Vivint Smart Home, Inc. 

UT

  SEC # 1713952

        

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438  SEC Filings   from  8/23/17  to  3/20/23  (None in the Past Year)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘15-12G’ — Certification of a Termination of Registration of a Class of Securities — Form 15 — Filed as:  Filer / Offerer
New-Filing E-Mail:			Send me notifications of all Filings involving  Vivint Smart Home, Inc.

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Forms , Documents & Exhibits  in  176 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
3/20/23	OLD		15-12G		Registration:		Certification of a Termination of Registration of a Class of Securities — Form 15  OLD	1
3/15/23	OLD		EFFECT		SEC:		SEC Notices of Effectiveness  OLD	7
3/10/23	OLD		S-8 POS		Registration:		Post-Effective Amendments of Form S-8 Registrations  OLD	6
3/10/23	OLD		POS AM		Registration:		Post-Effective Amendments of Registration Statements  OLD	3
3/10/23	OLD		8-K		Update:		Current Reports — Form 8-K  OLD  — Press Releases & Conference Calls  — Financial Reports	63
					8-K Items:
12/6/22	OLD		Business & Operations:			•	Entry into a Material Definitive Agreement — Item 1.01  OLD  — ↓‘EX-10’	6
3/10/23	OLD		Financial Info:			•	Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ↓‘EX-2’	3
11/8/22	OLD		"			•	Results of Operations and Financial Condition — Item 2.02  OLD  — Financial Reports	14
7/12/21	OLD		"			•	Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ↓‘EX-10’	2
3/3/20	OLD		"			•	Cost Associated with Exit or Disposal Activities — Item 2.05  OLD  — ↓‘EX-2’	1
3/10/23	OLD		Securities & Trading:			•	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD	2
1/27/20	OLD		"			•	Unregistered Sales of Equity Securities — Item 3.02  OLD  — ↓‘EX-1’	3
3/10/23	OLD		"			•	Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ↓‘EX-4’	3
1/27/20	OLD		Accountants & Accounting:			•	Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ↓‘EX-16’	2
5/6/21	OLD		"			•	Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02  OLD	1
3/10/23	OLD		Governance & Management:			•	Changes in Control of Registrant — Item 5.01  OLD	3
3/10/23	OLD		"			•	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers	20
3/10/23	OLD		"			•	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ↓‘EX-3’	3
1/27/20	OLD		"			•	Change in Shell Company Status — Item 5.06  OLD	2
12/6/22	OLD		"			•	Submission of Matters to a Vote of Security Holders — Item 5.07  OLD  — ↓‘EX-22’	7
12/6/22	OLD		Disclosures:			•	Regulation FD Disclosure — Item 7.01  OLD  — ↓‘EX-99’	14
2/28/23	OLD		Events:			•	Other Events — Item 8.01  OLD	19
3/10/23	OLD		Financials:			•	Financial Statements and Exhibits — Item 9.01  OLD  — Financial Reports	45
2/24/23	OLD		10-K		Update:		Annual Reports — Form 10-K  OLD  — Financial Reports	7
1/20/23	OLD		DEFM14C		Proxy:		Definitive Proxy Info Statement – Merger or Acquisition — Schedule 14C  OLD	1
1/6/23	OLD		PREM14C		Proxy:		Preliminary Proxy Info Statement – Merger or Acquisition — Schedule 14C  OLD	1
11/8/22	OLD		10-Q		Update:		Quarterly Reports — Form 10-Q  OLD  — Financial Reports	16
11/3/22	OLD		CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC	15
5/6/22	OLD		S-8		Registration:		Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD	3
4/15/22	OLD		DEFA14A		Proxy:		Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD	4
4/15/22	OLD		DEF 14A		Proxy:		Definitive Proxy Statements — Schedule 14A  OLD	3
11/9/21	OLD		NT 10-Q		Update:		Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25  OLD	2
2/10/21	OLD		424B3		Registration:		Prospectuses – New Facts or Events  OLD	12
2/2/21	OLD		S-3		Registration:		Registration Statements – Securities for Transactions — Form S-3  OLD	2
3/30/20	OLD		S-1		Registration:		Registration Statements (General Form) — Form S-1  OLD  — Financial Reports	4
