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Click to view... | Registrant | About | Filings | Files | Relationships | Names | Topics | Web | ||||||||||||||||||||||||||||||
List All Filings | or | ||
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Most-Recent Filing: | ‘X-17A-5’ — Annual Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer — Form X-17A-5 — for 6/30/23 — | ||
New-Filing E-Mail: |
Latest Filing | Type | Category | Description | Documents | |||||
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9/13/23 | X-17A-5 | Update: | Annual Financial Reports [ a.k.a. FOCUS Reports ] by Brokers and Dealers — Form X-17A-5 | 7 | |||||
9/27/22 | OLD | FOCUSN | Update: | Annual Audit Reports on Financial Reports [ a.k.a. FOCUS Reports ] by Brokers and Dealers OLD | 5 |
Year | # of Filings | |
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2023 | 1 | |
2022 | 3 | |
2021 | 4 | |
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2019 | 2 | |
2018 | 2 |