portfolio Holdings Schedules by Investment Companies — Form N-PORT8
12/8/23N-PXProxy:  Annual Proxy Voting Reports by Investment Companies — Form N-PX5
12/6/23N-CSRSUpdate:  Semi-Annual Certified Shareholder Reports by Investment Companies — Form N-CSR5
7/28/23486BPOSRegistration:  Post-Effective Amendments of Form N-2 Registrations — Financial Reports
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4
7/27/2340-17GUpdate:  Fidelity Bonds for Investment Companies5
6/13/23N-CENUpdate:  Annual Reports by Investment Companies — Form N-CEN4
6/8/23N-CSRUpdate:  Annual Certified Shareholder Reports by Investment Companies — Form N-CSR4
4/13/23 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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11
2/16/23 OLD486BXTRegistration:  Post-Effective Amendment of a Form N-2 Registration to Designate a New Effective Date  OLD 1
12/19/22 OLD486APOSRegistration:  Post-Effective Amendment of a Form N-2 Registration  OLD 1
12/9/22 OLD424B3Registration:  Prospectuses – New Facts or Events  OLD 2
9/21/22 OLDPOS EXRegistration:  Post-Effective Amendment of a Registration Statement – Additional Exhibits  OLD 1
3/31/22 OLDN-2Registration:  Registration Statements by Closed-End Investment Companies — Form N-2  OLD 7
1/5/21 OLDN-2MEFRegistration:  Registration Statement to Add Securities to a Prior Form N-2 Registration  OLD 1
8/5/20 OLD497Registration:  Definitive Materials  OLD 2
8/5/20 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 3
7/1/20 OLDPOS 8CRegistration:  Post-Effective Amendments of Registration Statements by Certain Investment Companies  OLD 3
2/28/20 OLDN-QUpdate:  Quarterly Portfolio Holdings Schedule by an Investment Company — Form N-Q  OLD 1
2/1/19 OLD40-APPRegistration:  Applications for Exemption Orders and Other Relief by Investment Companies  OLD 2
5/25/18 OLDN-8ARegistration:  Notice of Registration by an Investment Company — Form N-8A  OLD 1

Letters: 
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7/1/20 OLDCOVERComment-Response and Cover Letters to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC3

Form-Specific Documents: 
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2/29/24NPORT-EXPortfolio Holdings Schedules — Form N-PORT8

General Exhibits: 
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3/28/24 New Exhibit this Past Month!EX-FILING FEESFiling Fees  New Exhibit this Past Month! 18

Additional Exhibits: 
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3/1/24EX-99  &  EX-99.*Miscellaneous Exhibits, such as Press ReleasesEX-99.*  Form-Specific Exhibits...  Form N-1A:  2 Custodian Agreements;  2 Other Material Contracts;  1 Previously Omitted Financial Statement — Form N-6:  1 Actuarial Opinion — Form N-CSR:  10 Certifications — §302 – SOA’02;  9 Certifications — §906 – SOA’02;  4 Codes of Ethics  (29 total)160

Investment Company Exhibits: 
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6/13/23INTERNAL CONTROL RPTAccountants’ Reports re: Internal Controls4

Financials: 
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7/28/23XML  &  R#IDEA Financial Reports Info — Financial Reports
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8
7/28/23EX-101.*XBRL Data  (XBRL Files)8
7/28/23JSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)2
7/28/23ZIPXBRL Zipped Folders
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  (Folders of XBRL Files)
2

Graphics: 
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12/6/23GRAPHICPhotos, Images and Graphs64


Forms
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, Documents
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& Exhibits
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 in  51 Filings
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
3/28/24 New Document this Past Month!SC TO-IOwnership:  Tender-Offer Statements by Issuers — Schedule TO  New Document this Past Month! 29
4/4/23 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 7
1/11/23 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 14

Letters: 
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6/22/18 OLDLETTERComment or Other Letter from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC1
6/22/18 OLDTEXT-EXTRACTComment or Other Letter from the SEC – PDF’s Text  [ a.k.a. LETTER ]  OLD 1

General Exhibits: 
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3/28/24 New Exhibit this Past Month!EX-FILING FEESFiling Fees  New Exhibit this Past Month! 17
1/24/22 OLDEX-24Powers of Attorney  OLD 12

Additional Exhibits: 
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3/1/24EX-99Miscellaneous Exhibits, such as Press Releases75


        

Filings History

Year    # of Filings
In descending order
2024 3
2023 24
2022 28
2021 19
2020 23
2019 27
2018 6

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