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DICE Therapeutics, Inc. 
 CA
  SEC # 1645569


        
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173  SEC Filings
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  from  6/18/15  to  8/21/23  (8 Months Ago)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘15-12G’ — Certification of a Termination of Registration of a Class of Securities — Form 15 — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  DICE Therapeutics, Inc. 

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Forms
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, Documents
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& Exhibits
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 in  75 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
8/21/2315-12GRegistration:  Certification of a Termination of Registration of a Class of Securities — Form 151
8/11/23EFFECTSEC:  SEC Notices of Effectiveness3
8/9/23S-8 POSRegistration:  Post-Effective Amendments of Form S-8 Registrations3
8/9/23POSASRRegistration:  Post-Effective Amendment of an Automatic Shelf Registration Statement — Form S-3/F-3ASR1
8/9/23POS AMRegistration:  Post-Effective Amendment of a Registration Statement1
8/9/238-KUpdate:  Current Reports — Form 8-K — Press Releases
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& Conference Calls
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 — Financial Reports
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19

8-K Items: 
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6/20/23
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01 — ‘EX-10’
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3
8/9/23"Termination of a Material Definitive Agreement — Item 1.02 — ‘EX-10’
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2
8/9/23
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01 — ‘EX-2’
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1
5/11/23"Results of Operations and Financial Condition — Item 2.02 — Financial Reports
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8
8/9/23
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.011
6/28/22 OLD"Unregistered Sales of Equity Securities — Item 3.02  OLD  — ‘EX-1’
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1
8/9/23"Material Modifications to Rights of Security Holders — Item 3.03 — ‘EX-4’
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1
8/9/23
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  Governance & Management: 
Changes in Control of Registrant — Item 5.011
8/9/23"Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers
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3
8/9/23"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03 — ‘EX-3’
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3
6/7/23"Submission of Matters to a Vote of Security Holders — Item 5.072
5/3/22 OLD
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  OLD  — ‘EX-99’
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2
6/20/23
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  Events: 
Other Events — Item 8.013
8/9/23
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  Financials: 
Financial Statements and Exhibits — Item 9.01 — Financial Reports
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15

8/9/23SC 14D9Ownership:  Tender-Offer Solicitation/Recommendation Statements — Schedule 14D-94
8/8/2310-QUpdate:  Quarterly Reports — Form 10-Q — Financial Reports
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6
6/20/23SC14D9COwnership:  Tender-Offer Communication by an Issuer re: a Third-Party Offer — Schedule 14D-9C1
4/26/23 OLDARSUpdate:  Annual Report to Security Holders  OLD 1
4/26/23 OLDDEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD 2
4/26/23 OLDDEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  OLD 2
4/14/23 OLDPRE 14AProxy:  Preliminary Proxy Statement — Schedule 14A  OLD 1
3/15/23 OLDS-3ASRRegistration:  Automatic Shelf Registration Statement by a Well-Known Issuer — Form S-3  OLD 1
3/15/23 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 3
3/15/23 OLD10-KUpdate:  Annual Reports — Form 10-K  OLD  — Financial Reports
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2
10/13/22 OLD424B5Registration:  Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD 2
10/5/22 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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4
10/3/22 OLDS-3Registration:  Registration Statement – Securities for a Transaction — Form S-3  OLD 1
9/15/21 OLD424B4Registration:  Prospectus – Info Previously Omitted & New Facts or Events  OLD 1
9/14/21 OLDS-1MEFRegistration:  Registration Statement to Add Securities to a Prior Form S-1 Registration  OLD 1
9/10/21 OLDCERTTrading:  Certification by a Securities Exchange Approving a Listing — Form CERT  OLD 1
9/10/21 OLD8-A12BRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1
9/9/21 OLDFWPRegistration:  Prospectus – Free Writing  OLD 1
9/9/21 OLDS-1Registration:  Registration Statements (General Form) — Form S-1  OLD 3
9/7/21 OLDDRegistration:  Notices of Exempt Offerings of Securities — Form D  OLD 4
8/6/21 OLDDRSLTRComment:  Comment-Response or Draft-Registration-Statement Letter to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC
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1
8/6/21 OLDDRSRegistration:  Draft Registration Statements by Emerging Growth Companies and Foreign Issuers — Form DRS  OLD 2

Letters: 
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9/22/21 OLDREDACTED EXHIBITSEC Staff Letters – Redacted Exhibits  OLD  — All Correspondence with the SEC2

General Exhibits: 
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8/9/23EX-3Articles of Incorporation/Organization and Bylaws14
6/20/23EX-10Material Contracts25
6/20/23EX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions2
3/15/23 OLDEX-23Consents of Experts and Counsel  OLD 11
3/15/23 OLDEX-FILING FEESFiling Fees  OLD 4
3/15/23 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 13
3/15/23 OLDEX-5Opinions of Counsel re: Legality  OLD 8
3/15/23 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 3
3/15/23 OLDEX-21Subsidiaries Lists  OLD 4

Additional Exhibits: 
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6/20/23EX-99Miscellaneous Exhibits, such as Press Releases — Press Releases
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& Conference Calls
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17

Financials: 
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8/9/23XML  &  R#IDEA Financial Reports Info — Financial Reports
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413
8/9/23EXCELIDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports
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27
8/9/23EX-101.*XBRL Data  (XBRL Files)98
8/9/23JSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)27
8/9/23ZIPXBRL Zipped Folders
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  (Folders of XBRL Files)
27
8/8/23EX-31Certifications — §302 – SOA’0216
8/8/23EX-32Certifications — §906 – SOA’0216

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6/30/23GRAPHICPhotos, Images and Graphs343


Forms
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, Documents
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& Exhibits
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 in  104 Filings
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 Filed re:  Issuer / Subject Company


        
New Filing!  List all Money Managers that own this Security Issuer:  CUSIP 23345J
 

        
Latest Filing  Type    Category    Description        Documents
     
8/9/234Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 452
8/9/23SC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D10
8/9/23SC 14D9Ownership:  Tender-Offer Solicitation/Recommendation Statements — Schedule 14D-94
8/9/23SC TO-TOwnership:  Tender-Offer Statements by Third Parties — Schedule TO4
8/9/2325-NSETrading:  Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 251
7/10/23SC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G8
6/20/23SC14D9COwnership:  Tender-Offer Communication by an Issuer re: a Third-Party Offer — Schedule 14D-9C1
6/20/23SC TO-COwnership:  Tender-Offer Communication by an Issuer or Third Party — Schedule TO1
5/5/23144Ownership:  Notices of Proposed Sales of Securities by Insiders — Form 1444
4/1/22 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 14
2/11/22 OLD5Ownership:  Annual Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 5  OLD 1
9/9/21 OLDFWPRegistration:  Prospectus – Free Writing  OLD 1

Letters: 
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10/4/22 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC3
10/4/22 OLDTEXT-EXTRACTComment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]  OLD 3

General Exhibits: 
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6/30/23EX-FILING FEESFiling Fees1
4/1/22 OLDEX-24Powers of Attorney  OLD 12

Additional Exhibits: 
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8/9/23EX-99Miscellaneous Exhibits, such as Press Releases17

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8/9/23GRAPHICPhotos, Images and Graphs15


        

Filings History

Year    # of Filings
In descending order
2023 78
2022 45
2021 48
2018 1
2015 1

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