As Of
| | Quarter (Ended) | | Holdings Form 13F | | Assets (Millions) | | Reporting Manager and Related Managers Managers with whom Investment Discretion is Shared |
2/16/21 | | | 12/31/20 | | | | 532 | | $262 | | | Aspire Private Capital, LLC |
| | | | | | | 466 | | $218 | | | Global Financial Private Capital, Inc. |
| and 1 Other Manager |
8/11/20 | | | 6/30/20 | | | | 388 | | $1,594 | | | Global Financial Private Capital, Inc. |
5/12/20 | | | 3/31/20 | | | | 401 | | $1,575 | | | Global Financial Private Capital, Inc. |
2/12/20 | | | 12/31/19 | | | | 447 | | $110 | | | Lloyd Advisory Services, LLC. |
| | | | | | | 43 | | $0 | | | Global Financial Private Capital, Inc. |
| and 1 Other Manager |
2/11/20 | | | 12/31/19 | | | | 409 | | $1,993 | | | Global Financial Private Capital, Inc. |
11/13/19 | | | 9/30/19 | | | | 396 | | $1,976 | | | Global Financial Private Capital, Inc. |
10/15/19 | | | 9/30/19 | | | | 394 | | $167 | | | Bay Harbor Wealth Management, LLC |
| | | | | | | 78 | | $38 | | | Global Financial Private Capital, Inc. |
| and 4 Other Managers |
8/14/19 | | | 6/30/19 | | | | 464 | | $2,077 | | | Global Financial Private Capital, Inc. |
5/15/19 | | | 3/31/19 | | | | 248 | | $668 | | | Aviance Capital Management, LLC |
| | | | | | | 248 | | $668 | | | Global Financial Private Capital, Inc. |
5/10/19 | | | 3/31/19 | | | | 370 | | $2,092 | | | Global Financial Private Capital, Inc. |