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Harpoon Therapeutics, Inc. 
 CA
  SEC # 1708493


        
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433  SEC Filings
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  from  6/6/17  to  3/21/24  (6 Weeks Ago)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘15-12G’ — Certification of a Termination of Registration of a Class of Securities — Form 15 — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  Harpoon Therapeutics, Inc. 

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Forms
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, Documents
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& Exhibits
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 in  160 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
3/21/2415-12GRegistration:  Certification of a Termination of Registration of a Class of Securities — Form 151
3/12/24EFFECTSEC:  SEC Notices of Effectiveness8
3/11/24POS AMRegistration:  Post-Effective Amendments of Registration Statements3
3/11/24S-8 POSRegistration:  Post-Effective Amendments of Form S-8 Registrations7
3/11/248-KUpdate:  Current Reports — Form 8-K — Press Releases
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& Conference Calls
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 — Financial Reports
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62

8-K Items: 
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1/8/24
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01 — ‘EX-10’
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6
3/11/24"Termination of a Material Definitive Agreement — Item 1.02 — ‘EX-10’
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2
3/11/24
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01 — ‘EX-2’
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1
11/9/23"Results of Operations and Financial Condition — Item 2.02 — Financial Reports
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20
3/27/23 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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1
3/11/24
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.014
10/23/23"Unregistered Sales of Equity Securities — Item 3.02 — ‘EX-1’
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2
3/11/24"Material Modifications to Rights of Security Holders — Item 3.03 — ‘EX-4’
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3
3/11/24
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  Governance & Management: 
Changes in Control of Registrant — Item 5.011
3/11/24"Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers
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12
3/11/24"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03 — ‘EX-3’
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5
3/8/24"Submission of Matters to a Vote of Security Holders — Item 5.075
1/8/24
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  Disclosures: 
Regulation FD Disclosure — Item 7.01 — ‘EX-99’
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3
2/28/24
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  Events: 
Other Events — Item 8.0120
3/11/24
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  Financials: 
Financial Statements and Exhibits — Item 9.01 — Financial Reports
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42

2/28/24DEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A9
2/8/24DEFM14AProxy:  Definitive Proxy Statement – Merger or Acquisition — Schedule 14A1
1/29/24PREM14AProxy:  Preliminary Proxy Statement – Merger or Acquisition — Schedule 14A1
1/5/24S-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-87
12/22/23424B3Registration:  Prospectuses – New Facts or Events2
12/15/23CORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ] — All Correspondence with the SEC
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9
12/8/23S-3Registration:  Registration Statements – Securities for Transactions — Form S-35
11/24/23424B5Registration:  Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events4
11/9/2310-QUpdate:  Quarterly Reports — Form 10-Q — Financial Reports
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15
10/30/23DRegistration:  Notices of Exempt Offerings of Securities — Form D4
4/27/23 OLDARSUpdate:  Annual Report to Security Holders  OLD 1
4/27/23 OLDDEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  OLD 4
4/14/23 OLDPRE 14AProxy:  Preliminary Proxy Statement — Schedule 14A  OLD 1
3/27/23 OLD10-KUpdate:  Annual Reports — Form 10-K  OLD  — Financial Reports
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5
2/8/19 OLD424B4Registration:  Prospectus – Info Previously Omitted & New Facts or Events  OLD 1
2/8/19 OLDCT ORDERSEC:  SEC Confidential Treatment Order  OLD 1
2/6/19 OLDCERTTrading:  Certification by a Securities Exchange Approving a Listing — Form CERT  OLD 1
2/5/19 OLD8-A12BRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1
2/4/19 OLDS-1Registration:  Registration Statements (General Form) — Form S-1  OLD 4
12/11/18 OLDDRSLTRComment:  Comment-Response or Draft-Registration-Statement Letter to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC
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1
12/11/18 OLDDRSRegistration:  Draft Registration Statements by Emerging Growth Companies and Foreign Issuers — Form DRS  OLD 2

General Exhibits: 
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3/11/24EX-3Articles of Incorporation/Organization and Bylaws17
1/29/24EX-FILING FEESFiling Fees8
1/8/24EX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions4
1/5/24EX-23Consents of Experts and Counsel21
1/5/24EX-5Opinions of Counsel re: Legality15
11/28/23EX-10Material Contracts60
10/23/23EX-4Instruments, Including Indentures, Defining the Rights of Security Holders19
1/7/21 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 3
12/27/18 OLDEX-21Subsidiaries Lists  OLD 2

Additional Exhibits: 
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1/25/24EX-99Miscellaneous Exhibits, such as Press Releases — Press Releases
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& Conference Calls
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44

Financials: 
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3/11/24XML  &  R#IDEA Financial Reports Info — Financial Reports
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1,150
3/11/24EXCELIDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports
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55
3/11/24EX-101.*XBRL Data  (XBRL Files)216
3/11/24JSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)45
3/11/24ZIPXBRL Zipped Folders
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  (Folders of XBRL Files)
55
11/9/23EX-31Certifications — §302 – SOA’0240
11/9/23EX-32Certifications — §906 – SOA’0220

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2/8/24GRAPHICPhotos, Images and Graphs517


Forms
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, Documents
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& Exhibits
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 in  273 Filings
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 Filed re:  Issuer / Subject Company


        
New Filing!  List all Money Managers that own this Security Issuer:  CUSIP 41358P
 

        
Latest Filing  Type    Category    Description        Documents
     
3/18/24SC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G30
3/13/24SC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D15
3/11/244Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4193
3/11/2425-NSETrading:  Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 251
1/17/243Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 326
1/10/24DFAN14AProxy:  Definitive Additional Non-Management Proxy Soliciting Materials — Schedule 14A2

Letters: 
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12/14/23LETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ] — All Correspondence with the SEC6
12/14/23TEXT-EXTRACTComment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]6

General Exhibits: 
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11/28/23EX-24Powers of Attorney25

Additional Exhibits: 
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3/11/24EX-99Miscellaneous Exhibits, such as Press Releases22

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1/17/24GRAPHICPhotos, Images and Graphs4


        

Filings History

Year    # of Filings
In descending order
2024 66
2023 89
2022 41
2021 85
2020 63
2019 82
2018 6
2017 1

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