Sheaff Brock Investment Advisors, LLC 

IN

  SEC # 1666789

        

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No  Owner Relationships  (where the Issuers of the  Sheaff Brock Investment Advisors, LLC-owned  securities are...)

        

but there are...  Recent Holdings Reports for this and 1 Related Money Managers

History:  Assets Under Management

As Of			Quarter (Ended)		Holdings Form 13F				Assets (Millions)		Reporting Manager and Related Manager Manager with whom Investment Discretion is Shared
2/8/24			12/31/23				481		$1,132,570		IN	Sheaff Brock Investment Advisors, LLC
11/8/23			9/30/23				459		$1,104		IN	Sheaff Brock Investment Advisors, LLC
8/8/23			6/30/23				491		$1,188		IN	Sheaff Brock Investment Advisors, LLC
5/1/23			3/31/23				516		$49,732		IN	Sheaff Brock Investment Advisors, LLC
2/13/23			12/31/22				509		$38,100		IN	Sheaff Brock Investment Advisors, LLC
11/3/22			9/30/22				496		$832		IN	Sheaff Brock Investment Advisors, LLC
8/2/22			6/30/22				497		$901		IN	Sheaff Brock Investment Advisors, LLC
5/16/22			3/31/22				536		$1,154		IN	Sheaff Brock Investment Advisors, LLC
5/6/22			3/31/22				665		$1,133		IN	Sheaff Brock Investment Advisors, LLC
							276		$565		IN	Innovative Portfolios

        

No  Issuer Relationships  (where the Owners of the  Sheaff Brock Investment Advisors, LLC  securities are...)

        

No  Insider & Control Relationships  (Directors & Officers, Owners, Parent / Subs., et al.)

        

No  Joint-Filer Relationships  (Co-Filer Registrants:  Partners, Affiliates, et al.)

        

No  Group-Member Relationships  (Co-Filer Non-Registrants:  Partners, Affiliates, et al.)

        

Filing Agent Relationships  (SEC Filing Agents, Attorneys, Printers, et al. — Affiliates:  Directors & Officers, et al.)

3  Filing Agents and/or Registrants have submitted Filings for  Sheaff Brock Investment Advisors, LLC:

Latest Filing				Filing Agentª, Registrant or SEC — SEC #			Filings
		Type
2/8/24		13F-HR			No Filing Agent:  Self-filed — 1666789		5
2/13/23		13F-HR		DC	Adviser Compliance Associates LLC — 1172661		1
11/3/22		13F-HR			National Compliance Services, Inc./FA — 1606587		32
Total:							38
__________  ª  Proprietary to SEC Info℠:  The SEC does not publish the names of SEC Filing Agents.