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Nuveen Corporate Income November 2021 Target Term Fund 
 IL
  SEC # 1647933


        
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139  SEC Filings
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  from  7/16/15  to  1/26/24  (3 Months Ago)

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  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘N-8F ORDR’ — Application for an SEC Deregistration Order – ‘N-8F’ SEC Order — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  Nuveen Corporate Income November 2021 Target Term Fund 

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Forms
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, Documents
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& Exhibits
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 in  79 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
1/26/24N-8F ORDRSEC:  Application for an SEC Deregistration Order – ‘N-8F’ SEC Order1
1/2/24N-8F NTCSEC:  Application for an SEC Deregistration Order – ‘N-8F’ SEC Notice1
11/3/23N-8FRegistration:  Application for an SEC Deregistration Order by an Investment Company — Form N-8F1
8/21/23N-PXProxy:  Annual Proxy Voting Reports by Investment Companies — Form N-PX8
3/16/22 OLDN-CENUpdate:  Annual Reports by Investment Companies — Form N-CEN  OLD 4
11/24/21 OLDNPORT-PUpdate:  Monthly Portfolio Investments Reports (Released Quarterly) by Investment Companies — Form N-PORT  OLD 9
11/24/21 OLDNPORT-EXUpdate:  Portfolio Holdings Schedules by Investment Companies — Form N-PORT  OLD 6
9/24/21 OLD40-17GUpdate:  Fidelity Bonds for Investment Companies  OLD 5
9/2/21 OLDN-CSRSUpdate:  Semi-Annual Certified Shareholder Reports by Investment Companies — Form N-CSR  OLD 5
3/8/21 OLDN-CSRUpdate:  Annual Certified Shareholder Reports by Investment Companies — Form N-CSR  OLD 5
3/4/21 OLDDEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  OLD 5
10/5/20 OLD8-KUpdate:  Current Report — Form 8-K  OLD  — Press Releases
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& Conference Calls
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1

8-K Items: 
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10/5/20 OLD
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  OLD  — ‘EX-99’
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1
10/5/20 OLD
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  Financials: 
Financial Statements and Exhibits — Item 9.01  OLD 1

4/2/20 OLDDEFA14AProxy:  Definitive Additional Proxy Soliciting Material — Schedule 14A  OLD 1
12/23/19 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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6
11/29/18 OLDN-QUpdate:  Quarterly Portfolio Holdings Schedules by Investment Companies — Form N-Q  OLD 5
3/1/18 OLDNSAR-BUpdate:  Annual Reports by Investment Companies — Form N-SAR  OLD 2
10/19/17 OLDCERTNYSTrading:  Certification by the NYSE Approving a Listing — Form CERT  OLD 1
8/29/17 OLDNSAR-AUpdate:  Semi-Annual Report by an Investment Company — Form N-SAR  OLD 1
1/27/17 OLDRWRegistration:  Registration Withdrawal Request  OLD 1
1/26/17 OLDN-2MEFRegistration:  Registration Statements to Add Securities to Prior Form N-2 Registrations  OLD 2
9/30/16 OLD40-APPRegistration:  Applications for Exemption Orders and Other Relief by Investment Companies  OLD 2
8/29/16 OLDPOS EXRegistration:  Post-Effective Amendments of Registration Statements – Additional Exhibits  OLD 2
8/24/16 OLD497Registration:  Definitive Material  OLD 1
8/24/16 OLDEFFECTSEC:  SEC Notice of Effectiveness  OLD 1
8/22/16 OLDN-2Registration:  Registration Statements by Closed-End Investment Companies — Form N-2  OLD 6
7/22/16 OLD8-A12BRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1
7/16/15 OLDN-8ARegistration:  Notice of Registration by an Investment Company — Form N-8A  OLD 1

Letters: 
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8/2/16 OLDCOVERComment-Response and Cover Letters to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC4

Form-Specific Documents: 
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11/24/21 OLDNPORT-EXPortfolio Holdings Schedules — Form N-PORT  OLD 6

General Exhibits: 
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10/5/20 OLDEX-3Articles of Incorporation/Organization or Bylaws  OLD 1

Additional Exhibits: 
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9/24/21 OLDEX-99  &  EX-99.*Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases
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& Conference Calls
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EX-99.*  Form-Specific Exhibits...  Form N-CSR:  15 Certifications — §302 – SOA’02;  10 Certifications — §906 – SOA’02 — Form N-SAR:  2 Accountants’ Reports re: Internal Controls  (27 total)
189

Investment Company Exhibits: 
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3/16/21 OLDINTERNAL CONTROL RPTAccountants’ Reports re: Internal Controls  OLD 3
3/16/21 OLDMATERIAL AMENDMENTSMaterial Amendment to Organizational Documents  OLD 1
3/16/20 OLDADVISORY CONTRACTSInvestment Advisor Contract  OLD 1

Graphics: 
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9/2/21 OLDGRAPHICPhotos, Images and Graphs  OLD 108


Forms
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, Documents
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& Exhibits
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 in  60 Filings
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 Filed re:  Issuer / Subject Company


        
New Filing!  List all Money Managers that own this Security Issuer:  CUSIP 67077N
 

        
Latest Filing  Type    Category    Description        Documents
     
2/14/22 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 5
10/27/21 OLD25-NSETrading:  Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25  OLD 1
7/7/21 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 48
2/22/19 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 5
5/15/17 OLD144Ownership:  Notice of a Proposed Sale of Securities by an Insider — Form 144  OLD 1

General Exhibits: 
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7/7/21 OLDEX-24Powers of Attorney  OLD 48

Additional Exhibits: 
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10/27/21 OLDEX-99Miscellaneous Exhibit  OLD 1


        

Filings History

Year    # of Filings
In descending order
2024 2
2023 3
2022 3
2021 13
2020 17
2019 21
2018 13
2017 18
2016 20
2015 29

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