1/16/20	OLD		425		Registration:		Prospectuses and Communications – Mergers  OLD	12
12/2/19	OLD		S-4		Registration:		Registration Statements – Securities for Mergers — Form S-4  OLD  — Financial Reports	8
12/21/18	OLD		8-K12B		Registration:		Notice of Securities Deemed to be Registered by a Successor Issuer — Form 8-K  OLD	1
10/19/17	OLD		424B4		Registration:		Prospectus – Info Previously Omitted & New Facts or Events  OLD	1
10/18/17	OLD		CERTNYS		Trading:		Certification by the NYSE Approving a Listing — Form CERT  OLD	1
10/17/17	OLD		8-A12B		Registration:		Registration Statement for a Class of Securities — Form 8-A  OLD	1
8/23/17	OLD		DRSLTR		Comment:		Comment-Response or Draft-Registration-Statement Letter to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC	1
8/23/17	OLD		DRS		Registration:		Draft Registration Statement by an Emerging Growth Company or Foreign Issuer — Form DRS  OLD	1
					General Exhibits:
3/10/23	OLD		EX-3		Articles of Incorporation/Organization and Bylaws  OLD			15
2/24/23	OLD		EX-23		Consents of Experts and Counsel  OLD			40
2/24/23	OLD		EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders  OLD			23
2/24/23	OLD		EX-10		Material Contracts  OLD			96
2/24/23	OLD		EX-21		Subsidiaries Lists  OLD			4
1/6/23	OLD		EX-FILING FEES		Filing Fees  OLD			2
12/6/22	OLD		EX-2		Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD			5
5/6/22	OLD		EX-5		Opinions of Counsel re: Legality  OLD			11
2/26/21	OLD		EX-22		Published Report re: Matters Submitted to a Vote of Security Holders  OLD			1
12/19/19	OLD		EX-8		Opinions of Counsel re: Tax Matters  OLD			7
10/13/17	OLD		EX-1		Underwriting Agreement or Conflict Minerals Report  (or mislabeled “1st Exhibit”)  OLD			1
					Additional Exhibits:
2/13/23	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases & Conference Calls			71
					Financials:
3/10/23	OLD		XML  &  R#		IDEA Financial Reports Info  OLD  — Financial Reports			1,634
3/10/23	OLD		EXCEL		IDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports			68
3/10/23	OLD		EX-101.*		XBRL Data  (XBRL Files)  OLD			295
3/10/23	OLD		JSON		XBRL Instances as JavaScript Object Notation Data  (JSON Files)  OLD			54
3/10/23	OLD		ZIP		XBRL Zipped Folders   (Folders of XBRL Files)  OLD			68
2/24/23	OLD		EX-31		Certifications — §302 – SOA’02  OLD			46
2/24/23	OLD		EX-32		Certifications — §906 – SOA’02  OLD			46
1/27/20	OLD		EX-16		Letters re: Changes in Accountants  OLD			2
					Graphics:
2/24/23	OLD		GRAPHIC		Photos, Images and Graphs  OLD			324

Forms , Documents & Exhibits  in  262 Filings  Filed re:  Issuer / Subject Company

        

List all Money Managers that own this Security Issuer:  CUSIP 928542

        

Latest Filing			Type		Category	Description		Documents
3/14/23	OLD		4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD	169
3/14/23	OLD		SC 13D		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD	15
3/10/23	OLD		25-NSE		Trading:		Notices by Securities Exchanges of the Removals from Listing and Registration of Matured, Redeemed and Retired Securities — Form 25  OLD	5
2/7/23	OLD		SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD	27
5/18/22	OLD		3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD	36
					Letters:
11/8/22	OLD		LETTER		Comment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC			10
11/8/22	OLD		TEXT-EXTRACT		Comment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]  OLD			8
					General Exhibits:
5/18/22	OLD		EX-24		Powers of Attorney  OLD			29
					Additional Exhibits:
3/10/23	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD			13
					Graphics:
2/14/20	OLD		GRAPHIC		Photo, Image or Graph  OLD			1

        

Filings History

Year		# of Filings
2023		38
2022		68
2021		78
2020		154
2019		50
2018		20
2017		30