|
||||||||||||||||||||||||||
| SEC Info℠ | | | Home | | | Search | | | My Interests | | | Help | | | Sign In | | | Please Sign In | |||||||
|
||||||||||||||||||||||||||
 |
|
||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||
| | |
||||||||||||||||||||||||||||||||||||
| Click to view... | | | Registrant | | | About | | | Filings | | | Files | | | Relationships | | | Names | | | Topics | | | Web | | | |||||||||||
| | |
||||||||||||||||||||||||||||||||||||
 |
| List All Filings | or | ||
|---|---|---|---|
| Most-Recent Filing: | ‘MA-W’ — Notice of a Withdrawal from Registration by a Municipal Advisor — Form MA-W — | ||
| New-Filing E-Mail: | |||
 |
 |
 |
|
| Latest Filing | Type | Category | Description | Documents | |||||
|---|---|---|---|---|---|---|---|---|---|
| 10/4/17 | OLD | MA-W | Registration: | Notice of a Withdrawal from Registration by a Municipal Advisor — Form MA-W OLD | 1 | ||||
| 10/4/17 | OLD | MA-I | Registration: | Info re: Natural Persons Who Engage in Municipal Advisory Activity — Form MA-I OLD | 2 | ||||
| 1/24/17 | OLD | MA-A | Registration: | Annual Updates of Registrations by Municipal Advisors — Form MA OLD | 2 | ||||
| 11/16/15 | OLD | MA | Registration: | Application for Registration by a Municipal Advisor — Form MA OLD | 1 | ||||
|
|
| Year | # of Filings | |
|---|---|---|
| ||
| 2017 | 3 | |
| 2016 | 1 | |
| 2015 | 2 |