Upstart Holdings, Inc. 

CA

  SEC # 1647639

        

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490  SEC Filings   from  7/16/15  to  5/7/24  (Yesterday)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘10-Q’ — Quarterly Report — Form 10-Q — for 3/31/24 — Filed as:  Filer / Offerer
New-Filing E-Mail:			Send me notifications of all Filings involving  Upstart Holdings, Inc.

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Forms , Documents & Exhibits  in  90 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
5/7/24			10-Q		Update:		Quarterly Reports — Form 10-Q    — Financial Reports	10
5/7/24			8-K		Update:		Current Reports — Form 8-K    — Press Releases & Conference Calls  — Financial Reports	27
					8-K Items:
8/20/21	OLD		Business & Operations:			•	Entry into a Material Definitive Agreement — Item 1.01  OLD  — ↓‘EX-10’	1
6/2/21	OLD		"			•	Termination of a Material Definitive Agreement — Item 1.02  OLD  — ↓‘EX-10’	1
5/7/24			Financial Info:			•	Results of Operations and Financial Condition — Item 2.02    — Financial Reports	15
8/20/21	OLD		"			•	Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ↓‘EX-10’	1
1/31/23	OLD		"			•	Cost Associated with Exit or Disposal Activities — Item 2.05  OLD	1
8/20/21	OLD		Securities & Trading:			•	Unregistered Sales of Equity Securities — Item 3.02  OLD  — ↓‘EX-1’	1
3/2/23	OLD		Governance & Management:			•	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers	6
11/18/22	OLD		"			•	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ↓‘EX-3’	1
5/26/23			"			•	Submission of Matters to a Vote of Security Holders — Item 5.07	3
11/1/22	OLD		Events:			•	Other Events — Item 8.01  OLD	4
5/7/24			Financials:			•	Financial Statements and Exhibits — Item 9.01    — Financial Reports	11
4/5/24			ARS		Update:		Annual Reports to Security Holders	2
4/5/24			DEFA14A		Proxy:		Definitive Additional Proxy Soliciting Materials — Schedule 14A	4
4/5/24			DEF 14A		Proxy:		Definitive Proxy Statements — Schedule 14A — Financial Reports	4
2/16/24			S-8		Registration:		Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8	5
2/15/24			10-K		Update:		Annual Reports — Form 10-K — Financial Reports	4
2/9/24			SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G	2
4/12/21	OLD		424B4		Registration:		Prospectuses – Info Previously Omitted & New Facts or Events  OLD	2
4/9/21	OLD		EFFECT		SEC:		SEC Notices of Effectiveness  OLD	2
4/6/21	OLD		CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC	7
4/6/21	OLD		S-1		Registration:		Registration Statements (General Form) — Form S-1  OLD	6
3/23/21	OLD		DRS		Registration:		Draft Registration Statements by Emerging Growth Companies and Foreign Issuers — Form DRS  OLD	5
12/10/20	OLD		CERT		Trading:		Certification by a Securities Exchange Approving a Listing — Form CERT  OLD	1
12/10/20	OLD		8-A12B		Registration:		Registration Statement for a Class of Securities — Form 8-A  OLD	1
11/4/20	OLD		40-APP		Registration:		Application for an Exemption Order or Other Relief by an Investment Company  OLD	1
9/25/20	OLD		DRSLTR		Comment:		Comment-Response and Draft-Registration-Statement Letters to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC	3
3/2/17	OLD		D		Registration:		Notices of Exempt Offerings of Securities — Form D  OLD	2
					Letters:
12/11/20	OLD		REDACTED EXHIBIT		SEC Staff Letters – Redacted Exhibits  OLD  — All Correspondence with the SEC			2
					General Exhibits:
2/16/24			EX-23		Consents of Experts and Counsel			12
2/16/24			EX-FILING FEES		Filing Fees			3
2/16/24			EX-5		Opinions of Counsel re: Legality			7
2/15/24			EX-97		Clawback Policy re: Recovery of Erroneously Awarded Compensation			1
2/15/24			EX-21		Subsidiaries Lists			6
2/16/23	OLD		EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders  OLD			16
2/16/23	OLD		EX-10		Material Contracts  OLD			50
11/18/22	OLD		EX-3		Articles of Incorporation/Organization and Bylaws  OLD			12
4/6/21	OLD		EX-1		Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD			2
					Additional Exhibits:
5/7/24			EX-99		Miscellaneous Exhibits, such as Press Releases    — Press Releases & Conference Calls			20
					Financials:
5/7/24			EX-31		Certifications — §302 – SOA’02			27
5/7/24			EX-32		Certifications — §906 – SOA’02			15
5/7/24			XML  &  R#		IDEA Financial Reports Info    — Financial Reports			1,196
5/7/24			EXCEL		IDEA Workbooks of Financial Reports Info    — Workbooks of Financial Reports			40
5/7/24			EX-101.*		XBRL Data  (XBRL Files)			153
5/7/24			JSON		XBRL Instances as JavaScript Object Notation Data  (JSON Files)			41
5/7/24			ZIP		XBRL Zipped Folders   (Folders of XBRL Files)			41
					Graphics:
5/7/24			GRAPHIC		Photos, Images and Graphs			228

Forms , Documents & Exhibits  in  401 Filings  Filed re:  Issuer / Subject Company

        

List all Money Managers that own this Security Issuer:  CUSIP 91680M

        

Latest Filing			Type		Category	Description		Documents
4/3/24			4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4	273
4/1/24			144		Ownership:		Notices of Proposed Sales of Securities by Insiders — Form 144	89
2/13/24			SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G	17
12/8/22	OLD		3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD	16
					Letters:
3/26/21	OLD		LETTER		Comment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC			6
3/26/21	OLD		TEXT-EXTRACT		Comment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]  OLD			6
					General Exhibits:
6/25/21	OLD		EX-24		Powers of Attorney  OLD			13
					Additional Exhibits:
5/26/23			EX-99		Miscellaneous Exhibits, such as Press Releases			9
					Graphics:
2/10/23	OLD		GRAPHIC		Photos, Images and Graphs  OLD			3

        

Filings History

Year		# of Filings
2024		72
2023		177
2022		90
2021		97
2020		51
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2017		2
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2015		1